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Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
56,454,000 |
Market
Cap: |
491.71(M) |
Last
Volume: |
582,386 |
Avg
Vol: |
360,075 |
52
Week Range: |
$7.65 - $8.8 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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Rankings:
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Insider 3 Months : 7.2 |
Insider 6 Months : 9.9 |
Insider 3/6 Months : 17.5 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Nuveen Floating Rate Income Fund is registered as a diversified closed-end management investment company. The Fund's investment objective is to achieve a high level of current income. The Fund invests at least 80% of its managed assets in adjustable rate loans, primarily secured senior loans.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
12,444 |
41,444 |
43,644 |
43,644 |
Total Buy Value |
$107,888 |
$344,531 |
$362,547 |
$362,547 |
Total People Bought |
1 |
2 |
3 |
3 |
Total Buy Transactions |
2 |
3 |
4 |
4 |
Total Shares Sold |
0 |
0 |
90,909 |
90,909 |
Total Sell Value |
$0 |
$0 |
$731,005 |
$731,005 |
Total People Sold |
0 |
0 |
2 |
2 |
Total Sell Transactions |
0 |
0 |
4 |
4 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Perry Michael A |
Vice President |
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2024-03-11 |
4 |
B |
$8.67 |
$50,667 |
I/I |
5,844 |
5,844 |
1.99 |
- |
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Perry Michael A |
Vice President |
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2024-03-11 |
4 |
B |
$8.67 |
$57,221 |
D/D |
6,600 |
6,600 |
2.74 |
- |
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Thornton Matthew Iii |
Trustee |
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2023-12-15 |
4 |
B |
$8.16 |
$236,643 |
D/D |
29,000 |
29,000 |
2.44 |
5% |
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Jones Nathaniel T. |
Vice President and Treasurer |
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2023-10-26 |
4 |
S |
$7.67 |
$10,784 |
D/D |
(1,406) |
314 |
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-13% |
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Caraher Scott C. |
Portfolio Manager |
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2023-10-03 |
4 |
S |
$7.90 |
$233,074 |
D/D |
(29,503) |
47,056 |
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-9% |
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Caraher Scott C. |
Portfolio Manager |
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2023-09-27 |
4 |
S |
$8.11 |
$283,934 |
D/D |
(35,000) |
76,559 |
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-5% |
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Caraher Scott C. |
Portfolio Manager |
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2023-09-26 |
4 |
S |
$8.13 |
$203,213 |
D/D |
(25,000) |
89,559 |
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-4% |
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Moschner Albin F |
Trustee |
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2023-09-06 |
4 |
B |
$8.19 |
$18,016 |
D/D |
2,200 |
30,400 |
2.44 |
- |
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Lamb David J |
Vice President |
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2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
4,707 |
4,707 |
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- |
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Jones Nathaniel T. |
Vice President and Treasurer |
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2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
970 |
970 |
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- |
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Caraher Scott C. |
Portfolio Manager |
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2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
114,559 |
114,559 |
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- |
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Moschner Albin F |
Trustee |
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2023-07-31 |
4 |
A |
$0.00 |
$0 |
D/D |
3,000 |
3,000 |
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- |
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Weinstein Boaz |
10% Owner |
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2021-04-29 |
4 |
S |
$9.51 |
$88,605 |
I/I |
(9,317) |
5,665,888 |
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-6% |
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Weinstein Boaz |
10% Owner |
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2021-04-28 |
4 |
S |
$9.56 |
$271,408 |
I/I |
(28,390) |
5,675,205 |
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-5% |
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Weinstein Boaz |
10% Owner |
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2021-04-27 |
4 |
S |
$9.56 |
$1,654,616 |
I/I |
(173,077) |
5,703,595 |
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-5% |
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Weinstein Boaz |
10% Owner |
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2021-04-26 |
4 |
S |
$9.57 |
$193,180 |
I/I |
(20,186) |
5,876,672 |
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-6% |
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Weinstein Boaz |
10% Owner |
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2021-04-23 |
4 |
S |
$9.57 |
$787,228 |
I/I |
(82,260) |
5,896,858 |
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-5% |
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Weinstein Boaz |
10% Owner |
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2021-04-22 |
4 |
S |
$9.59 |
$235,387 |
I/I |
(24,545) |
5,979,118 |
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-5% |
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Weinstein Boaz |
10% Owner |
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2021-04-21 |
4 |
S |
$9.58 |
$5,077 |
I/I |
(530) |
6,003,663 |
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-5% |
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Weinstein Boaz |
10% Owner |
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2021-04-20 |
4 |
S |
$9.61 |
$175,998 |
I/I |
(18,314) |
6,004,193 |
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-4% |
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Weinstein Boaz |
10% Owner |
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2021-04-19 |
4 |
S |
$9.65 |
$247,358 |
I/I |
(25,633) |
6,022,507 |
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-3% |
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Weinstein Boaz |
10% Owner |
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2021-04-16 |
4 |
S |
$9.62 |
$66,253 |
I/I |
(6,887) |
6,048,140 |
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-2% |
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Weinstein Boaz |
10% Owner |
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2021-04-15 |
4 |
S |
$9.63 |
$254,742 |
I/I |
(26,453) |
6,055,027 |
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-3% |
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Weinstein Boaz |
10% Owner |
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2021-04-14 |
4 |
S |
$9.65 |
$585,745 |
I/I |
(60,699) |
6,081,480 |
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-3% |
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Weinstein Boaz |
10% Owner |
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2021-04-13 |
4 |
S |
$9.70 |
$1,542,882 |
I/I |
(159,060) |
6,142,179 |
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-1% |
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54 Records found
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Page 1 of 3 |
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