|
|
|
| 
|
|
|
My Recent Searches
|
|
|
|
|
|
|
|
|
$49.26 0.00 (0.00%) as of 4:30 Thu 10/1
|
|
Download |
|
|
| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
270,689,000 |
| Market
Cap: |
13.33(B) |
| Last
Volume: |
35,949,466 |
Avg
Vol: |
35,850,523 |
| 52
Week Range: |
$49.26 - $49.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Pizzi Michael A. |
Chief Operating Officer & CFO |
• – – |
2018-11-15 |
4/A |
A |
$0.00 |
$0 |
D/D |
167 |
88,338 |
|
- |
|
| Curcio Michael John |
Chief Brokerage Officer |
• – – |
2018-11-15 |
4/A |
A |
$0.00 |
$0 |
D/D |
362 |
187,013 |
|
- |
|
| Carbone Richard J |
Director |
– • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
76 |
30,948 |
|
- |
|
| Pizzi Michael A. |
Chief Operating Officer & CFO |
• – – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
270 |
88,441 |
|
- |
|
| Lawson Rodger A |
Executive Chairman |
• • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
325 |
114,516 |
|
- |
|
| Weaver Donna L |
Director |
– • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
44 |
62,849 |
|
- |
|
| Stern Gary H |
Director |
– • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
5 |
17,515 |
|
- |
|
| Curcio Michael John |
Chief Brokerage Officer |
• – – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
453 |
187,104 |
|
- |
|
| Roessner Karl A |
Chief Executive Officer |
• • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
387 |
123,503 |
|
- |
|
| Leibowitz Shelley B |
Director |
– • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
26 |
19,159 |
|
- |
|
| Healy James P |
Director |
– • – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
76 |
44,735 |
|
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2018-11-15 |
4 |
A |
$0.00 |
$0 |
D/D |
53 |
26,383 |
|
- |
|
| Weinreich Joshua |
Director |
– • – |
2018-11-06 |
4 |
B |
$52.33 |
$299,588 |
D/D |
5,725 |
7,318 |
2.39 |
- |
|
| Lawson Rodger A |
Executive Chairman |
• • – |
2018-11-05 |
4 |
B |
$51.27 |
$256,350 |
D/D |
5,000 |
114,191 |
2.81 |
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2018-11-02 |
4 |
B |
$51.50 |
$100,072 |
D/D |
1,943 |
26,330 |
2.74 |
- |
|
| Lawson Rodger A |
Executive Chairman |
• • – |
2018-11-02 |
4 |
B |
$51.26 |
$256,300 |
D/D |
5,000 |
109,191 |
2.81 |
- |
|
| Pizzi Michael A. |
Chief Operating Officer & CFO |
• – – |
2018-11-02 |
4 |
B |
$51.67 |
$516,735 |
D/D |
10,000 |
88,171 |
2.74 |
- |
|
| Carbone Richard J |
Director |
– • – |
2018-10-01 |
4 |
A |
$0.00 |
$0 |
D/D |
694 |
30,872 |
|
- |
|
| Leibowitz Shelley B |
Director |
– • – |
2018-10-01 |
4 |
A |
$0.00 |
$0 |
D/D |
574 |
19,133 |
|
- |
|
| Pizzi Michael A. |
Chief Operating Officer & CFO |
• – – |
2018-09-21 |
4 |
A |
$0.00 |
$0 |
D/D |
9,007 |
78,171 |
|
- |
|
| Curcio Michael John |
Chief Brokerage Officer |
• – – |
2018-09-12 |
4/A |
D |
$53.85 |
$2,310,757 |
D/D |
(42,911) |
186,651 |
|
- |
|
| Curcio Michael John |
Chief Brokerage Officer |
• – – |
2018-09-12 |
4 |
D |
$53.85 |
$2,527,719 |
D/D |
(46,940) |
182,622 |
|
- |
|
| Lawson Rodger A |
Executive Chairman |
• • – |
2018-09-12 |
4 |
D |
$53.85 |
$98,815 |
D/D |
(1,835) |
104,191 |
|
- |
|
| Roessner Karl A |
Chief Executive Officer |
• • – |
2018-09-12 |
4 |
D |
$53.85 |
$357,887 |
D/D |
(6,646) |
123,116 |
|
- |
|
| Weinreich Joshua |
Director |
– • – |
2018-08-08 |
4 |
A |
$0.00 |
$0 |
D/D |
1,593 |
1,593 |
|
- |
|
517 Records found
|
|
Page 11 of 21 |
|
|
| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
