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|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
270,689,000 |
Market
Cap: |
13.33(B) |
Last
Volume: |
35,949,466 |
Avg
Vol: |
35,850,523 |
52
Week Range: |
$49.26 - $49.26 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Curcio Michael John |
Chief Brokerage Officer |
|
2018-02-03 |
4 |
D |
$53.35 |
$116,831 |
D/D |
(2,190) |
231,487 |
|
- |
|
Simonich Brent |
SVP, Corporate Controller |
|
2018-02-03 |
4 |
D |
$53.35 |
$72,713 |
D/D |
(1,363) |
28,260 |
|
- |
|
Roessner Karl A |
Chief Executive Officer |
|
2018-02-03 |
4 |
D |
$53.35 |
$234,249 |
D/D |
(4,391) |
212,762 |
|
- |
|
Sclafani Joseph L |
Director |
|
2018-01-30 |
4 |
S |
$52.75 |
$105,500 |
D/D |
(2,000) |
34,304 |
|
- |
|
Sclafani Joseph L |
Director |
|
2018-01-30 |
4 |
OE |
$31.75 |
$63,500 |
D/D |
2,000 |
36,304 |
|
- |
|
Kanner Frederick Wilkinson |
Director |
|
2018-01-26 |
4 |
D |
$53.49 |
$87,135 |
D/D |
(1,629) |
44,463 |
|
- |
|
Kanner Frederick Wilkinson |
Director |
|
2018-01-26 |
4 |
OE |
$43.55 |
$87,100 |
D/D |
2,000 |
46,092 |
|
- |
|
Leibowitz Shelley B |
Director |
|
2018-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
652 |
15,443 |
|
- |
|
Healy James P |
Director |
|
2018-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
652 |
42,649 |
|
- |
|
Carbone Richard J |
Director |
|
2018-01-02 |
4 |
A |
$0.00 |
$0 |
D/D |
602 |
26,913 |
|
- |
|
Healy James P |
Director |
|
2017-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
207 |
41,997 |
|
- |
|
Carbone Richard J |
Director |
|
2017-12-01 |
4 |
A |
$0.00 |
$0 |
D/D |
207 |
26,311 |
|
- |
|
Carbone Richard J |
Director |
|
2017-10-02 |
4 |
A |
$0.00 |
$0 |
D/D |
688 |
26,104 |
|
- |
|
Leibowitz Shelley B |
Director |
|
2017-10-02 |
4 |
A |
$0.00 |
$0 |
D/D |
745 |
14,791 |
|
- |
|
Healy James P |
Director |
|
2017-10-02 |
4 |
A |
$0.00 |
$0 |
D/D |
745 |
41,790 |
|
- |
|
Roessner Karl A |
Chief Executive Officer |
|
2017-09-13 |
4 |
AS |
$40.49 |
$347,310 |
D/D |
(8,578) |
217,153 |
|
- |
|
Lawson Rodger A |
Executive Chairman |
|
2017-09-13 |
4 |
AS |
$40.46 |
$59,157 |
D/D |
(1,462) |
87,176 |
|
- |
|
Curcio Michael John |
Chief Brokerage Officer |
|
2017-09-13 |
4 |
AS |
$40.38 |
$1,351,611 |
D/D |
(33,474) |
233,677 |
|
- |
|
Roessner Karl A |
Chief Executive Officer |
|
2017-09-12 |
4 |
D |
$40.67 |
$283,528 |
D/D |
(6,971) |
225,731 |
|
- |
|
Lawson Rodger A |
Executive Chairman |
|
2017-09-12 |
4 |
D |
$40.67 |
$56,331 |
D/D |
(1,385) |
88,638 |
|
- |
|
Curcio Michael John |
Chief Brokerage Officer |
|
2017-09-12 |
4 |
D |
$40.67 |
$1,760,428 |
D/D |
(43,283) |
267,151 |
|
- |
|
Roessner Karl A |
Chief Executive Officer |
|
2017-08-18 |
4 |
AS |
$39.41 |
$587,066 |
D/D |
(14,898) |
232,702 |
|
- |
|
Pizzi Michael A. |
Chief Financial Officer |
|
2017-08-18 |
4 |
AS |
$39.41 |
$393,178 |
D/D |
(9,977) |
110,142 |
|
- |
|
Healy James P |
Director |
|
2017-08-18 |
4 |
A |
$0.00 |
$0 |
D/D |
253 |
41,045 |
|
- |
|
Carbone Richard J |
Director |
|
2017-08-18 |
4 |
A |
$0.00 |
$0 |
D/D |
253 |
25,416 |
|
- |
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517 Records found
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Page 14 of 21 |
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