| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
2,720,000 |
| Market
Cap: |
122.94(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$32 - $47.13 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : 3.8 |
| Insider 6 Months : 13.7 |
| Insider 3/6 Months : 17.9 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile PhenixFIN is a non-diversified closed end management investment company. Co.'s investment objective is to generate current income and capital appreciation by lending directly to privately held middle market companies, primarily through directly originated transactions to help these companies expand their business, refinance and make acquisitions.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
225 |
24,909 |
50,240 |
102,271 |
| Total Buy Value |
$10,127 |
$1,120,554 |
$2,041,322 |
$3,991,602 |
| Total People Bought |
1 |
2 |
3 |
3 |
| Total Buy Transactions |
1 |
9 |
20 |
44 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Taube Seth |
Director |
– • – |
2016-08-16 |
4 |
B |
$7.48 |
$374,000 |
I/I |
50,000 |
239,947 |
2.1 |
- |
|
| Taube Brook |
Chief Executive Officer |
• • – |
2016-08-16 |
4 |
B |
$7.48 |
$374,000 |
I/I |
50,000 |
239,947 |
2.66 |
- |
|
| Taube Seth |
Director |
– • – |
2016-08-15 |
4 |
B |
$7.44 |
$792,220 |
I/I |
106,547 |
189,947 |
2.1 |
- |
|
| Taube Brook |
Chief Executive Officer |
• • – |
2016-08-15 |
4 |
B |
$7.44 |
$792,220 |
I/I |
106,547 |
189,947 |
2.66 |
- |
|
| Taube Seth |
Director |
– • – |
2016-08-12 |
4 |
B |
$7.43 |
$619,929 |
I/I |
83,400 |
83,400 |
2.1 |
- |
|
| Taube Brook |
Chief Executive Officer |
• • – |
2016-08-12 |
4 |
B |
$7.43 |
$619,929 |
I/I |
83,400 |
83,400 |
2.66 |
- |
|
| Lyons Robert K |
Director |
– • – |
2015-12-15 |
4 |
B |
$7.24 |
$14,480 |
D/D |
2,000 |
2,000 |
2.39 |
- |
|
| Taube Brook |
Chief Executive Officer |
• • – |
2015-06-01 |
4 |
B |
$9.36 |
$805 |
I/I |
86 |
190,000 |
2.58 |
- |
|
| Taube Seth |
Director |
– • – |
2015-06-01 |
4 |
B |
$9.33 |
$811 |
I/I |
87 |
142,038 |
2.02 |
- |
|
| Taube Brook |
Chief Executive Officer |
• • – |
2015-05-29 |
4 |
B |
$9.41 |
$234,451 |
I/I |
24,914 |
189,914 |
2.66 |
- |
|
| Taube Seth |
Director |
– • – |
2015-05-29 |
4 |
B |
$9.41 |
$234,441 |
I/I |
24,913 |
142,423 |
2.1 |
- |
|
| Tonkel Jeffrey B. |
Director |
– • – |
2015-05-29 |
4 |
B |
$9.41 |
$47,051 |
D/D |
5,000 |
15,000 |
2.39 |
- |
|
| Fredericks John D. |
Chief Compliance Officer |
• – – |
2015-05-28 |
4 |
B |
$9.29 |
$9,289 |
D/D |
1,000 |
4,000 |
2.74 |
- |
|
| Allorto Richard T Jr |
Chief Financial Officer |
• – – |
2015-05-28 |
4 |
B |
$9.34 |
$46,700 |
D/D |
5,000 |
20,000 |
2.74 |
- |
|
| Taube Brook |
Chief Executive Officer |
• • – |
2014-12-12 |
4 |
B |
$8.86 |
$221,510 |
I/I |
25,000 |
165,000 |
2.66 |
- |
|
| Taube Seth |
Director |
– • – |
2014-12-12 |
4 |
B |
$8.86 |
$221,510 |
I/I |
25,000 |
117,510 |
2.1 |
- |
|
| Allorto Richard T Jr |
Chief Financial Officer |
• – – |
2014-12-11 |
4 |
B |
$8.99 |
$89,940 |
D/D |
10,000 |
15,000 |
2.74 |
- |
|
| Fredericks John D. |
Chief Compliance Officer |
• – – |
2014-12-11 |
4 |
B |
$8.99 |
$26,960 |
D/D |
3,000 |
3,000 |
2.74 |
- |
|
| Tonkel Jeffrey B. |
Director |
– • – |
2014-12-11 |
4 |
B |
$9.00 |
$89,969 |
D/D |
10,000 |
10,000 |
2.39 |
- |
|
| Taube Brook |
President and CEO |
• • – |
2014-05-23 |
4 |
B |
$12.39 |
$41,036 |
D/D |
3,312 |
140,000 |
2.81 |
- |
|
345 Records found
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Page 14 of 14 |
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0.67 (1.49%) 
