| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
270,689,000 |
| Market
Cap: |
13.33(B) |
| Last
Volume: |
35,949,466 |
Avg
Vol: |
35,850,523 |
| 52
Week Range: |
$49.26 - $49.26 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Healy James P |
Director |
– • – |
2016-12-09 |
4 |
A |
$0.00 |
$0 |
D/D |
282 |
29,718 |
|
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2016-11-14 |
4 |
S |
$32.68 |
$261,290 |
D/D |
(7,996) |
35,847 |
|
- |
|
| Healy James P |
Director |
– • – |
2016-11-01 |
4 |
A |
$0.00 |
$0 |
D/D |
942 |
29,436 |
|
- |
|
| Curcio Michael John |
EVP, Chief Brokerage Officer |
• – – |
2016-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
287,558 |
287,558 |
|
- |
|
| Kabat Kevin T |
Director |
– • – |
2016-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
1,236 |
4,904 |
|
- |
|
| Roessner Karl A |
Chief Executive Officer |
• – – |
2016-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
37,460 |
254,755 |
|
- |
|
| Lawson Rodger A |
Director |
– • – |
2016-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
11,238 |
56,541 |
|
- |
|
| Healy James P |
Director |
– • – |
2016-08-01 |
4 |
A |
$0.00 |
$0 |
D/D |
799 |
28,494 |
|
- |
|
| Kabat Kevin T |
Director |
– • – |
2016-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
3,668 |
3,668 |
|
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2016-06-01 |
4 |
D |
$27.62 |
$51,420 |
D/D |
(1,862) |
43,843 |
|
- |
|
| Weaver Donna L |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
56,482 |
|
- |
|
| Kanner Frederick Wilkinson |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
40,315 |
|
- |
|
| Leibowitz Shelley B |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
9,099 |
|
- |
|
| Saeger Rebecca |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
23,184 |
|
- |
|
| Lam James |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
19,848 |
|
- |
|
| Stern Gary H |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
11,723 |
|
- |
|
| Sclafani Joseph L |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
3,954 |
30,527 |
|
- |
|
| Lawson Rodger A |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
5,931 |
45,303 |
|
- |
|
| Carbone Richard J |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
5,931 |
20,604 |
|
- |
|
| Healy James P |
Director |
– • – |
2016-05-13 |
4 |
A |
$0.00 |
$0 |
D/D |
6,721 |
27,695 |
|
- |
|
| Koebler Ellen |
EVP & Chief Risk OfficerOffice |
• – – |
2016-05-12 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
55,335 |
|
- |
|
| Healy James P |
Director |
– • – |
2016-05-02 |
4 |
A |
$0.00 |
$0 |
D/D |
692 |
20,974 |
|
- |
|
| Simonich Brent |
Principal Accounting Officer |
• – – |
2016-04-26 |
4 |
S |
$26.22 |
$104,716 |
D/D |
(3,994) |
45,705 |
|
- |
|
| Roessner Karl A |
EVP & General Counsel |
• – – |
2016-04-25 |
4 |
AS |
$25.93 |
$436,283 |
D/D |
(16,828) |
217,295 |
|
- |
|
| Roessner Karl A |
EVP & General Counsel |
• – – |
2016-02-10 |
4 |
AS |
$21.23 |
$563,102 |
D/D |
(26,510) |
234,123 |
|
- |
|
517 Records found
|
|
Page 17 of 21 |
|
|
