| |
| |
| Exchange: |
N/A |
| Security
Type: |
Common |
| Shares
Out: |
72,460,000 |
| Market
Cap: |
1.78(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$20.87 - $72.09 |
|
| Level
I Sector: |
N/A |
| Level
II Sector: |
N/A |
| Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Upstart is a cloud-based artificial intelligence lending platform. Co. helps bank partners originate credit by providing them with a proprietary, cloud-based, artificial intelligence lending platform. As Co.'s technology continues to improve and additional banks adopt the Upstart platform, consumers benefit from improved access to affordable and frictionless credit.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
2,000 |
| Total Buy Value |
$0 |
$0 |
$0 |
$39,851 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
204,993 |
404,464 |
649,132 |
847,889 |
| Total Sell Value |
$5,594,822 |
$11,993,592 |
$19,091,743 |
$23,451,009 |
| Total People Sold |
5 |
5 |
5 |
7 |
| Total Sell Transactions |
13 |
44 |
88 |
133 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gu Paul |
SVP, Product and Data Science |
• • – |
2021-03-20 |
4 |
A |
$0.00 |
$0 |
D/D |
25,412 |
235,412 |
|
- |
|
| Mirgorodskaya Natalia |
Corporate Controller |
• – – |
2021-03-20 |
4 |
A |
$0.00 |
$0 |
D/D |
12,445 |
22,445 |
|
- |
|
| Counselman Anna M. |
SVP, People and Operations |
• – – |
2021-03-20 |
4 |
A |
$0.00 |
$0 |
D/D |
12,230 |
12,230 |
|
- |
|
| Nicoll Alison |
General Counsel |
• – – |
2021-03-20 |
4 |
A |
$0.00 |
$0 |
D/D |
12,230 |
12,230 |
|
- |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2021-03-20 |
4 |
A |
$0.00 |
$0 |
D/D |
53,243 |
53,243 |
|
- |
|
| Cooper Kerry Whorton |
Director |
– • – |
2021-03-15 |
4 |
A |
$0.00 |
$0 |
D/D |
2,297 |
2,297 |
|
- |
|
| Gu Paul |
SVP, Product and Data Science |
• • – |
2021-03-05 |
4 |
OE |
$2.15 |
$21,500 |
D/D |
10,000 |
210,000 |
|
- |
|
| Third Point Llc |
See Footnote 1 |
– – • |
2020-12-18 |
4 |
B |
$20.00 |
$24,000,000 |
I/I |
1,200,000 |
13,381,222 |
1.5 |
147% |
|
| Third Point Llc |
See Footnote 1 |
– – • |
2020-12-18 |
4 |
A |
$0.00 |
$0 |
I/I |
12,181,222 |
12,181,222 |
|
- |
|
| Counselman Anna M. |
SVP, People and Operations |
• – – |
2020-12-18 |
4 |
S |
$18.60 |
$2,262,597 |
D/D |
(121,645) |
0 |
|
-147% |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2020-12-18 |
4 |
S |
$18.60 |
$18,600,000 |
I/I |
(1,000,000) |
9,592,840 |
|
-147% |
|
| Girouard Dave |
Chief Executive Officer |
• • • |
2020-12-18 |
4 |
A |
$0.00 |
$0 |
I/I |
792,840 |
10,592,840 |
|
- |
|
| Gu Paul |
SVP, Product and Data Science |
• • – |
2020-12-18 |
4 |
S |
$18.60 |
$3,964,106 |
D/D |
(213,124) |
200,000 |
|
-147% |
|
| Nicoll Alison |
General Counsel |
• – – |
2020-12-18 |
4 |
S |
$18.60 |
$1,302,000 |
D/D |
(70,000) |
0 |
|
-147% |
|
| Nicoll Alison |
General Counsel |
• – – |
2020-12-15 |
4 |
OE |
$0.23 |
$16,100 |
D/D |
70,000 |
70,000 |
|
- |
|
| Counselman Anna M. |
SVP, People and Operations |
• – – |
2020-12-15 |
4 |
OE |
$0.15 |
$11,572 |
D/D |
77,145 |
121,645 |
|
- |
|
| Gu Paul |
SVP, Product and Data Science |
• • – |
2020-12-15 |
4 |
OE |
$0.15 |
$31,969 |
D/D |
213,124 |
413,124 |
|
- |
|
| Gu Paul |
SVP, Product and Data ScienceO |
• • – |
2020-12-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200,000 |
|
- |
|
| Girouard Dave |
Chief Executive OfficerOfficer |
• • • |
2020-12-15 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
12,000,000 |
|
- |
|
| Counselman Anna M. |
SVP, People and OperationsOffi |
• – – |
2020-12-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
44,500 |
|
- |
|
| Mirgorodskaya Natalia |
Corporate ControllerOfficer |
• – – |
2020-12-15 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
10,000 |
|
- |
|
396 Records found
|
|
Page 16 of 16 |
|
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| |
Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
| |
|
|
|
|
|
2.28 (8.49%) 
