| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
117,980,000 |
| Market
Cap: |
50.09(B) |
| Last
Volume: |
447,000 |
Avg
Vol: |
633,434 |
| 52
Week Range: |
$303.73 - $440.97 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 1057 |
| Guru Rank Value : -3 |
| Guru Occurances : 2 |
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| |
|
Company Profile Ameriprise Financial is a holding company. Through its subsidiaries, Co. provides a range of products and services to individual and institutional clients. Co.'s segments are: Advice and Wealth Management, which provides financial planning and advice, as well as brokerage services, to retail clients through its advisors; Asset Management, which provides investment management, advice and products to clients through the Columbia Threadneedle Investments® brand; and Retirement and Protection Solutions, which includes Retirement Solutions (variable annuities and payout annuities) and Protection Solutions (life and disability insurance).
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
3,376 |
115,018 |
140,554 |
256,619 |
| Total Sell Value |
$1,476,276 |
$45,404,329 |
$54,388,385 |
$94,461,498 |
| Total People Sold |
3 |
8 |
8 |
9 |
| Total Sell Transactions |
3 |
20 |
24 |
37 |
| End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hutt John R. |
Sr Vice Pres and Controller |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$6,703 |
D/D |
(40) |
1,401 |
|
- |
|
| Cracchiolo James M |
Chairman and CEO |
• • – |
2020-01-26 |
4 |
D |
$167.57 |
$486,121 |
D/D |
(2,901) |
290,674 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$30,163 |
D/D |
(180) |
11,447 |
|
- |
|
| Berman Walter Stanley |
Executive VP and CFO |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$138,916 |
D/D |
(829) |
42,567 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$93,672 |
D/D |
(559) |
13,602 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$62,839 |
D/D |
(375) |
26,821 |
|
- |
|
| Kupper Randy |
EVP Technology and CIO |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$39,714 |
D/D |
(237) |
23,419 |
|
- |
|
| Moore Colin |
EVP & Global CIO |
• – – |
2020-01-26 |
4 |
D |
$167.57 |
$82,277 |
D/D |
(491) |
55,956 |
|
- |
|
| Sweeney Joseph Edward |
Pres-AWM Products & Services |
• – – |
2019-12-18 |
4 |
S |
$167.50 |
$1,356,726 |
D/D |
(8,100) |
19,669 |
|
- |
|
| Sharpe Robert Francis Jr |
Director |
– • – |
2019-11-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
8,180 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2019-11-08 |
4 |
S |
$158.67 |
$48,077 |
D/D |
(303) |
11,627 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2019-11-08 |
4 |
D |
$157.74 |
$1,099,132 |
D/D |
(6,968) |
11,930 |
|
- |
|
| Thissen Karen Wilson |
Executive VP and GC |
• – – |
2019-11-08 |
4 |
OE |
$107.61 |
$971,496 |
D/D |
8,183 |
18,898 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2019-11-05 |
4 |
GD |
$0.00 |
$0 |
I/I |
6,370 |
45,863 |
|
- |
|
| Sharpe Robert Francis Jr |
Director |
– • – |
2019-10-31 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
8,680 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2019-10-29 |
4 |
S |
$154.13 |
$998,330 |
D/D |
(6,477) |
27,196 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2019-07-05 |
4 |
D |
$150.12 |
$46,709 |
D/D |
(311) |
33,673 |
|
- |
|
| Woerner John Robert |
Pres Ins & Chief Strat Officer |
• – – |
2019-07-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
718 |
33,984 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2019-07-05 |
4 |
D |
$150.12 |
$96,037 |
D/D |
(640) |
15,611 |
|
- |
|
| Truscott William F |
CEO, Global Asset Management |
• – – |
2019-07-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,495 |
17,106 |
|
- |
|
| Kupper Randy |
EVP Technology and CIO |
• – – |
2019-06-07 |
4 |
S |
$150.38 |
$775,937 |
D/D |
(5,160) |
23,656 |
|
- |
|
| Shea Brian T |
Director |
– • – |
2019-06-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
280 |
|
- |
|
| Shea Brian T |
Director |
– • – |
2019-06-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
2,809 |
|
- |
|
| Sharpe Robert Francis Jr |
Director |
– • – |
2019-05-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
500 |
9,680 |
|
- |
|
| Moore Colin |
EVP & Global CIO |
• – – |
2019-02-25 |
4 |
S |
$133.64 |
$3,211,579 |
D/D |
(24,032) |
56,447 |
|
- |
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1145 Records found
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Page 19 of 46 |
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6.49 (1.51%) 
