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| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
13,020,000 |
| Market
Cap: |
33.72(M) |
| Last
Volume: |
8,424 |
Avg
Vol: |
102,244 |
| 52
Week Range: |
$2.56 - $3.22 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
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Rankings:
|
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile US Global Investors is a registered investment adviser. Co.'s business segments are: Investment Management Services, through which Co. provides, to U.S. Global Investors Funds and exchange traded fund clients, a range of investment management products and services to individual and institutional investors; and Corporate Investments, through which Co. invests for its own account. As part of its investment management businesses, Co. provides investment advisory services and administrative services to the mutual funds advised by Co.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
10,000 |
| Total Buy Value |
$0 |
$0 |
$0 |
$32,300 |
| Total People Bought |
0 |
0 |
0 |
1 |
| Total Buy Transactions |
0 |
0 |
0 |
1 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Holmes Frank E |
CEO |
• • • |
2016-09-22 |
4 |
AB |
$1.96 |
$521 |
D/D |
266 |
199,286 |
|
- |
|
| Rubinstein Jerold H |
Director |
– • – |
2016-08-31 |
4 |
A |
$1.96 |
$196 |
D/D |
100 |
2,100 |
|
- |
|
| Lydon Thomas F Jr |
Director |
– • – |
2016-08-31 |
4 |
A |
$1.96 |
$196 |
D/D |
100 |
10,600 |
|
- |
|
| Terracina Roy D |
Director |
– • – |
2016-08-31 |
4 |
A |
$1.96 |
$196 |
D/D |
100 |
56,900 |
|
- |
|
| Callicotte Lisa |
CFO |
• – – |
2016-08-31 |
4 |
A |
$1.96 |
$112 |
D/D |
57 |
15,644 |
|
- |
|
| Mcgee Susan B |
President/General Counsel |
• – – |
2016-08-31 |
4 |
A |
$1.96 |
$216 |
D/D |
110 |
102,305 |
|
- |
|
| Holmes Frank E |
CEO |
• • • |
2016-08-19 |
4 |
AB |
$2.02 |
$2,083 |
D/D |
1,031 |
197,886 |
|
- |
|
| Holmes Frank E |
CEO |
• • • |
2016-08-05 |
4 |
AB |
$2.08 |
$4,160 |
D/D |
2,000 |
196,855 |
|
- |
|
| Rubinstein Jerold H |
Director |
– • – |
2016-07-29 |
4 |
A |
$2.22 |
$222 |
D/D |
100 |
2,000 |
|
- |
|
| Lydon Thomas F Jr |
Director |
– • – |
2016-07-29 |
4 |
A |
$2.22 |
$222 |
D/D |
100 |
10,500 |
|
- |
|
| Terracina Roy D |
Director |
– • – |
2016-07-29 |
4 |
A |
$2.22 |
$222 |
D/D |
100 |
56,800 |
|
- |
|
| Callicotte Lisa |
CFO |
• – – |
2016-07-29 |
4 |
A |
$2.22 |
$113 |
D/D |
51 |
15,587 |
|
- |
|
| Mcgee Susan B |
President/General Counsel |
• – – |
2016-07-29 |
4 |
A |
$2.22 |
$215 |
D/D |
97 |
102,195 |
|
- |
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| Holmes Frank E |
CEO |
• • • |
2016-07-18 |
4 |
AB |
$2.16 |
$501 |
D/D |
232 |
194,855 |
|
- |
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| Holmes Frank E |
CEO |
• • • |
2016-07-13 |
4 |
AB |
$2.23 |
$1,037 |
D/D |
465 |
194,623 |
|
- |
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| Holmes Frank E |
CEO |
• • • |
2016-07-07 |
4 |
AB |
$2.05 |
$1,020 |
D/D |
497 |
194,158 |
|
- |
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| Holmes Frank E |
CEO |
• • • |
2016-07-05 |
4 |
AB |
$1.99 |
$1,656 |
D/D |
833 |
193,661 |
|
- |
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| Mcgee Susan B |
President/General Counsel |
• – – |
2016-06-30 |
4 |
A |
$1.70 |
$216 |
D/D |
127 |
102,098 |
|
- |
|
| Callicotte Lisa |
CIO |
• – – |
2016-06-30 |
4 |
A |
$1.70 |
$112 |
D/D |
66 |
15,536 |
|
- |
|
| Terracina Roy D |
Director |
– • – |
2016-06-30 |
4 |
A |
$1.70 |
$170 |
D/D |
100 |
56,700 |
|
- |
|
| Lydon Thomas F Jr |
Director |
– • – |
2016-06-30 |
4 |
A |
$1.70 |
$170 |
D/D |
100 |
10,400 |
|
- |
|
| Rubinstein Jerold H |
Director |
– • – |
2016-06-30 |
4 |
A |
$1.70 |
$170 |
D/D |
100 |
1,900 |
|
- |
|
| Holmes Frank E |
CEO |
• • • |
2016-06-29 |
4 |
AB |
$1.70 |
$2,256 |
D/D |
1,330 |
192,828 |
|
- |
|
| Holmes Frank E |
CEO |
• • • |
2016-06-27 |
4 |
AB |
$1.68 |
$2,238 |
D/D |
1,330 |
191,498 |
|
- |
|
| Holmes Frank E |
CEO |
• • • |
2016-06-15 |
4 |
AB |
$1.83 |
$2,434 |
D/D |
1,330 |
190,168 |
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578 Records found
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Page 15 of 24 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.01 (0.38%) 
