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Exchange: |
N/A |
Security
Type: |
N/A |
Shares
Out: |
9,000,000 |
Market
Cap: |
110.59(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$9.67 - $12.17 |
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Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile RiverNorth Opportunities Fund is a diversified, closed-end management investment company. The Fund's investment objective is total return consisting of capital appreciation and current income. The Fund seeks to achieve its investment objective by pursuing a tactical asset allocation strategy and investing under normal circumstances in closed-end funds and exchange-traded funds with a focus on risk-adjusted returns (Underlying Funds). Underlying Funds also may include business development companies and special purpose acquisition companies.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
2,500 |
48,672 |
Total Buy Value |
$0 |
$0 |
$24,350 |
$74,757 |
Total People Bought |
0 |
0 |
1 |
3 |
Total Buy Transactions |
0 |
0 |
1 |
4 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-07 |
2023-12-05 |
2023-06-06 |
2022-06-06 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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|
Form |
Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-17 |
4 |
S |
$19.79 |
$21,780 |
D/D |
(1,100) |
343,705 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-13 |
4 |
S |
$19.79 |
$63,406 |
D/D |
(3,200) |
344,805 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-12 |
4 |
S |
$20.00 |
$20,000 |
D/D |
(1,000) |
348,005 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-11 |
4 |
S |
$19.89 |
$63,740 |
D/D |
(3,200) |
349,005 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-10 |
4 |
S |
$19.85 |
$19,850 |
D/D |
(1,000) |
352,205 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-07 |
4 |
S |
$19.76 |
$42,256 |
D/D |
(2,136) |
353,205 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-05 |
4 |
S |
$19.71 |
$39,420 |
D/D |
(2,000) |
355,341 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-04 |
4 |
S |
$19.75 |
$21,726 |
D/D |
(1,100) |
357,341 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-04-03 |
4 |
S |
$19.65 |
$29,475 |
D/D |
(1,500) |
358,441 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-03-31 |
4 |
S |
$19.72 |
$29,580 |
D/D |
(1,500) |
359,941 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-03-30 |
4 |
S |
$19.60 |
$37,201 |
D/D |
(1,898) |
361,441 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-03-21 |
4 |
S |
$19.60 |
$39,200 |
D/D |
(2,000) |
363 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-03-09 |
4 |
S |
$19.62 |
$62,883 |
D/D |
(3,200) |
365,339 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-03-08 |
4 |
S |
$19.65 |
$58,984 |
D/D |
(3,000) |
368,539 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-02-27 |
4 |
S |
$19.90 |
$9,950 |
D/D |
(500) |
371,539 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-02-27 |
4 |
S |
$19.85 |
$19,850 |
D/D |
(1,000) |
372,039 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-02-17 |
4 |
S |
$19.81 |
$9,885 |
D/D |
(499) |
373,039 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-02-13 |
4 |
S |
$20.05 |
$4,010 |
D/D |
(200) |
373,538 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-02-10 |
4 |
S |
$19.87 |
$15,149 |
D/D |
(762) |
373,738 |
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- |
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Rivernorth Capital Management, Llc |
SUBADVISER |
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2017-02-06 |
4 |
S |
$19.83 |
$9,915 |
D/D |
(500) |
374,500 |
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- |
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Alps Advisors Inc |
Investment Adviser |
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2017-01-10 |
4 |
D |
$19.01 |
$111,153 |
D/D |
(5,848) |
0 |
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- |
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Schmucker Brian H |
Officer of Subadviser |
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2016-11-02 |
4 |
B |
$18.70 |
$56,100 |
D/D |
3,000 |
34,000 |
2.44 |
- |
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Hutchens John Wayne |
Director |
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2016-05-02 |
4 |
B |
$19.40 |
$21,340 |
D/D |
1,100 |
1,100 |
2.39 |
- |
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Schmucker Brian H |
Officer of Subadviser |
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2016-04-28 |
4 |
B |
$19.00 |
$38,420 |
D/D |
2,000 |
31,000 |
2.44 |
- |
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Schmucker Brian H |
Officer of Subadviser |
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2016-04-07 |
4 |
B |
$18.00 |
$36,000 |
D/D |
2,000 |
29,000 |
2.44 |
- |
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156 Records found
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Page 6 of 7 |
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Transaction Code Key: |
Ownership Code Key |
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B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
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S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
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OE |
- Options Exercised |
A |
- Acquired |
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IO |
- Initital Ownership |
D |
- Disposed |
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