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Herzfeld Caribbean (CUBA)  
$2.34 0.02 (1.05%) as of 4:30 Thu 6/6


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Exchange: Nasdaq Small Cap
Security Type: Mutual Fund
Shares Out: 7,054,000
Market Cap: 16.50(M)
Last Volume: 24,154 Avg Vol: 36,148
52 Week Range: $2.25 - $4.06
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Closed - End Fund - Foreign

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
Company Profile   The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,000
Total Buy Value $0 $0 $0 $3,850
Total People Bought 0 0 0 1
Total Buy Transactions 0 0 0 1
Total Shares Sold 0 0 0 105,963
Total Sell Value $0 $0 $0 $527,939
Total People Sold 0 0 0 3
Total Sell Transactions 0 0 0 3
End Date 2024-03-07 2023-12-05 2023-06-06 2022-06-06

   
Records found: 208
  Page 8 of 9  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Herzfeld Thomas J Director   –       •      –    2017-03-15 4 B $6.88 $413 D/D 60 342,246 2.31     -
   Herzfeld Erik Marvin President   •       –      –    2017-01-18 4 B $6.48 $7,893 D/D 1,218 99,435 2.74     -
   Herzfeld Thomas J Director   –       •      –    2017-01-17 4 B $6.47 $32,356 D/D 5,000 340,109 2.39     -
   Herzfeld Erik Marvin President   •       –      –    2017-01-17 4 B $6.49 $45,648 D/D 7,037 98,217 2.74     -
   Herzfeld Thomas J Director   –       •      –    2017-01-13 4 B $6.49 $15,096 D/D 2,326 335,109 2.39     -
   Herzfeld Thomas J Director   –       •      –    2017-01-12 4 B $6.49 $2,596 D/D 400 332,783 2.31     -
   Herzfeld Thomas J Director   –       •      –    2016-12-28 4 A $6.40 $13,293 D/D 2,077 342,186     -
   Herzfeld Thomas J Director   –       •      –    2016-12-23 4 B $6.76 $1,081 D/D 160 332,383 2.31     -
   Herzfeld Thomas J Director   –       •      –    2016-12-22 4 B $6.81 $2,111 D/D 310 332,223 2.31     -
   Herzfeld Thomas J Director   –       •      –    2016-12-20 4 B $6.73 $673 D/D 100 331,913 2.31     -
   Herzfeld Thomas J Director   –       •      –    2016-01-05 4 A $6.27 $18,152 D/D 2,895 331,813     -
   Babun Teofilo Abraham   –       –      –    2015-02-12 3 IO $0.00 $0 D/D 0 100     -
   Herzfeld Erik Marvin President   •       –      –    2015-01-08 4 A $8.42 $53,834 D/D 6,397 91,180     -
   Herzfeld Thomas J Director   –       •      –    2015-01-07 4 A $7.85 $66,654 D/D 8,491 328,918     -
   Lieff Ann S Director   –       •      –    2014-12-23 4 S $13.26 $45,323 D/D (3,418) 11,728     -
   Tatum Kay W Director   –       •      –    2014-12-23 4 S $13.02 $5,364 D/D (412) 1,000     -
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2014-12-23 4 S $13.38 $1,049,721 D/D (78,475) 84,783     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-23 4 S $13.38 $57,452 D/D (4,295) 320,427     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-22 4 S $13.09 $1,308,650 D/D (100,000) 324,722     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-19 4 S $11.52 $1,151,740 D/D (100,000) 424,722     -
   Lieff Ann S Director   –       •      –    2014-12-12 4 OE $6.77 $11,509 D/D 1,700 15,146     -
   Herzfeld Thomas J PRESIDENT   •       •      –    2014-12-12 4 OE $6.77 $1,855,014 D/D 274,005 524,722     -
   Gelety John A Director   –       •      –    2014-12-12 4 OE $6.77 $2,938 D/D 434 2,168     -
   Tatum Kay W Director   –       •      –    2014-12-12 4 OE $6.77 $4,103 D/D 606 1,412     -
   Gondor Cecilia L Director   –       •      –    2014-12-12 4 OE $6.77 $1,273 D/D 188 3,800     -
  208 Records found
  1  2  3  4  5  6  7  8  9   
  Page 8 of 9
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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