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| Exchange: |
OTC Bulletin Board |
| Security
Type: |
Common |
| Shares
Out: |
7,777,000 |
| Market
Cap: |
56.31(M) |
| Last
Volume: |
1,255 |
Avg
Vol: |
10,176 |
| 52
Week Range: |
$6.4 - $7.48 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : 6.9 |
| Insider 3/6 Months : 7.5 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Hennessy Advisors is an investment management firm whose primary business activity is managing, servicing, and marketing a range of open-end mutual funds branded as the Hennessy Funds. Co. is engaged in providing investment advisory services to the Hennessy Funds and providing shareholder services to shareholders of the Hennessy Funds. Investment advisory services include managing the composition of each fund's portfolio. Shareholder services include maintaining a number that the existing investors in the Hennessy Funds may call to ask questions about their accounts or the funds or to get help with processing exchange and redemption requests or changing account options.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
9,440 |
13,077 |
35,579 |
| Total Buy Value |
$0 |
$61,355 |
$87,164 |
$242,055 |
| Total People Bought |
0 |
1 |
1 |
1 |
| Total Buy Transactions |
0 |
5 |
9 |
15 |
| Total Shares Sold |
0 |
0 |
10,000 |
24,840 |
| Total Sell Value |
$0 |
$0 |
$67,236 |
$198,223 |
| Total People Sold |
0 |
0 |
1 |
2 |
| Total Sell Transactions |
0 |
0 |
1 |
8 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Offenbach Rodger |
Director |
– • – |
2018-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
5,250 |
110,938 |
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- |
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| Hennessy Neil J |
Chairman and CEO |
• • • |
2018-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
15,750 |
2,317,477 |
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- |
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| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2018-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
15,750 |
158,419 |
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- |
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| Fahy Kathryn |
SVP and CFO |
• – – |
2018-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
7,000 |
26,530 |
|
- |
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| Pomilia Susan Weber |
Director |
– • – |
2018-09-12 |
4 |
A |
$0.00 |
$0 |
D/D |
5,250 |
34,312 |
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- |
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| Hennessy Neil J |
Chairman and CEO |
• • • |
2018-06-27 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,550 |
2,301,727 |
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- |
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| Steadman Daniel B |
Executive Vice President |
• • – |
2017-12-21 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,900 |
56,560 |
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- |
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| Hennessy Neil J |
President and CEO |
• • • |
2017-12-20 |
4 |
GD |
$0.00 |
$0 |
D/D |
72,500 |
2,304,277 |
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- |
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| Hennessey Brian A |
Director |
– • – |
2017-12-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
290,821 |
|
- |
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| Hennessey Brian A |
Director |
– • – |
2017-12-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,000 |
292,821 |
|
- |
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| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2017-12-18 |
4 |
GA |
$0.00 |
$0 |
I/I |
3,000 |
8,285 |
|
- |
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| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2017-12-18 |
4 |
GD |
$0.00 |
$0 |
D/D |
3,000 |
142,669 |
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- |
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| Steadman Daniel B |
Executive Vice President |
• • – |
2017-12-08 |
4 |
S |
$16.90 |
$168,986 |
D/D |
(10,000) |
58,460 |
|
- |
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| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2017-09-30 |
4 |
A |
$15.44 |
$243,180 |
D/D |
15,750 |
145,669 |
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- |
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| Hennessy Neil J |
President and CEO |
• • • |
2017-09-30 |
4 |
A |
$15.44 |
$243,180 |
D/D |
15,750 |
2,376,777 |
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- |
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| Steadman Daniel B |
Executive Vice President |
• • – |
2017-09-30 |
4 |
A |
$15.44 |
$243,180 |
D/D |
15,750 |
68,460 |
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- |
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| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2017-09-28 |
4 |
GD |
$0.00 |
$0 |
D/D |
2,000 |
129,919 |
|
- |
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| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2017-09-23 |
4 |
D |
$14.97 |
$31,632 |
D/D |
(2,113) |
131,919 |
|
- |
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| Hennessy Neil J |
President and CEO |
• • • |
2017-09-23 |
4 |
D |
$14.97 |
$31,632 |
D/D |
(2,113) |
2,361,027 |
|
- |
|
| Steadman Daniel B |
Executive Vice President |
• • – |
2017-09-23 |
4 |
D |
$14.97 |
$31,632 |
D/D |
(2,113) |
52,710 |
|
- |
|
| Nilsen Teresa M |
EVP, CFO and Secretary |
• • – |
2017-09-21 |
4 |
D |
$15.49 |
$22,917 |
D/D |
(1,480) |
134,032 |
|
- |
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| Hennessy Neil J |
President and CEO |
• • • |
2017-09-21 |
4 |
D |
$15.49 |
$22,917 |
D/D |
(1,480) |
2,363,140 |
|
- |
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| Steadman Daniel B |
Executive Vice President |
• • – |
2017-09-21 |
4 |
D |
$15.49 |
$22,917 |
D/D |
(1,480) |
54,823 |
|
- |
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| Hennessey Brian A |
Director |
– • – |
2017-09-21 |
4 |
B |
$15.43 |
$23,152 |
D/D |
1,500 |
295,821 |
2.39 |
- |
|
| Hennessey Brian A |
Director |
– • – |
2017-09-20 |
4 |
B |
$15.44 |
$54,039 |
D/D |
3,500 |
294,321 |
2.39 |
- |
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432 Records found
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Page 11 of 18 |
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