| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
4,610,000 |
| Market
Cap: |
13.74(M) |
| Last
Volume: |
8,150 |
Avg
Vol: |
8,128 |
| 52
Week Range: |
$2.98 - $2.98 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Credit Services |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Great Elm Capital is an externally managed non-diversified closed-end management investment company. Co.'s investment objective is to seek to generate both income and capital appreciation, while seeking to protect against risk of capital loss, by investing predominantly in the debt instruments of middle-market companies in a range of industries.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
29,612 |
44,612 |
| Total Buy Value |
$0 |
$0 |
$296,098 |
$428,847 |
| Total People Bought |
0 |
0 |
2 |
4 |
| Total Buy Transactions |
0 |
0 |
2 |
8 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kuperschmid Mark |
Director |
– • – |
2020-05-15 |
4 |
A |
$0.00 |
$0 |
I/I |
300 |
20,250 |
|
- |
|
| Stuart John Edward |
Director |
– • – |
2020-05-15 |
4 |
A |
$0.00 |
$0 |
I/I |
126 |
900 |
|
- |
|
| Stuart John Edward |
Director |
– • – |
2020-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
185 |
9,465 |
|
- |
|
| Speller Michael C |
Director |
– • – |
2020-05-15 |
4 |
A |
$0.00 |
$0 |
D/D |
240 |
16,240 |
|
- |
|
| Kleinman Adam M |
Chief Compliance Officer |
• – – |
2019-11-20 |
4 |
B |
$7.90 |
$59,250 |
D/D |
7,500 |
33,219 |
2.74 |
- |
|
| Speller Michael C |
Director |
– • – |
2019-11-20 |
4 |
B |
$7.80 |
$39,000 |
D/D |
5,000 |
16,000 |
2.39 |
- |
|
| Davis Keri |
See Remarks |
• – – |
2019-11-20 |
4 |
B |
$7.94 |
$4,764 |
D/D |
600 |
600 |
2.66 |
- |
|
| Kleinman Adam M |
Chief Compliance Officer |
• – – |
2019-08-30 |
4 |
B |
$8.25 |
$3,044 |
D/D |
369 |
25,719 |
2.66 |
- |
|
| Kleinman Adam M |
Chief Compliance Officer |
• – – |
2019-08-29 |
4 |
B |
$8.17 |
$2,860 |
D/D |
350 |
25,350 |
2.66 |
- |
|
| Horsey Randall Revell |
Director |
– • – |
2019-08-27 |
4 |
B |
$8.32 |
$16,640 |
D/D |
2,000 |
12,000 |
2.39 |
- |
|
| Reed Peter A |
President and CEO |
• • – |
2019-08-26 |
4 |
B |
$8.25 |
$24,750 |
D/D |
3,000 |
85,214 |
2.81 |
- |
|
| Reed Peter A |
President and CEO |
• • – |
2019-08-19 |
4 |
B |
$8.25 |
$18,307 |
D/D |
2,219 |
82,214 |
2.81 |
- |
|
| Reed Peter A |
President and CEO |
• • – |
2019-06-06 |
4 |
B |
$8.50 |
$26,716 |
D/D |
3,143 |
79,995 |
2.81 |
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-06-05 |
4 |
S |
$8.48 |
$467,314 |
I/I |
(55,100) |
1,015,508 |
|
- |
|
| Kleinman Adam M |
Chief Compliance Officer |
• – – |
2019-06-04 |
4 |
B |
$8.50 |
$85,000 |
D/D |
10,000 |
25,000 |
2.74 |
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-06-04 |
4 |
S |
$8.47 |
$48,304 |
I/I |
(5,700) |
1,070,608 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-06-03 |
4 |
S |
$8.47 |
$62,641 |
I/I |
(7,400) |
1,076,308 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-31 |
4 |
S |
$8.60 |
$500,468 |
I/I |
(58,200) |
1,083,708 |
|
- |
|
| Reed Peter A |
President and CEO |
• • – |
2019-05-31 |
4 |
B |
$8.58 |
$17,160 |
D/D |
2,000 |
76,852 |
2.81 |
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-30 |
4 |
S |
$8.86 |
$62,031 |
I/I |
(7,000) |
1,141,908 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-29 |
4 |
S |
$8.90 |
$47,170 |
I/I |
(5,300) |
1,148,908 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-28 |
4 |
S |
$8.88 |
$78,155 |
I/I |
(8,800) |
1,154,208 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-24 |
4 |
S |
$8.85 |
$92,909 |
I/I |
(10,500) |
1,163,008 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-23 |
4 |
S |
$8.60 |
$2,220,383 |
I/I |
(258,100) |
1,173,508 |
|
- |
|
| Steinberg David J. |
10% Owner |
– – • |
2019-05-22 |
4 |
S |
$8.77 |
$47,381 |
I/I |
(5,400) |
1,431,608 |
|
- |
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345 Records found
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Page 7 of 14 |
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