| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
22,540,000 |
| Market
Cap: |
178.74(M) |
| Last
Volume: |
32,986 |
Avg
Vol: |
32,896 |
| 52
Week Range: |
$6.91 - $8.42 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
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|
| |
|
Company Profile Sprott Focus Trust is a closed-end investment company. The Fund's invests primarily in small/mid cap companies. The Fund also invests a portion of its assets in a limited number of stocks.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
39,592 |
| Total Buy Value |
$0 |
$0 |
$0 |
$289,474 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
7 |
| Total Shares Sold |
0 |
0 |
25,600 |
25,600 |
| Total Sell Value |
$0 |
$0 |
$204,744 |
$204,744 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
3 |
3 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  George W Whitney |
Senior Portfolio Manager |
– • • |
2022-01-24 |
4 |
B |
$7.91 |
$53,337 |
I/I |
6,743 |
611,734 |
2.25 |
6% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2022-01-03 |
4 |
GA |
$0.00 |
$0 |
I/I |
3,720 |
174,072 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2022-01-03 |
4 |
GD |
$0.00 |
$0 |
I/I |
5,580 |
2,703,864 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2022-01-03 |
4 |
GD |
$0.00 |
$0 |
D/D |
5,580 |
7,299,362 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2021-12-08 |
4 |
GD |
$0.00 |
$0 |
I/I |
9,000 |
2,709,444 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2021-12-08 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,000 |
7,304,942 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2021-08-30 |
4 |
B |
$8.46 |
$85,476 |
I/I |
10,100 |
558,837 |
2.25 |
3% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2021-01-04 |
4 |
GA |
$0.00 |
$0 |
I/I |
4,346 |
155,561 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2021-01-04 |
4 |
GD |
$0.00 |
$0 |
I/I |
6,519 |
2,510,141 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2021-01-04 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,519 |
6,890,965 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-12-11 |
4 |
GD |
$0.00 |
$0 |
I/I |
9,000 |
2,516,660 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-12-11 |
4 |
GD |
$0.00 |
$0 |
D/D |
6,000 |
6,897,484 |
|
- |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-10-08 |
4 |
B |
$6.15 |
$110,617 |
I/I |
17,978 |
2,449,773 |
2.25 |
25% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-10-07 |
4 |
B |
$5.98 |
$550 |
I/I |
92 |
2,431,795 |
2.17 |
25% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-10-06 |
4 |
B |
$6.00 |
$439,855 |
I/I |
73,358 |
2,431,703 |
2.25 |
29% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-23 |
4 |
B |
$5.95 |
$158,832 |
I/I |
26,699 |
2,318,935 |
2.25 |
30% |
|
| Ulrich Thomas W |
See Remarks |
• – – |
2020-09-22 |
4 |
B |
$6.00 |
$6,000 |
I/I |
1,000 |
5,567 |
1.99 |
27% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-21 |
4 |
B |
$6.01 |
$140,125 |
I/I |
23,301 |
2,292,236 |
2.25 |
26% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-10 |
4 |
B |
$6.20 |
$118,246 |
I/I |
19,072 |
2,268,935 |
2.25 |
22% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-09 |
4 |
B |
$6.20 |
$70,299 |
I/I |
11,343 |
2,249,863 |
2.25 |
21% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-08 |
4 |
B |
$6.12 |
$4,284 |
I/I |
700 |
2,238,520 |
2.17 |
23% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-03 |
4 |
B |
$6.28 |
$251,172 |
D/D |
40,000 |
6,581,427 |
3.92 |
20% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-09-02 |
4 |
B |
$6.32 |
$63,223 |
D/D |
10,000 |
6,541,427 |
3.92 |
17% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-07-29 |
4 |
B |
$6.25 |
$156,270 |
I/I |
25,000 |
2,237,820 |
2.25 |
11% |
|
| George W Whitney |
Senior Portfolio Manager |
– • • |
2020-07-28 |
4 |
B |
$6.25 |
$156,243 |
I/I |
25,000 |
2,212,820 |
2.25 |
13% |
|
224 Records found
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Page 2 of 9 |
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0.13 (1.62%) 
