| |
| |
| Exchange: |
Over The Counter |
| Security
Type: |
Common |
| Shares
Out: |
19,910,000 |
| Market
Cap: |
128.62(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$6.46 - $6.46 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile SuRo Capital is an internally-managed, non-diversified closed-end management investment company. Co.'s investment objective is to maximize its portfolio's total return, principally by seeking capital gains on its equity and equity-related investments.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
114,000 |
256,508 |
| Total Buy Value |
$0 |
$0 |
$457,017 |
$1,014,869 |
| Total People Bought |
0 |
0 |
1 |
2 |
| Total Buy Transactions |
0 |
0 |
8 |
16 |
| Total Shares Sold |
0 |
0 |
12,050 |
12,050 |
| Total Sell Value |
$0 |
$0 |
$48,562 |
$48,562 |
| Total People Sold |
0 |
0 |
1 |
1 |
| Total Sell Transactions |
0 |
0 |
1 |
1 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Green Allison |
See Remarks |
• – – |
2022-12-09 |
4 |
B |
$3.80 |
$29,830 |
D/D |
7,850 |
127,785 |
2.74 |
- |
|
| Green Allison |
See Remarks |
• – – |
2022-12-08 |
4 |
B |
$3.73 |
$18,866 |
D/D |
5,058 |
119,935 |
2.74 |
- |
|
| Klein Mark D |
See Remarks |
• • – |
2022-12-08 |
4 |
B |
$3.77 |
$83,068 |
D/D |
22,034 |
1,052,085 |
2.81 |
- |
|
| Klein Mark D |
See Remarks |
• • – |
2022-12-07 |
4 |
B |
$3.69 |
$79,412 |
D/D |
21,521 |
1,030,051 |
2.81 |
- |
|
| Klein Mark D |
See Remark |
• • – |
2022-12-06 |
4 |
B |
$3.70 |
$127,650 |
D/D |
34,500 |
1,008,530 |
2.81 |
- |
|
| Klein Mark D |
See Remark |
• • – |
2022-12-05 |
4 |
B |
$3.90 |
$6,026 |
D/D |
1,545 |
974,030 |
2.81 |
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2022-11-14 |
4 |
B |
$4.18 |
$104,500 |
D/D |
25,000 |
972,485 |
2.81 |
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2022-11-11 |
4 |
B |
$4.34 |
$108,500 |
D/D |
25,000 |
947,485 |
2.81 |
- |
|
| Potter Leonard |
Director |
– • – |
2022-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
6,684 |
67,404 |
|
- |
|
| Lott Ronald M. |
Director |
– • – |
2022-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
6,684 |
12,248 |
|
- |
|
| Westley Lisa |
Director |
– • – |
2022-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
6,684 |
20,420 |
|
- |
|
| Mazur Marc |
Director |
– • – |
2022-06-01 |
4 |
A |
$0.00 |
$0 |
D/D |
6,684 |
30,539 |
|
- |
|
| Klein Mark D |
Chariman, CEO and President |
• • – |
2022-02-10 |
4/A |
D |
$11.88 |
$486,237 |
D/D |
(40,929) |
921,848 |
|
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2022-02-10 |
4 |
D |
$11.88 |
$486,237 |
D/D |
(40,929) |
922,485 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2022-02-10 |
4 |
D |
$11.88 |
$98,450 |
D/D |
(8,287) |
114,877 |
|
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2022-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
192,791 |
962,777 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2022-02-09 |
4 |
A |
$0.00 |
$0 |
D/D |
49,036 |
123,164 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-12-30 |
4 |
A |
$0.00 |
$0 |
D/D |
8,871 |
74,128 |
|
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-12-30 |
4 |
A |
$0.00 |
$0 |
D/D |
58,690 |
769,986 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-12-22 |
4 |
B |
$12.76 |
$74,774 |
D/D |
5,860 |
65,257 |
2.74 |
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-12-14 |
4 |
B |
$11.37 |
$131,892 |
D/D |
11,600 |
711,296 |
2.81 |
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-12-13 |
4 |
B |
$11.76 |
$117,600 |
D/D |
10,000 |
699,696 |
2.81 |
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-12-10 |
4 |
A |
$0.00 |
$0 |
D/D |
125,000 |
689,696 |
|
- |
|
| Green Allison |
See Remarks |
• – – |
2021-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
8,458 |
59,397 |
|
- |
|
| Klein Mark D |
Chairman, CEO and President |
• • – |
2021-09-30 |
4 |
A |
$0.00 |
$0 |
D/D |
57,939 |
564,696 |
|
- |
|
186 Records found
|
|
Page 2 of 8 |
|
|
