| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
11,327,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$17.55 - $17.55 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Asset Management |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-14 |
2023-12-12 |
2023-06-13 |
2022-06-13 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Reimers Arthur J |
Director |
– • – |
2015-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
8,204 |
82,727 |
|
- |
|
| Strome William Frederick |
Director |
– • – |
2015-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
2,993 |
7,451 |
|
- |
|
| Hynes Thomas J Jr |
Director |
– • – |
2015-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
5,987 |
28,602 |
|
- |
|
| Kraemer Richard A |
Director |
– • – |
2015-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
3,548 |
33,753 |
|
- |
|
| Aggarwal Reena |
Director |
– • – |
2015-06-16 |
4 |
A |
$0.00 |
$0 |
D/D |
2,993 |
21,040 |
|
- |
|
| Reimers Arthur J |
Director |
– • – |
2015-05-26 |
4 |
D |
$20.93 |
$457,572 |
D/D |
(21,862) |
74,523 |
|
- |
|
| Reimers Arthur J |
Director |
– • – |
2015-05-26 |
4 |
OE |
$14.52 |
$457,554 |
D/D |
31,512 |
96,385 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2015-05-19 |
4 |
B |
$20.94 |
$41,876 |
D/D |
2,000 |
169,548 |
2.74 |
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-04-29 |
4 |
D |
$21.41 |
$428,200 |
D/D |
(20,000) |
112,197 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2015-04-27 |
4 |
D |
$21.50 |
$73,853 |
D/D |
(3,435) |
167,548 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-04-27 |
4 |
D |
$21.50 |
$32,530 |
D/D |
(1,513) |
76,495 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-04-17 |
4 |
OE |
$22.44 |
$194,465 |
D/D |
8,666 |
85,161 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-03-13 |
4 |
D |
$25.08 |
$413,820 |
D/D |
(16,500) |
267,072 |
|
- |
|
| Kiernan Robert J |
Chief Accounting Officer |
• – – |
2015-03-09 |
4 |
D |
$24.12 |
$9,310 |
D/D |
(386) |
8,491 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-02-23 |
4 |
D |
$24.06 |
$107,596 |
D/D |
(4,472) |
283,572 |
|
- |
|
| Lloyd Michael A |
Executive Vice President |
• – – |
2015-02-23 |
4 |
D |
$24.06 |
$170,465 |
D/D |
(7,085) |
151,134 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2015-02-23 |
4 |
D |
$24.06 |
$170,465 |
D/D |
(7,085) |
169,240 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-02-23 |
4 |
D |
$24.06 |
$40,950 |
D/D |
(1,702) |
77,101 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-02-23 |
4 |
D |
$24.06 |
$81,900 |
D/D |
(3,404) |
130,802 |
|
- |
|
| Neuhauser James C |
Ex VP - Chief Inv Officer |
• – – |
2015-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,950 |
134,206 |
|
- |
|
| Hendrix Richard J |
President and CEO |
• • – |
2015-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
4,214 |
288,044 |
|
- |
|
| Slosser Kenneth P |
EVP - Head of Investment Banki |
• – – |
2015-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
4,214 |
136,406 |
|
- |
|
| Fishman Adam J |
Executive Vice President |
• – – |
2015-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
4,214 |
176,325 |
|
- |
|
| Wright Bradley J. |
EVP and CFO |
• – – |
2015-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,950 |
78,803 |
|
- |
|
| Lloyd Michael A |
Executive Vice President |
• – – |
2015-02-10 |
4 |
A |
$0.00 |
$0 |
D/D |
2,950 |
158,219 |
|
- |
|
164 Records found
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Page 6 of 7 |
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