| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
1,380,000 |
| Market
Cap: |
12.46(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$3.9632 - $12.09 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Real Estate |
| Level
III Sector: |
Mortgage Investment |
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Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Cohen & Company is a holding company. Through its subsidiaries, Co. is a financial services company. Co.'s segments include: Capital Markets, which consists of fixed income sales, trading, matched book repo financing, new issue placements in corporate and securitized products, and advisory services; Asset Management, which manages assets within collateralized debt obligations, managed accounts, joint ventures, and investment funds; and Principal Investing, which is comprised of investments that it has made for the purpose of earning an investment return rather than investments made to support its trading, matched book repo, or other Capital Markets business segment activities.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
10,000 |
10,000 |
10,000 |
12,586 |
| Total Sell Value |
$116,400 |
$116,400 |
$116,400 |
$139,006 |
| Total People Sold |
1 |
1 |
1 |
3 |
| Total Sell Transactions |
1 |
1 |
1 |
3 |
| End Date |
2024-03-21 |
2023-12-19 |
2023-06-20 |
2022-06-20 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Ricciardi Christopher |
President |
• – • |
2009-12-31 |
5 |
GD |
$4.90 |
$300,003 |
D/D |
61,225 |
1,358,753 |
|
- |
|
| Ricciardi Stephanie |
10% Owner |
– – • |
2009-12-24 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,110,787 |
|
- |
|
| Ricciardi Stephanie |
10% Owner |
– – • |
2009-12-24 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
357,638 |
|
- |
|
| Ricciardi Stephanie |
10% Owner |
– – • |
2009-12-24 |
4 |
A |
$0.00 |
$0 |
D/D |
1,092,465 |
1,450,103 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2009-12-16 |
4/A |
A |
$0.00 |
$0 |
D/D |
28,571 |
29,171 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and TreasurerOfficer |
• – – |
2009-12-16 |
3/A |
IO |
$0.00 |
$0 |
D/D |
0 |
600 |
|
- |
|
| Ricciardi Christopher |
PresidentOfficer |
• – • |
2009-12-16 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
37,157 |
|
- |
|
| Ricciardi Christopher |
PresidentOfficer |
• – • |
2009-12-16 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
337,356 |
|
- |
|
| Pooler Joseph W. Jr. |
EVP, CFO and Treasurer |
• – – |
2009-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
28,571 |
28,571 |
|
- |
|
| Mcentee James |
Former CEO and President |
• – – |
2009-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
595,241 |
640,229 |
|
- |
|
| Ricciardi Christopher |
President |
• – • |
2009-12-16 |
4 |
A |
$0.00 |
$0 |
I/I |
11,291 |
11,291 |
|
- |
|
| Ricciardi Christopher |
President |
• – • |
2009-12-16 |
4 |
A |
$0.00 |
$0 |
D/D |
1,082,622 |
1,419,978 |
|
- |
|
| Dawson G Steven |
Director |
– • – |
2009-06-08 |
4 |
B |
$0.70 |
$8,680 |
I/I |
12,400 |
93,546 |
2.1 |
- |
|
| Cohen Daniel G |
Chairman |
• • – |
2009-06-05 |
4 |
B |
$0.70 |
$1,890,000 |
D/D |
2,700,000 |
3,588,116 |
2.81 |
- |
|
| Wolcott Charles W |
Director |
– • – |
2009-06-05 |
4 |
B |
$0.70 |
$14,000 |
D/D |
20,000 |
80,849 |
2.39 |
- |
|
| Ullom Lance |
Director |
– • – |
2009-06-04 |
4 |
B |
$0.62 |
$49,584 |
I/I |
80,000 |
80,000 |
2.1 |
- |
|
| Longino John |
CFO & Treasurer |
• – – |
2008-08-07 |
4 |
B |
$1.22 |
$1,586 |
I/I |
1,300 |
2,300 |
1.91 |
- |
|
| Longino John |
CFO & Treasurer |
• – – |
2008-08-07 |
4 |
B |
$1.24 |
$8,618 |
D/D |
6,950 |
319,756 |
2.74 |
- |
|
| Bennett Rodney E |
Director |
– • – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,849 |
38,349 |
|
- |
|
| Haraburda Jack |
Director |
– • – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,849 |
49,085 |
|
- |
|
| Carr Christian |
Chief Accounting Officer |
• – – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
50,000 |
77,500 |
|
- |
|
| Costello Thomas |
Director |
– • – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,849 |
53,449 |
|
- |
|
| Dawson G Steven |
Director |
– • – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,849 |
128,349 |
|
- |
|
| Chayette Marc |
Director |
– • – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,849 |
29,849 |
|
- |
|
| Wolcott Charles W |
Director |
– • – |
2008-06-18 |
4 |
A |
$0.00 |
$0 |
D/D |
20,849 |
60,849 |
|
- |
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350 Records found
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