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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
482.63(M) |
| Last
Volume: |
434,473 |
Avg
Vol: |
220,916 |
| 52
Week Range: |
$18.86 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : 9.7 |
| Insider 6 Months : 10 |
| Insider 3/6 Months : 19.8 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
| Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
3 |
4 |
5 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-08 |
2023-12-06 |
2023-06-07 |
2022-06-07 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Armes Joseph B |
President and CEO |
• • – |
2014-06-05 |
4 |
B |
$35.00 |
$42,415 |
I/I |
1,200 |
6,002 |
2.66 |
- |
|
| Armes Joseph B |
President and CEO |
• • – |
2014-06-04 |
4 |
B |
$35.25 |
$63,521 |
I/I |
1,802 |
4,802 |
2.66 |
- |
|
| Diehl Bowen S |
SVP, CIO |
• – – |
2014-05-20 |
4 |
B |
$35.09 |
$175,450 |
D/D |
5,000 |
15,000 |
2.74 |
- |
|
| Diehl Bowen S |
SVP and CIO |
• – – |
2014-03-24 |
4 |
B |
$35.41 |
$50,530 |
D/D |
1,427 |
10,000 |
2.74 |
- |
|
| Diehl Bowen S |
SVP and CIO |
• – – |
2014-03-21 |
4 |
B |
$35.06 |
$51,643 |
D/D |
1,473 |
8,573 |
2.74 |
- |
|
| Diehl Bowen S |
SVP and CIO |
• – – |
2014-03-19 |
4 |
B |
$34.80 |
$38,380 |
D/D |
1,100 |
7,100 |
2.74 |
- |
|
| Diehl Bowen S |
SVP and CIOOfficer |
• – – |
2014-03-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
6,000 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2014-03-14 |
4 |
OE |
$23.95 |
$47,900 |
D/D |
2,000 |
6,400 |
|
- |
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| Neblett Glenn |
Vice President |
• – – |
2014-03-03 |
4 |
OE |
$22.05 |
$317,255 |
D/D |
14,388 |
15,988 |
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- |
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| Martin Gary L |
Director |
– • – |
2014-02-19 |
4 |
OE |
$19.19 |
$862,650 |
D/D |
39,000 |
445,292 |
|
- |
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| Martin Gary L |
Director |
– • – |
2014-02-18 |
4 |
S |
$34.20 |
$804,350 |
D/D |
(23,519) |
406,292 |
|
- |
|
| Martin Gary L |
Director |
– • – |
2014-02-18 |
4 |
OE |
$32.37 |
$761,310 |
D/D |
23,519 |
429,811 |
|
- |
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| Martin Gary L |
Director |
– • – |
2014-02-14 |
4 |
S |
$33.86 |
$38,905 |
D/D |
(1,149) |
406,292 |
|
- |
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| Martin Gary L |
Director |
– • – |
2014-02-14 |
4 |
OE |
$32.37 |
$37,193 |
D/D |
1,149 |
407,411 |
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- |
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| Martin Gary L |
Director |
– • – |
2014-02-13 |
4 |
S |
$33.89 |
$122,343 |
D/D |
(3,610) |
406,292 |
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- |
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| Martin Gary L |
Director |
– • – |
2014-02-13 |
4 |
OE |
$32.37 |
$116,856 |
D/D |
3,610 |
409,902 |
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- |
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| Martin Gary L |
Director |
– • – |
2014-02-12 |
4 |
S |
$33.76 |
$1,179,642 |
D/D |
(34,942) |
406,292 |
|
- |
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| Martin Gary L |
Director |
– • – |
2014-02-12 |
4 |
OE |
$32.37 |
$1,131,073 |
D/D |
34,942 |
441,234 |
|
- |
|
| Thomas William R Iii |
Director |
– • – |
2014-02-11 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,470 |
29,943 |
|
- |
|
| Martin Gary L |
Director |
– • – |
2014-02-11 |
4 |
S |
$33.90 |
$173,104 |
D/D |
(5,106) |
406,292 |
|
- |
|
| Martin Gary L |
Director |
– • – |
2014-02-11 |
4 |
OE |
$32.37 |
$165,281 |
D/D |
5,106 |
406,398 |
|
- |
|
| Martin Gary L |
Director |
– • – |
2014-02-06 |
4 |
S |
$34.02 |
$39,939 |
D/D |
(1,174) |
406,292 |
|
- |
|
| Martin Gary L |
Director |
– • – |
2014-02-06 |
4 |
OE |
$32.37 |
$38,002 |
D/D |
1,174 |
407,466 |
|
- |
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| Martin Gary L |
Director |
– • – |
2014-02-05 |
4 |
S |
$34.04 |
$17,020 |
D/D |
(500) |
406,292 |
|
- |
|
| Martin Gary L |
Director |
– • – |
2014-02-05 |
4 |
OE |
$32.37 |
$16,185 |
D/D |
500 |
406,792 |
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- |
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505 Records found
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Page 10 of 21 |
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