Sign in:
 Email
 Password  save:
  
 Company Reports 
 
 
Membership is free, please Sign Up.
  
My Recent Searches
  Help
  
   
 
 
Get Insiders for : 
Herzfeld Caribbean (CUBA)  
$2.52 0.02 (0.6%) as of 4:30 Fri 5/31


Download
   
Exchange: Nasdaq Small Cap
Security Type: Mutual Fund
Shares Out: 7,054,000
Market Cap: 17.74(M)
Last Volume: 121,436 Avg Vol: 36,148
52 Week Range: $2.25 - $4.06
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Closed - End Fund - Foreign

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
Company Profile   The Herzfeld Caribbean Basin Fund is a closed-end management investment company. The Fund's investment objective is to obtain long-term capital appreciation by investing primarily in equity and equity-linked securities of public and private companies, including United States-based companies: whose securities are traded on a stock exchange in a Caribbean Basin Country; or that have at least 50% of the value of their assets in a Caribbean Basin Country; or that derive at least 50% of their total revenue from operations in a Caribbean Basin Country. Under normal conditions, the Fund invests at least 80% of its total assets in equity and equity-linked securities of Caribbean Basin Countries.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 0 1,000
Total Buy Value $0 $0 $0 $3,850
Total People Bought 0 0 0 1
Total Buy Transactions 0 0 0 1
Total Shares Sold 0 0 0 105,963
Total Sell Value $0 $0 $0 $527,939
Total People Sold 0 0 0 3
Total Sell Transactions 0 0 0 3
End Date 2024-03-03 2023-12-01 2023-06-02 2022-06-02

   
Records found: 259
  Page 10 of 11  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2011-08-08 4 B $6.11 $30,530 D/D 5,000 31,160 2.74     -
   Gondor Cecilia L Secretary/Treasurer   •       –      –    2011-08-08 4 B $6.11 $10,991 I/I 1,800 6,592 1.99     -
   Herzfeld Thomas J President   •       •      –    2011-08-08 4 B $6.11 $61,060 D/D 10,000 169,278 2.81     -
   Herzfeld Thomas J President   •       •      –    2011-08-05 4 B $6.35 $13,974 D/D 2,200 159,278 2.81     -
   Herzfeld Thomas J President   •       •      –    2011-08-04 4 B $6.55 $16,365 D/D 2,500 157,078 2.81     -
   Herzfeld Thomas J President   •       •      –    2011-08-03 4 B $6.64 $16,762 D/D 2,526 154,578 2.81     -
   Herzfeld Thomas J President   •       •      –    2011-08-02 4 B $6.74 $60,660 D/D 9,000 152,052 2.81     -
   Herzfeld Thomas J President   •       •      –    2011-08-01 4 B $6.78 $99,617 D/D 14,700 143,052 2.81     -
   Herzfeld Erik Marvin Portfolio Manager   •       –      –    2009-01-15 4 A $4.99 $5,289 D/D 1,060 26,160     -
   Gondor Cecilia L Secretary/Treasurer   •       –      –    2009-01-15 4 A $4.99 $414 I/I 83 4,792     -
   Gondor Cecilia L Secretary/Treasurer   •       –      –    2009-01-15 4 A $4.99 $544 D/D 109 2,709     -
   Lieff Ann S Director   –       •      –    2007-11-06 4 OE $10.04 $66,927 D/D 6,666 8,332     -
   Rubin Michael A Director   –       •      –    2007-11-06 4 OE $10.04 $10,040 D/D 1,000 2,000     -
   Gondor Cecilia L Secretary/Treasurer   •       –      –    2007-11-06 4 OE $10.04 $15,060 I/I 1,500 4,600     -
   Gondor Cecilia L Secretary/Treasurer   •       –      –    2007-11-06 4 OE $10.04 $13,052 D/D 1,300 2,600     -
   Herzfeld Thomas J President   •       •      –    2007-11-06 4 OE $10.04 $60,240 I/I 6,000 123,148     -
   Herzfeld Thomas J President   •       •      –    2007-11-06 4 OE $10.04 $1,040,385 D/D 103,624 117,148     -
   Herzfeld Erik Marvin Officer of Advisor   –       –      –    2007-11-06 4 OE $10.04 $251,000 D/D 25,000 25,100     -
   Tatum Kay W Director   –       •      –    2007-10-23 4 B $11.06 $5,530 D/D 500 500 2.39     -
   Herzfeld Erik Marvin Officer of the Advisor   –       –      –    2007-09-21 4 B $15.00 $1,500 D/D 100 100 2.36     -
   Herzfeld Thomas J President   •       •      –    2007-09-21 4 B $14.98 $1,498 D/D 100 16,324 2.73     -
   Herzfeld Thomas J President   •       •      –    2006-12-28 4 S $16.08 $45,028 D/D (2,800) 13,424     -
   Herzfeld Thomas J President   •       •      –    2006-12-26 4 S $15.58 $249,280 D/D (16,000) 16,224     -
   Herzfeld Thomas J President   •       •      –    2006-12-13 4 S $15.58 $291,628 D/D (18,721) 32,224     -
   Herzfeld Thomas J President   •       •      –    2006-10-09 4 S $9.06 $13,869 D/D (1,530) 50,945     -
  259 Records found
  Previous  10  11   
  Page 10 of 11
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
    Copyright © 2024 j3sg.com | Disclaimer & Terms of use          Products & Service  About Us  Contact Us