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Equus Total Return Inc (EQS)  
$1.45 0.00 (0.00%) as of 4:30 Fri 4/19


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Exchange: New York Stock Exchange
Security Type: Mutual Fund
Shares Out: 13,520,000
Market Cap: 19.60(M)
Last Volume: 3,716 Avg Vol: 22,903
52 Week Range: $1.35 - $1.68
Level I Sector: Financials
Level II Sector: Financial Services
Level III Sector: Closed - End Fund - Equity

Member Indexes:
   

Rankings:
     
Insider 3 Months    :   -
Insider 6 Months    :   -
Insider 3/6 Months :   -
Guru Rank Number :  -
Guru Rank Value     :  -
Guru Occurances    :  -

 

            6 Months   1 Year   2 Year  
 
Company Profile   Equus Total Return is a closed-end management investment company that is treated as a business development company (BDC). Co. provides financing solutions for privately held middle market and small capitalization companies. Co.'s investments consist of debt securities including subordinated debt, debt convertible into common or preferred stock, or debt combined with warrants and common and preferred stock. Co. had active investments in the following entities or portfolio companies: 5th Element Tracking, LLC, a technology holding company; Equus Energy LLC, which makes investments in companies in on oil and gas properties; and PalletOne, Inc., a wooden pallet manufacturer.

 
 
Summary  (Direct Transactions Only) 3 Months 6 Months 12 Months 24 Months
Total Shares Bought 0 0 1,000 1,000
Total Buy Value $0 $0 $1,480 $1,480
Total People Bought 0 0 1 1
Total Buy Transactions 0 0 1 1
Total Shares Sold 0 0 0 0
Total Sell Value $0 $0 $0 $0
Total People Sold 0 0 0 0
Total Sell Transactions 0 0 0 0
End Date 2024-03-21 2023-12-19 2023-06-20 2022-06-20

   
Records found: 251
  Page 10 of 11  
Filer's Name Relation Title Off-Dir-10% Tran. Date Form Action Price Mkt Value D/I Shares Holdings
Rank

  
3m +/-  
Form
   Lehmann Nolan President   •       •      –    2005-01-17 4 A $7.56 $25,719 I/I 3,402 6,778     -
   Lehmann Nolan President   •       •      –    2005-01-17 4 A $7.56 $104,895 D/D 13,875 197,951     -
   Lehmann Nolan President   •       •      –    2004-12-02 4 OE $7.69 $96,125 D/D 12,500 184,077     -
   Flanagan Gregory J Director   –       •      –    2004-01-16 4 A $7.92 $792 I/I 100 1,200     -
   Flanagan Gregory J Director   –       •      –    2004-01-16 4 A $7.92 $5,686 D/D 718 8,618     -
   Orvieto Brad Director   –       •      –    2004-01-16 4 A $7.92 $792 D/D 100 1,206     -
   Tuggle Francis D Dr Director   –       •      –    2004-01-16 4 A $7.92 $2,732 D/D 345 4,145     -
   Williams Edward E Dr Director   –       •      –    2004-01-16 4 A $7.92 $15,981 D/D 2,018 44,436     -
   Storms John W Director   –       •      –    2004-01-16 4 A $7.92 $5,662 D/D 715 8,591     -
   Petersen Gary R Director   –       •      –    2004-01-16 4 A $7.92 $1,544 D/D 195 2,350     -
   Douglass Sam P CEO   •       •      –    2004-01-16 4 A $7.92 $78,232 I/I 9,879 30,827     -
   Douglass Sam P CEO   •       •      –    2004-01-16 4 A $7.92 $14,143 D/D 1,786 21,216     -
   Petersen Gary R Director   –       •      –    2004-01-16 4/A D $7.92 $1,544 D/D (195) 2,155     -
   Lehmann Nolan President   •       •      –    2004-01-16 4/A A $7.92 $3,532 D/D 446 171,577     -
   Forbes Gary L Vice President   •       –      –    2004-01-16 4 A $7.92 $5,139 D/D 649 13,166     -
   Knauss Robert L Director   –       •      –    2004-01-16 4 A $7.92 $309 I/I 39 477     -
   Knauss Robert L Director   –       •      –    2004-01-16 4 A $7.92 $483 D/D 61 736     -
   Lehmann Nolan President   •       •      –    2004-01-16 4 A $7.92 $29,775 I/I 3,760 6,303     -
   Lehmann Nolan President   •       •      –    2004-01-16 4 A $7.92 $109,678 D/D 13,850 171,131     -
   Douglass Sam P CEO   •       •      –    2003-12-22 4 S $7.92 $1,798 D/D (227) 19,430     -
   Tuggle Francis D Dr Director   –       •      –    2003-12-10 4 OE $7.43 $1,486 D/D 200 3,800     -
   Lehmann Nolan President   •       •      –    2003-11-24 4 OE $7.69 $96,125 D/D 12,500 157,281     -
   Orvieto Brad Director   –       •      –    2003-09-02 4 B $8.80 $8,890 D/D 1,000 2,106 2.39     -
   Tuggle Francis D Dr Director   –       •      –    2003-08-26 4 B $8.60 $860 D/D 100 3,600 2.31     -
   Orvieto Brad Director   –       •      –    2003-08-04 3 IO $0.00 $0 D/D 0 1,106     -
  251 Records found
  Previous  10  11   
  Page 10 of 11
  Transaction Code Key: Ownership Code Key
  B - Buy AB - Automatic Buy D - Direct Ownership
  S - Sell AS - Automatic Sell I - Indirect Ownership
  OE - Options Exercised A - Acquired
  IO - Initital Ownership D - Disposed
 
 
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