| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
476.30(M) |
| Last
Volume: |
427,463 |
Avg
Vol: |
219,644 |
| 52
Week Range: |
$18.58 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : 5 |
| Insider 6 Months : 5.9 |
| Insider 3/6 Months : 11.1 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
| |
|
Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
692 |
1,192 |
1,692 |
4,052 |
| Total Buy Value |
$17,673 |
$29,318 |
$40,153 |
$84,950 |
| Total People Bought |
2 |
2 |
2 |
2 |
| Total Buy Transactions |
2 |
3 |
4 |
8 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Thomas William R Iii |
Director |
– • – |
2014-01-20 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
703,939 |
|
- |
|
| Thomas William R Iii |
Director |
– • – |
2014-01-20 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
31,413 |
|
- |
|
| Tacke Kelly |
Chief Financial Officer |
• – – |
2014-01-20 |
4 |
A |
$0.00 |
$0 |
D/D |
4,000 |
4,000 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-12-19 |
4 |
B |
$95.79 |
$95,790 |
D/D |
1,000 |
3,600 |
2.74 |
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-12-19 |
4 |
S |
$34.75 |
$71,666 |
D/D |
(2,060) |
2,600 |
|
- |
|
| Armes Joseph B |
President and CEO |
• • – |
2013-07-15 |
4/A |
A |
$0.00 |
$0 |
D/D |
5,000 |
5,000 |
|
- |
|
| Armes Joseph B |
Chief Executive Officer |
• • – |
2013-07-15 |
4 |
A |
$148.08 |
$1,295,700 |
D/D |
8,750 |
8,750 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-06-20 |
4 |
OE |
$95.79 |
$38,316 |
D/D |
400 |
500 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-12 |
4 |
S |
$139.65 |
$53,626 |
D/D |
(384) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-12 |
4 |
OE |
$93.49 |
$35,900 |
D/D |
384 |
2,134 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-11 |
4 |
S |
$138.47 |
$151,486 |
D/D |
(1,094) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-11 |
4 |
OE |
$93.49 |
$102,278 |
D/D |
1,094 |
2,844 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-10 |
4 |
S |
$138.24 |
$168,950 |
D/D |
(1,222) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-10 |
4 |
OE |
$93.49 |
$114,245 |
D/D |
1,222 |
2,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-07 |
4 |
S |
$140.23 |
$56,092 |
D/D |
(400) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-07 |
4 |
OE |
$93.49 |
$37,396 |
D/D |
400 |
2,150 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-06 |
4 |
S |
$140.93 |
$197,302 |
D/D |
(1,400) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-06 |
4 |
OE |
$93.49 |
$130,886 |
D/D |
1,400 |
3,150 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-06-06 |
4 |
S |
$142.50 |
$17,813 |
D/D |
(125) |
100 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-06-04 |
4 |
S |
$142.50 |
$10,688 |
D/D |
(75) |
225 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-05-20 |
4 |
S |
$137.10 |
$27,420 |
D/D |
(200) |
300 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-05-07 |
4 |
S |
$123.94 |
$32,100 |
D/D |
(259) |
500 |
|
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-05-06 |
4 |
S |
$122.00 |
$48,880 |
D/D |
(399) |
759 |
|
- |
|
| Morgan Thomas Duane |
Director |
– • – |
2013-05-02 |
4 |
B |
$115.45 |
$28,863 |
D/D |
250 |
250 |
2.39 |
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-03-21 |
4 |
S |
$119.20 |
$23,840 |
D/D |
(200) |
1,158 |
|
- |
|
503 Records found
|
|
Page 11 of 21 |
|
|
0.24 (0.95%) 
