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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.06(B) |
| Last
Volume: |
403,150 |
Avg
Vol: |
596,937 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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|
| 3m +/- |
|
|
Form |
  Berlew Adam T. |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
1,900 |
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- |
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| Brown Kathleen |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
5,756 |
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- |
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| Zimmerman Michael J |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
21,994 |
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- |
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| Oates James M |
Director |
– • – |
2020-06-05 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,900 |
13,463 |
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- |
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| Dubinsky John P |
Director |
– • – |
2020-06-03 |
4 |
S |
$51.55 |
$123,720 |
D/D |
(2,400) |
16,281 |
|
-11% |
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| Dubinsky John P |
Director |
– • – |
2020-05-26 |
4 |
S |
$48.04 |
$144,120 |
D/D |
(3,000) |
18,681 |
|
-11% |
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| Dubinsky John P |
Director |
– • – |
2020-05-21 |
4 |
S |
$46.19 |
$184,760 |
D/D |
(4,000) |
21,681 |
|
-17% |
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| Dubinsky John P |
Director |
– • – |
2020-05-15 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,400 |
25,681 |
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- |
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| Dubinsky John P |
Director |
– • – |
2020-05-08 |
4 |
S |
$44.55 |
$569,126 |
D/D |
(12,775) |
16,281 |
|
-17% |
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| Reichert Christopher K |
CEO of Stifel Bank & TrustOffi |
• – – |
2020-03-27 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
26,152 |
|
19% |
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| Reichert Christopher K |
CEO of Stifel Bank & TrustOffi |
• – – |
2020-03-27 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
13,082 |
|
19% |
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| Peacock David A |
Director |
– • – |
2020-03-25 |
4 |
B |
$40.99 |
$40,990 |
I/I |
1,000 |
14,415 |
2.1 |
28% |
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| Peacock David A |
Director |
– • – |
2020-03-23 |
4 |
B |
$32.47 |
$32,468 |
I/I |
1,000 |
13,415 |
2.1 |
43% |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-03-19 |
4 |
B |
$31.85 |
$318,500 |
D/D |
10,000 |
865,000 |
2.81 |
40% |
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| Grady Robert Edward |
Director |
– • – |
2020-03-09 |
4 |
S |
$43.39 |
$216,950 |
D/D |
(5,000) |
6,383 |
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4% |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-03-03 |
4 |
D |
$63.23 |
$4,510,322 |
D/D |
(71,332) |
855,000 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-03-03 |
4 |
D |
$63.23 |
$5,115,939 |
D/D |
(80,910) |
926,332 |
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- |
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| Kruszewski Ronald J |
Chief Executive Officer |
• • – |
2020-03-03 |
4 |
OE |
$63.23 |
$11,246,530 |
D/D |
177,867 |
1,007,242 |
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- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2020-03-03 |
4 |
D |
$63.23 |
$697,680 |
D/D |
(11,034) |
98,933 |
|
- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2020-03-03 |
4 |
D |
$63.23 |
$426,992 |
D/D |
(6,753) |
109,967 |
|
- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2020-03-03 |
4 |
OE |
$63.23 |
$1,124,672 |
D/D |
17,787 |
116,720 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2020-03-03 |
4 |
D |
$63.23 |
$1,012,186 |
D/D |
(16,008) |
25,754 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2020-03-03 |
4 |
D |
$63.23 |
$862,204 |
D/D |
(13,636) |
41,762 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2020-03-03 |
4 |
OE |
$63.23 |
$1,874,390 |
D/D |
29,644 |
55,398 |
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- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2020-03-03 |
4 |
D |
$63.23 |
$2,400,464 |
D/D |
(37,964) |
90,510 |
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- |
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1404 Records found
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