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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
471.64(M) |
| Last
Volume: |
307,077 |
Avg
Vol: |
221,142 |
| 52
Week Range: |
$18.86 - $27.2 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : 9.7 |
| Insider 6 Months : 10 |
| Insider 3/6 Months : 19.8 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
| Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
3 |
4 |
5 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-07 |
4 |
S |
$140.23 |
$56,092 |
D/D |
(400) |
1,750 |
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- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-07 |
4 |
OE |
$93.49 |
$37,396 |
D/D |
400 |
2,150 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-06 |
4 |
S |
$140.93 |
$197,302 |
D/D |
(1,400) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-06-06 |
4 |
OE |
$93.49 |
$130,886 |
D/D |
1,400 |
3,150 |
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- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-06-06 |
4 |
S |
$142.50 |
$17,813 |
D/D |
(125) |
100 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-06-04 |
4 |
S |
$142.50 |
$10,688 |
D/D |
(75) |
225 |
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- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-05-20 |
4 |
S |
$137.10 |
$27,420 |
D/D |
(200) |
300 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-05-07 |
4 |
S |
$123.94 |
$32,100 |
D/D |
(259) |
500 |
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- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-05-06 |
4 |
S |
$122.00 |
$48,880 |
D/D |
(399) |
759 |
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- |
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| Morgan Thomas Duane |
Director |
– • – |
2013-05-02 |
4 |
B |
$115.45 |
$28,863 |
D/D |
250 |
250 |
2.39 |
- |
|
| Schwertner Ray D. |
Vice President |
• – – |
2013-03-21 |
4 |
S |
$119.20 |
$23,840 |
D/D |
(200) |
1,158 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-03-19 |
4 |
OE |
$95.79 |
$23,948 |
D/D |
250 |
1,358 |
|
- |
|
| Neblett Glenn |
Chief Investment Officer |
• – – |
2013-03-11 |
4 |
S |
$123.21 |
$49,861 |
D/D |
(403) |
200 |
|
- |
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| Neblett Glenn |
Chief Investment Officer |
• – – |
2013-03-11 |
4 |
OE |
$88.20 |
$35,545 |
D/D |
403 |
603 |
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- |
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| Martin Gary L |
Chief Executive Officer |
• • – |
2013-03-08 |
4 |
OE |
$76.74 |
$287,775 |
D/D |
3,750 |
101,573 |
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- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-03-06 |
4 |
S |
$124.00 |
$24,800 |
D/D |
(200) |
1,108 |
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- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2013-03-05 |
4 |
S |
$123.79 |
$247,580 |
D/D |
(2,000) |
1,750 |
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- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2013-03-05 |
4 |
OE |
$93.49 |
$186,980 |
D/D |
2,000 |
3,750 |
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- |
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| Morris Tracy L. |
CFO |
• – – |
2013-03-05 |
4 |
S |
$124.06 |
$151,353 |
D/D |
(1,220) |
200 |
|
- |
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| Morris Tracy L. |
CFO |
• – – |
2013-03-05 |
4 |
OE |
$76.74 |
$98,062 |
D/D |
1,220 |
1,420 |
|
- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2013-03-04 |
4 |
S |
$124.08 |
$124,080 |
D/D |
(1,000) |
1,750 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2013-03-04 |
4 |
OE |
$76.74 |
$76,740 |
D/D |
1,000 |
2,750 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-03-01 |
4 |
OE |
$95.79 |
$28,737 |
D/D |
300 |
1,308 |
|
- |
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| Schwertner Ray D. |
Vice President |
• – – |
2013-02-28 |
4 |
S |
$116.00 |
$34,800 |
D/D |
(300) |
1,008 |
|
- |
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| Shedd Christopher Scott |
Vice President |
• – – |
2013-01-22 |
4 |
A |
$0.00 |
$0 |
D/D |
750 |
750 |
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- |
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514 Records found
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Page 12 of 21 |
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0.79 (3.02%) 
