|
|
Exchange: |
OTC Bulletin Board |
Security
Type: |
Common |
Shares
Out: |
12,810,000 |
Market
Cap: |
221.74(M) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$15.46 - $18.29 |
|
Level
I Sector: |
Information Technology |
Level
II Sector: |
Internet |
Level
III Sector: |
Internet Software & Services |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile SWK Holdings focuses on pharmaceutical development, manufacturing and intellectual property licensing business. Co.'s reportable segments include Finance Receivables and Pharmaceutical Development. Co.'s finance receivables segment is primarily focused on commercial-stage products and related intellectual property through royalty purchases and financings, as well as through commercialized products. Co. engages in Pharmaceutical Development segment through its subsidiary, Enteris BioPharma, Inc. (Enteris). Enteris is a clinical stage biopharmaceutical company providing formulation solutions built around its proprietary oral drug delivery technologies, the Peptelligence® platform.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
5,490 |
Total Buy Value |
$0 |
$0 |
$0 |
$90,750 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
2 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Wolf Chad Alan |
eVergance Pres. & KANA VP |
|
2007-06-14 |
4/A |
A |
$0.00 |
$0 |
D/D |
322,045 |
322,045 |
|
- |
|
Wolf Chad Alan |
eVergence Pres. & KANA VP |
|
2007-06-14 |
4 |
A |
$0.00 |
$0 |
D/D |
65,549 |
65,549 |
|
- |
|
Angel Mark A |
SVP of Development & Stategy |
|
2007-06-14 |
4 |
A |
$0.00 |
$0 |
D/D |
35,000 |
35,000 |
|
- |
|
Nightwatch Capital Management, Llc |
10% Owner |
|
2007-05-16 |
4 |
B |
$3.26 |
$358,274 |
I/I |
109,900 |
6,317,273 |
1.5 |
- |
|
Nightwatch Capital Management, Llc |
10% Owner |
|
2007-05-15 |
4 |
B |
$3.26 |
$57,702 |
I/I |
17,700 |
6,207,373 |
1.5 |
- |
|
Nightwatch Capital Management, Llc |
10% Owner |
|
2007-05-14 |
4 |
B |
$3.21 |
$534,786 |
I/I |
166,600 |
6,189,673 |
1.5 |
- |
|
Nightwatch Capital Management, Llc |
10% Owner |
|
2007-05-11 |
4 |
B |
$3.20 |
$178,560 |
I/I |
55,800 |
6,023,073 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2007-01-17 |
4 |
S |
$3.15 |
$1,575,000 |
I/I |
(500,000) |
3,200,000 |
|
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2006-11-16 |
4 |
S |
$3.40 |
$841,500 |
I/I |
(247,500) |
3,700,000 |
|
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2006-11-15 |
4 |
S |
$3.55 |
$186,375 |
I/I |
(52,500) |
3,947,500 |
|
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2006-10-26 |
4 |
S |
$3.55 |
$3,584,368 |
I/I |
(1,009,681) |
4,000,000 |
|
- |
|
Nightwatch Capital Management, Llc |
10% Owner |
|
2006-10-09 |
4 |
A |
$0.00 |
$0 |
I/I |
49,485 |
5,967,273 |
|
- |
|
Bose William A |
VP, GEN. COUNSEL AND SECRETARY |
|
2006-08-01 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
165 |
|
- |
|
Nightwatch Capital Management, Llc |
10% Owner |
|
2006-05-08 |
4 |
A |
$0.00 |
$0 |
I/I |
494,866 |
5,917,788 |
|
- |
|
Empire Capital Management, L.l.c. |
officerTitle |
|
2005-12-30 |
4 |
B |
$1.30 |
$67,600 |
I/I |
52,000 |
5,009,681 |
1.5 |
- |
|
Clifford William Thaddeus |
officerTitle |
|
2005-12-20 |
4 |
B |
$1.33 |
$1,330 |
D/D |
1,000 |
1,000 |
2.31 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-18 |
4 |
B |
$1.21 |
$78,045 |
I/I |
64,500 |
4,957,681 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-17 |
4 |
B |
$1.26 |
$59,168 |
I/I |
46,959 |
4,893,181 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-16 |
4 |
B |
$1.28 |
$42,220 |
I/I |
32,984 |
4,846,222 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-15 |
4 |
B |
$1.29 |
$11,631 |
I/I |
9,016 |
4,813,238 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-14 |
4 |
B |
$1.31 |
$67,203 |
I/I |
51,300 |
4,804,222 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-11 |
4 |
B |
$1.32 |
$10,824 |
I/I |
8,200 |
4,752,922 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-10 |
4 |
B |
$1.29 |
$19,350 |
I/I |
15,000 |
4,744,722 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-09 |
4 |
B |
$1.37 |
$171,217 |
I/I |
124,976 |
4,729,722 |
1.5 |
- |
|
Empire Capital Management, L.l.c. |
10% Owner |
|
2005-11-04 |
4 |
B |
$1.36 |
$71,988 |
I/I |
52,932 |
4,604,746 |
1.5 |
- |
|
333 Records found
|
|
Page 12 of 14 |
|
|