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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
486.54(M) |
| Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
| 52
Week Range: |
$18.86 - $27.2 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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| Insider 3 Months : 9.7 |
| Insider 6 Months : 10 |
| Insider 3/6 Months : 19.8 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
| Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
3 |
4 |
5 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Schwertner Ray D. |
Vice President |
• – – |
2012-10-26 |
4 |
OE |
$95.79 |
$28,737 |
D/D |
300 |
1,046 |
|
- |
|
| Gohlke Henry James |
Vice PresidentOfficer |
• – – |
2012-09-04 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,715 |
|
- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2012-06-22 |
4 |
S |
$102.41 |
$468,327 |
D/D |
(4,500) |
0 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2012-06-19 |
4 |
S |
$101.00 |
$384,608 |
D/D |
(3,808) |
5,718 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2012-06-18 |
4 |
S |
$101.30 |
$171,400 |
D/D |
(1,692) |
9,526 |
|
- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2012-06-13 |
4 |
S |
$99.21 |
$223,223 |
D/D |
(2,250) |
4,500 |
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- |
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| Thomas William R Iii |
Vice President |
• – – |
2012-05-30 |
4 |
S |
$86.50 |
$699,785 |
D/D |
(8,090) |
6,768 |
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- |
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| Thomas William R Iii |
Vice President |
• – – |
2012-05-23 |
4 |
OE |
$98.44 |
$599,500 |
D/D |
6,090 |
14,858 |
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- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2012-05-21 |
4 |
S |
$102.00 |
$153,000 |
D/D |
(1,500) |
6,750 |
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- |
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| Schwertner Ray D. |
Vice President |
• – – |
2012-05-21 |
4 |
OE |
$95.79 |
$28,737 |
D/D |
300 |
746 |
|
- |
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| Neblett Glenn |
Vice President |
• – – |
2012-05-21 |
4 |
S |
$102.00 |
$204,000 |
D/D |
(2,000) |
0 |
|
- |
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| Neblett Glenn |
Vice President |
• – – |
2012-05-21 |
4 |
OE |
$88.20 |
$176,400 |
D/D |
2,000 |
2,000 |
|
- |
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| Bela Marquez D |
Vice President |
• – – |
2012-05-21 |
4 |
S |
$103.02 |
$103,020 |
D/D |
(1,000) |
0 |
|
- |
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| Bela Marquez D |
Vice President |
• – – |
2012-05-21 |
4 |
OE |
$88.20 |
$88,200 |
D/D |
1,000 |
1,000 |
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- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2012-05-18 |
4 |
S |
$101.38 |
$304,140 |
D/D |
(3,000) |
8,250 |
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- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2012-05-18 |
4 |
OE |
$76.74 |
$714,420 |
D/D |
8,000 |
11,250 |
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- |
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| Morris Tracy L. |
CFO |
• – – |
2012-05-18 |
4 |
S |
$101.58 |
$203,160 |
D/D |
(2,000) |
0 |
|
- |
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| Morris Tracy L. |
CFO |
• – – |
2012-05-18 |
4 |
OE |
$76.74 |
$153,480 |
D/D |
2,000 |
2,000 |
|
- |
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| Martin Gary L |
President |
• • – |
2012-05-18 |
4 |
OE |
$76.74 |
$575,550 |
D/D |
7,500 |
97,423 |
|
- |
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| Thomas William R Iii |
Vice President |
• – – |
2012-05-17 |
4 |
OE |
$76.74 |
$153,480 |
D/D |
2,000 |
8,768 |
|
- |
|
| Strup Richard F. |
Director |
– • – |
2012-05-11 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
100 |
|
- |
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| Thomas William R Iii |
Vice President |
• – – |
2012-02-15 |
4 |
S |
$90.71 |
$201,739 |
I/I |
(2,224) |
33,603 |
|
- |
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| Thomas William R Iii |
Vice President |
• – – |
2012-02-14 |
4 |
S |
$91.04 |
$707,927 |
I/I |
(7,776) |
35,827 |
|
- |
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| Thomas William R Iii |
Vice President |
• – – |
2012-01-16 |
4 |
A |
$0.00 |
$0 |
D/D |
1,000 |
8,852 |
|
- |
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| Neblett Glenn |
Vice President |
• – – |
2012-01-16 |
4 |
A |
$0.00 |
$0 |
D/D |
1,000 |
1,000 |
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- |
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505 Records found
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Page 13 of 21 |
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