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Exchange: |
Nasdaq Small Cap |
Security
Type: |
Common |
Shares
Out: |
79,770,000 |
Market
Cap: |
22.34(B) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$196.73 - $286.21 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
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Guru Rank Number : 339 |
Guru Rank Value : 3.6 |
Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
1,935 |
Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
3 |
Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
Total People Sold |
0 |
5 |
8 |
9 |
Total Sell Transactions |
0 |
9 |
15 |
32 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Putnam James S |
Director |
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2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
17 |
131,437 |
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- |
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Thomas Corey E. |
Director |
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2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
7,467 |
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- |
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Schifter Richard P |
Director |
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2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
33 |
49,234 |
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- |
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Mnookin Allison |
Director |
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2021-03-30 |
4 |
A |
$0.00 |
$0 |
D/D |
4 |
7,012 |
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- |
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Steinmeier Richard |
Managing Director |
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2021-03-08 |
4 |
S |
$136.67 |
$192,158 |
D/D |
(1,406) |
22,902 |
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2% |
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Enyedi Matthew |
Managing Director |
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2021-03-01 |
4 |
S |
$136.41 |
$64,931 |
D/D |
(476) |
5,210 |
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-2% |
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Arnold Dan H. |
President & CEO |
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2021-02-26 |
4 |
AS |
$130.23 |
$333,128 |
D/D |
(2,558) |
204,015 |
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1% |
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Semerjian Dayton |
Managing Director |
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2021-02-26 |
4 |
D |
$131.54 |
$245,059 |
D/D |
(1,863) |
13,108 |
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- |
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Seese Scott |
Managing Director |
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2021-02-26 |
4 |
AS |
$130.23 |
$118,119 |
D/D |
(907) |
25,594 |
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1% |
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Audette Matthew J |
Chief Financial Officer |
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2021-02-26 |
4 |
AS |
$128.85 |
$198,533 |
D/D |
(1,512) |
12,393 |
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1% |
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Oroschakoff Michelle |
Managing Director |
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2021-02-26 |
4 |
AS |
$130.23 |
$122,807 |
D/D |
(943) |
24,392 |
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1% |
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Kalbaugh John Andrew |
Managing Director |
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2021-02-26 |
4 |
AS |
$130.23 |
$120,593 |
D/D |
(926) |
27,523 |
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1% |
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Arnold Dan H. |
President & CEO |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
14,743 |
206,573 |
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- |
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Arnold Dan H. |
President & CEO |
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2021-02-25 |
4 |
D |
$132.10 |
$302,641 |
D/D |
(2,291) |
191,830 |
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- |
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White George Burton |
Managing Director |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,457 |
37,892 |
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- |
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White George Burton |
Managing Director |
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2021-02-25 |
4 |
D |
$132.10 |
$120,872 |
D/D |
(915) |
35,435 |
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- |
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Semerjian Dayton |
Managing Director |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,866 |
14,971 |
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- |
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Semerjian Dayton |
Managing Director |
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2021-02-25 |
4 |
D |
$132.10 |
$59,841 |
D/D |
(453) |
12,105 |
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- |
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Seese Scott |
Managing Director |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,948 |
26,501 |
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- |
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Seese Scott |
Managing Director |
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2021-02-25 |
4 |
D |
$132.10 |
$172,655 |
D/D |
(1,307) |
23,553 |
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- |
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Simonich Brent |
EVP, CAO and Treasurer |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,027 |
3,936 |
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- |
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Audette Matthew J |
Chief Financial Officer |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
3,767 |
13,905 |
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- |
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Audette Matthew J |
Chief Financial Officer |
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2021-02-25 |
4 |
D |
$132.10 |
$196,565 |
D/D |
(1,488) |
10,138 |
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- |
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Audette Matthew J |
Chief Financial Officer |
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2021-02-25 |
4 |
GD |
$0.00 |
$0 |
D/D |
1,500 |
11,626 |
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- |
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Steinmeier Richard |
Managing Director |
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2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,259 |
24,308 |
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- |
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1243 Records found
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Page 13 of 50 |
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