| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
17,730,000 |
| Market
Cap: |
161.70(M) |
| Last
Volume: |
196,232 |
Avg
Vol: |
58,198 |
| 52
Week Range: |
$9.12 - $9.12 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Knapp Robert C |
Director |
– • – |
2005-07-15 |
4 |
B |
$10.32 |
$103,200 |
D/D |
10,000 |
111,700 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2005-07-15 |
4 |
B |
$10.32 |
$44,376 |
D/D |
4,300 |
17,800 |
2.39 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-07-12 |
4 |
B |
$10.05 |
$22,100 |
I/I |
2,200 |
2,789,550 |
1.5 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-07-11 |
4/A |
B |
$10.05 |
$22,110 |
I/I |
2,200 |
2,789,550 |
1.5 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-06-17 |
4 |
S |
$9.98 |
$185,628 |
I/I |
(18,600) |
2,785,350 |
|
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-06-16 |
4 |
S |
$9.98 |
$164,670 |
I/I |
(16,500) |
2,803,950 |
|
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-06-15 |
4 |
S |
$9.98 |
$211,576 |
I/I |
(21,200) |
2,820,450 |
|
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-06-07 |
4 |
S |
$9.63 |
$19,260 |
I/I |
(2,000) |
2,841,650 |
|
- |
|
| Schuenke Scott |
Chief Compliance Officer |
• – – |
2005-01-10 |
4 |
B |
$9.10 |
$455 |
D/D |
50 |
200 |
2.66 |
- |
|
| Everett Robert S |
Director |
– • – |
2005-01-10 |
4 |
B |
$9.10 |
$500,500 |
D/D |
55,000 |
100,000 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2005-01-10 |
4 |
B |
$9.10 |
$726,371 |
I/I |
79,821 |
1,369,770 |
2.1 |
- |
|
| Knapp Robert C |
Director |
– • – |
2005-01-10 |
4 |
B |
$9.10 |
$819,000 |
D/D |
90,000 |
101,700 |
2.39 |
- |
|
| Shewmaker Bruce W |
Managing Director |
• – – |
2005-01-10 |
4 |
B |
$9.10 |
$4,550 |
D/D |
500 |
2,017 |
2.66 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2005-01-10 |
4 |
B |
$9.10 |
$27,300 |
D/D |
3,000 |
13,500 |
2.39 |
- |
|
| Cannell J Carlo |
10% Owner |
– – • |
2005-01-03 |
4 |
B |
$9.01 |
$8,528,416 |
I/I |
946,550 |
2,843,650 |
1.5 |
- |
|
| Shapiro Jaclyn L |
Vice President & Secretary |
• – – |
2005-01-03 |
4 |
B |
$9.10 |
$910 |
D/D |
100 |
650 |
2.66 |
- |
|
| Schuenke Scott |
Chief Compliance Officer |
• – – |
2005-01-03 |
4 |
B |
$9.10 |
$455 |
D/D |
50 |
150 |
2.66 |
- |
|
| Spark Frances |
Chief Financial Officer |
• – – |
2005-01-03 |
4 |
B |
$9.10 |
$4,550 |
D/D |
500 |
1,500 |
2.66 |
- |
|
| Everett Robert S |
Director |
– • – |
2005-01-03 |
4 |
B |
$9.10 |
$136,500 |
D/D |
15,000 |
45,000 |
2.39 |
- |
|
| Knapp Robert C |
Director |
– • – |
2005-01-03 |
4 |
B |
$9.10 |
$1,528,081 |
I/I |
167,921 |
1,289,950 |
2.1 |
- |
|
| Knapp Robert C |
Director |
– • – |
2005-01-03 |
4 |
B |
$9.10 |
$35,490 |
D/D |
3,900 |
11,700 |
2.39 |
- |
|
| Shewmaker Bruce W |
Managing Director |
• – – |
2005-01-03 |
4 |
B |
$9.10 |
$4,596 |
D/D |
505 |
1,517 |
2.66 |
- |
|
| Dominianni Emilia |
Director |
– • – |
2005-01-03 |
4 |
B |
$9.10 |
$22,750 |
D/D |
2,500 |
7,500 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2005-01-03 |
4 |
B |
$9.10 |
$31,850 |
D/D |
3,500 |
10,500 |
2.39 |
- |
|
| Shapiro Jaclyn L |
Vice President & SecretaryOffi |
• – – |
2004-11-29 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
550 |
|
- |
|
403 Records found
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Page 13 of 17 |
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