PNSNQ : Insider Transactions for Penson Worldwide Inc | J3SG

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Penson Worldwide Inc (PNSNQ)

$0.00 0.00 (0.00%) as of 4:30 Fri 2/14

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Exchange:

Nasdaq National Market

Security Type:

Common

Shares Out:

28,020,000

Market Cap:

N/A

Last Volume:

20,000

Avg Vol:

9,076

52 Week Range:

$0.0041 - $0.0041

Level I Sector:

Financials

Level II Sector:

Financial Services

Level III Sector:

Investment Brokerage - Regional

Member Indexes:

	NASDAQ COMPOSITE		NASDAQ OTHER FINANCE
	NASDAQ NNM COMPOSITE

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


Company Profile

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-03-10	2023-12-08	2023-06-09	2022-06-09

Adjust Filter Settings

Records found: 392

Page 13 of 16

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Engemoen Roger J Jr

Chairman

• • –

2007-06-18

4

AS

$26.46

$297,675

I/I

(11,250)

2,584,105

-

Pendergraft Philip A

Chief Executive Officer

• • –

2007-06-15

4

AS

$27.14

$61,187

I/I

(2,250)

829,185

-

Pendergraft Philip A

Chief Executive Officer

• • –

2007-06-04

4

GD

$0.00

$0

I/I

5,000

831,435

-

Son Daniel P Jr

President

• • –

2007-06-04

4

AS

$28.03

$560,620

I/I

(20,000)

571,527

-

Tcv Member Fund L P

GP of fund owns <10%

– – –

2007-06-01

4

S

$28.40

$5,716,920

I/I

(201,300)

45,723

-

Tcv Member Fund L P

GP of fund owns <10%

– – –

2007-05-31

4

S

$28.70

$3,284,280

I/I

(114,400)

49,480

-

Engemoen Family Partnership Ltd

Chairman

– – •

2007-05-18

4

AS

$26.36

$296,535

I/I

(11,250)

2,595,355

-

Smith Mary Agnes

Controller

• – –

2007-05-16

4

D

$26.45

$3,386

D/D

(128)

5,026

-

Pendergraft Philip A

Chief Executive Officer

• • –

2007-05-15

4

AS

$26.66

$60,094

I/I

(2,250)

836,435

-

Son Daniel P Jr

President

• • –

2007-05-03

4

AS

$27.91

$558,140

I/I

(20,000)

591,527

-

Engemoen Family Partnership Ltd

Chairman

– – •

2007-04-18

4

AS

$32.74

$368,336

I/I

(11,250)

2,606,605

-

Pendergraft Philip A

Chief Executive Officer

• • –

2007-04-16

4

AS

$31.12

$31,557

I/I

(1,000)

838,685

-

Gross William D

Director

– • –

2007-04-03

4

GD

$0.00

$0

D/D

1,000

696,856

-

Son Daniel P Jr

President

• • –

2007-04-03

4

AS

$30.51

$610,280

I/I

(20,000)

611,527

-

Koslow Andrew B

Senior VP - General Counsel

• – –

2007-03-30

4

D

$30.19

$11,261

D/D

(373)

46,776

-

Mcaleer Kevin W

Chief Financial Officer

• – –

2007-03-30

4

D

$30.19

$8,332

D/D

(276)

15,497

-

Pendergraft Philip A

Chief Executive Officer

• • –

2007-03-29

4

GD

$0.00

$0

I/I

5,000

839,685

-

Engemoen Family Partnership Ltd

Chairman

– – •

2007-03-19

4

AS

$27.61

$310,646

I/I

(11,250)

2,617,855

-

Pendergraft Philip A

Chief Executive Officer

• • –

2007-03-15

4

AS

$26.77

$26,831

I/I

(1,000)

844,685

-

Smith Mary Agnes

Controller

• – –

2007-03-14

4

S

$27.00

$54,324

D/D

(2,012)

5,114

-

Smith Mary Agnes

Controller

• – –

2007-03-14

4

OE

$17.00

$19,924

D/D

1,172

7,126

-

Director

– • –

2007-03-14

4

OE

$17.00

$106,250

D/D

6,250

6,250

-

Tcv Member Fund L P

GP of fund owns <10%

– – –

2007-03-12

4

S

$26.81

$7,737,366

I/I

(288,600)

51,616

-

Son Daniel P Jr

President

• • –

2007-03-07

4

AS

$27.00

$540,000

I/I

(20,000)

631,527

-

Tcv Member Fund L P

GP of fund owns <10%

– – –

2007-03-06

4

S

$24.82

$4,887,058

I/I

(196,900)

57,003

-

392 Records found	Previous 10 11 12 13 14 15 16	Page 13 of 16

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.