|
|
Exchange: |
New York Stock Exchange |
Security
Type: |
Common |
Shares
Out: |
103,000,000 |
Market
Cap: |
8.06(B) |
Last
Volume: |
403,150 |
Avg
Vol: |
596,937 |
52
Week Range: |
$55.44 - $84.09 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : 431 |
Guru Rank Value : 3.1 |
Guru Occurances : 1 |
|
|
|
|
|
|
|
Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
40,174 |
Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
Total People Bought |
0 |
0 |
0 |
2 |
Total Buy Transactions |
0 |
0 |
0 |
4 |
Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
Total People Sold |
3 |
5 |
6 |
6 |
Total Sell Transactions |
4 |
6 |
8 |
11 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Kruszewski Ronald J |
Chief Executive Officer |
|
2020-01-30 |
4 |
D |
$66.22 |
$1,986,600 |
D/D |
(30,000) |
829,375 |
|
- |
|
Nesi Victor |
Co-President |
|
2020-01-17 |
4 |
AS |
$65.06 |
$243,975 |
D/D |
(3,750) |
173,466 |
|
-25% |
|
Himelfarb Richard J |
Senior Vice President |
|
2020-01-17 |
4 |
AS |
$65.07 |
$650,700 |
D/D |
(10,000) |
95,177 |
|
-25% |
|
Dubinsky John P |
Director |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
29,056 |
|
- |
|
Brautigam Allen |
Director, Branch Offices |
|
2020-01-02 |
4 |
D |
$61.44 |
$36,864 |
D/D |
(600) |
32,281 |
|
- |
|
Brautigam Allen |
Director, Branch Offices |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,710 |
32,881 |
|
- |
|
Sliney David D |
Chief Operating Officer |
|
2020-01-02 |
4 |
D |
$61.44 |
$35,144 |
D/D |
(572) |
114,935 |
|
- |
|
Sliney David D |
Chief Operating Officer |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,631 |
115,507 |
|
- |
|
Zemlyak James M |
Co-President |
|
2020-01-02 |
4 |
D |
$61.44 |
$107,950 |
D/D |
(1,757) |
841,529 |
|
- |
|
Zemlyak James M |
Co-President |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,648 |
843,286 |
|
- |
|
Grady Robert Edward |
Director |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,076 |
11,383 |
|
- |
|
Kruszewski Ronald J |
Chief Executive Officer |
|
2020-01-02 |
4 |
D |
$61.44 |
$642,724 |
D/D |
(10,461) |
859,375 |
|
- |
|
Kruszewski Ronald J |
Chief Executive Officer |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
28,587 |
869,836 |
|
- |
|
Oates James M |
Director |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,076 |
13,511 |
|
- |
|
Weisel Thomas W |
Director |
|
2020-01-02 |
4 |
D |
$61.44 |
$17,080 |
D/D |
(278) |
69,320 |
|
- |
|
Weisel Thomas W |
Director |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
678 |
69,598 |
|
- |
|
Nesi Victor |
Co-President |
|
2020-01-02 |
4 |
D |
$61.44 |
$42,332 |
D/D |
(689) |
177,216 |
|
- |
|
Nesi Victor |
Co-President |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,745 |
177,905 |
|
- |
|
Himelfarb Richard J |
Senior Vice President |
|
2020-01-02 |
4 |
D |
$61.44 |
$46,572 |
D/D |
(758) |
105,177 |
|
- |
|
Himelfarb Richard J |
Senior Vice President |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,161 |
105,935 |
|
- |
|
Brown Michael W |
Director |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
27,534 |
|
- |
|
Michaud Thomas R |
Senior Vice President |
|
2020-01-02 |
4 |
D |
$61.44 |
$239,862 |
D/D |
(3,904) |
90,510 |
|
- |
|
Michaud Thomas R |
Senior Vice President |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,334 |
94,414 |
|
- |
|
Plotkin Ben A |
Vice Chairman and SVP |
|
2020-01-02 |
4 |
D |
$61.44 |
$31,273 |
D/D |
(509) |
98,933 |
|
- |
|
Plotkin Ben A |
Vice Chairman and SVP |
|
2020-01-02 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,714 |
99,442 |
|
- |
|
1404 Records found
|
|
Page 13 of 57 |
|
|