|
|
Exchange: |
N/A |
Security
Type: |
Common |
Shares
Out: |
72,460,000 |
Market
Cap: |
1.79(B) |
Last
Volume: |
0 |
Avg
Vol: |
0 |
52
Week Range: |
$20.87 - $72.09 |
|
Level
I Sector: |
N/A |
Level
II Sector: |
N/A |
Level
III Sector: |
N/A |
|
Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Upstart is a cloud-based artificial intelligence lending platform. Co. helps bank partners originate credit by providing them with a proprietary, cloud-based, artificial intelligence lending platform. As Co.'s technology continues to improve and additional banks adopt the Upstart platform, consumers benefit from improved access to affordable and frictionless credit.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
2,000 |
Total Buy Value |
$0 |
$0 |
$0 |
$39,851 |
Total People Bought |
0 |
0 |
0 |
1 |
Total Buy Transactions |
0 |
0 |
0 |
1 |
Total Shares Sold |
186,993 |
401,264 |
630,132 |
836,389 |
Total Sell Value |
$5,141,206 |
$12,069,370 |
$18,611,917 |
$23,308,675 |
Total People Sold |
5 |
5 |
5 |
7 |
Total Sell Transactions |
11 |
45 |
85 |
131 |
End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Nicoll Alison |
General Counsel |
|
2021-12-08 |
4 |
AS |
$185.16 |
$1,438,696 |
D/D |
(7,500) |
14,230 |
|
-59% |
|
Nicoll Alison |
General Counsel |
|
2021-12-08 |
4 |
OE |
$0.23 |
$1,725 |
D/D |
7,500 |
21,730 |
|
- |
|
Third Point Llc |
10% Owner |
|
2021-12-03 |
4 |
S |
$168.28 |
$70,396,941 |
I/I |
(395,000) |
8,100,000 |
|
52% |
|
Third Point Llc |
See Footnote(1) |
|
2021-12-02 |
4 |
S |
$160.65 |
$138,530,163 |
I/I |
(805,000) |
8,495,000 |
|
52% |
|
Girouard Dave |
Chief Executive Officer |
|
2021-12-01 |
4 |
AS |
$196.66 |
$2,530,184 |
I/I |
(12,498) |
567,331 |
|
-51% |
|
Girouard Dave |
Chief Executive Officer |
|
2021-12-01 |
4 |
AS |
$177.36 |
$24,263,060 |
D/D |
(125,000) |
53,308 |
|
-51% |
|
Nicoll Alison |
General Counsel |
|
2021-12-01 |
4 |
AS |
$177.25 |
$1,456,577 |
D/D |
(7,500) |
14,230 |
|
-51% |
|
Nicoll Alison |
General Counsel |
|
2021-12-01 |
4 |
OE |
$0.23 |
$1,725 |
D/D |
7,500 |
21,730 |
|
- |
|
Girouard Dave |
Chief Executive Officer |
|
2021-11-30 |
4 |
GD |
$0.00 |
$0 |
I/I |
101,270 |
9,116,570 |
|
- |
|
Mirgorodskaya Natalia |
Corporate Controller |
|
2021-11-26 |
4 |
AS |
$201.30 |
$52,137 |
D/D |
(259) |
22,470 |
|
-56% |
|
Third Point Llc |
See Footnote (1) |
|
2021-11-23 |
4 |
S |
$190.31 |
$39,628,090 |
I/I |
(200,000) |
9,300,000 |
|
51% |
|
Mirgorodskaya Natalia |
Corporate Controller |
|
2021-11-23 |
4 |
S |
$198.52 |
$55,190 |
D/D |
(278) |
22,729 |
|
51% |
|
Third Point Llc |
See Footnote(1) |
|
2021-11-19 |
4 |
S |
$205.99 |
$159,723,027 |
I/I |
(750,000) |
9,500,000 |
|
45% |
|
Nicoll Alison |
General Counsel |
|
2021-11-17 |
4 |
AS |
$231.63 |
$2,980,816 |
D/D |
(12,500) |
14,230 |
|
-53% |
|
Nicoll Alison |
General Counsel |
|
2021-11-17 |
4 |
OE |
$0.23 |
$2,875 |
D/D |
12,500 |
26,730 |
|
- |
|
Gu Paul |
SVP, Product and Data Science |
|
2021-11-15 |
4 |
AS |
$233.24 |
$9,552,761 |
D/D |
(39,000) |
417,412 |
|
-49% |
|
Gu Paul |
SVP, Product and Data Science |
|
2021-11-15 |
4 |
OE |
$0.43 |
$92,270 |
D/D |
89,000 |
456,412 |
|
- |
|
Hentges Mary |
Director |
|
2021-11-15 |
4 |
AS |
$237.94 |
$7,376,562 |
D/D |
(30,000) |
1,491 |
|
-49% |
|
Hentges Mary |
Director |
|
2021-11-15 |
4 |
OE |
$3.89 |
$116,700 |
D/D |
30,000 |
31,491 |
|
- |
|
Third Point Llc |
See Footnote (1) |
|
2021-11-15 |
4 |
S |
$233.45 |
$512,865,049 |
I/I |
(2,150,000) |
10,250,000 |
|
49% |
|
Terry Hilliard C. Iii |
Director |
|
2021-11-11 |
4 |
AS |
$245.80 |
$15,069,192 |
D/D |
(60,000) |
1,491 |
|
-58% |
|
Terry Hilliard C. Iii |
Director |
|
2021-11-11 |
4 |
OE |
$3.80 |
$228,000 |
D/D |
60,000 |
61,491 |
|
- |
|
Gu Paul |
SVP, Product and Data Science |
|
2021-11-10 |
4 |
OE |
$1.35 |
$33,750 |
D/D |
25,000 |
367,412 |
|
- |
|
Nicoll Alison |
General Counsel |
|
2021-11-10 |
4 |
AS |
$242.00 |
$5,742,014 |
D/D |
(22,500) |
14,230 |
|
-55% |
|
Nicoll Alison |
General Counsel |
|
2021-11-10 |
4 |
OE |
$0.23 |
$5,175 |
D/D |
22,500 |
36,730 |
|
- |
|
406 Records found
|
|
Page 13 of 17 |
|
|