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| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Common |
| Shares
Out: |
79,770,000 |
| Market
Cap: |
22.34(B) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$196.73 - $286.21 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
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Member Indexes:
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : 339 |
| Guru Rank Value : 3.6 |
| Guru Occurances : 2 |
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Company Profile LPL Financial Holdings is a holding company. Through its subsidiaries, Co. is engaged in the retail financial advice market and is an independent broker-dealer. Co.'s product and solution access includes: commission-based products, which include variable and fixed annuities, mutual funds, equities, fixed income, alternative investments, retirement and education savings plans and insurance; and fee-based platforms and support, which includes wrap-fee programs, mutual fund asset allocation programs, an advisor-improved digital advice program, advisory programs provided by third-party investment advisor firms, financial planning services and retirement plan consulting services.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
|
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
1,935 |
| Total Buy Value |
$0 |
$0 |
$0 |
$401,731 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
3 |
| Total Shares Sold |
0 |
101,656 |
131,167 |
374,538 |
| Total Sell Value |
$0 |
$26,463,831 |
$33,334,367 |
$90,708,391 |
| Total People Sold |
0 |
5 |
8 |
9 |
| Total Sell Transactions |
0 |
9 |
15 |
32 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Steinmeier Richard |
Managing Director |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$104,095 |
D/D |
(788) |
20,049 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,539 |
25,335 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$122,721 |
D/D |
(929) |
22,796 |
|
- |
|
| Fandrey Edward |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
28,175 |
28,175 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
1,965 |
5,686 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$51,255 |
D/D |
(388) |
3,721 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
4,914 |
28,449 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$397,357 |
D/D |
(3,008) |
23,535 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2021-02-25 |
4 |
A |
$0.00 |
$0 |
D/D |
2,031 |
18,131 |
|
- |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2021-02-25 |
4 |
D |
$132.10 |
$78,071 |
D/D |
(591) |
16,100 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-24 |
4 |
AS |
$134.94 |
$630,035 |
D/D |
(4,669) |
26,543 |
|
1% |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-02-24 |
4 |
AS |
$134.94 |
$69,224 |
D/D |
(513) |
23,725 |
|
1% |
|
| Seese Scott |
Managing Director |
• – – |
2021-02-24 |
4 |
AS |
$134.94 |
$628,955 |
D/D |
(4,661) |
24,860 |
|
1% |
|
| Audette Matthew J |
Chief Financial Officer |
• – – |
2021-02-24 |
4 |
AS |
$134.94 |
$1,193,814 |
D/D |
(8,847) |
13,126 |
|
1% |
|
| Arnold Dan H. |
President & CEO |
• • – |
2021-02-24 |
4 |
AS |
$134.33 |
$3,442,719 |
D/D |
(25,294) |
194,121 |
|
1% |
|
| Larsen Sallie R. |
Managing Director |
• – – |
2021-02-24 |
4 |
AS |
$134.94 |
$605,746 |
D/D |
(4,489) |
16,691 |
|
1% |
|
| White George Burton |
Managing Director |
• – – |
2021-02-23 |
4 |
D |
$135.41 |
$428,166 |
D/D |
(3,162) |
36,350 |
|
- |
|
| White George Burton |
Managing Director |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
8,144 |
39,512 |
|
- |
|
| Enyedi Matthew |
Managing Director |
• – – |
2021-02-23 |
4 |
D |
$135.41 |
$18,145 |
D/D |
(134) |
4,109 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-23 |
4 |
D |
$135.41 |
$515,912 |
D/D |
(3,810) |
31,212 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
7,538 |
35,022 |
|
- |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-23 |
4 |
AS |
$132.64 |
$1,159,937 |
D/D |
(8,745) |
27,484 |
|
3% |
|
| Kalbaugh John Andrew |
Managing Director |
• – – |
2021-02-23 |
4 |
OE |
$65.50 |
$572,798 |
D/D |
8,745 |
36,229 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-02-23 |
4 |
D |
$135.41 |
$509,548 |
D/D |
(3,763) |
24,238 |
|
- |
|
| Oroschakoff Michelle |
Managing Director |
• – – |
2021-02-23 |
4 |
A |
$0.00 |
$0 |
D/D |
8,144 |
28,001 |
|
- |
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1243 Records found
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Page 14 of 50 |
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