| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
196,342,000 |
| Market
Cap: |
687.20(M) |
| Last
Volume: |
190,681 |
Avg
Vol: |
104,758 |
| 52
Week Range: |
$3.5 - $3.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gilinski Saul |
Director |
– • – |
2014-12-23 |
4 |
B |
$4.00 |
$40,000 |
D/D |
10,000 |
1,503,860 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-23 |
4 |
S |
$24.05 |
$2,405 |
D/D |
(100) |
38,408 |
|
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-22 |
4 |
S |
$23.90 |
$35,662 |
D/D |
(1,492) |
38,508 |
|
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-19 |
4 |
B |
$4.19 |
$209,335 |
D/D |
50,000 |
1,493,860 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-18 |
4 |
B |
$4.13 |
$20,650 |
D/D |
5,000 |
1,443,860 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-17 |
4 |
B |
$3.97 |
$67,908 |
D/D |
17,100 |
1,438,860 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-15 |
4 |
B |
$3.84 |
$115,272 |
D/D |
30,000 |
1,421,760 |
2.39 |
- |
|
| Simkin Jacqueline M |
Director |
– • – |
2014-12-11 |
4 |
B |
$3.79 |
$37,857 |
I/I |
10,000 |
1,363,943 |
2.1 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-12-11 |
4 |
B |
$3.72 |
$62,092 |
D/D |
16,686 |
1,391,760 |
2.39 |
- |
|
| Malamed Adam Scott |
Chief Operating Officer |
• – – |
2014-12-11 |
4 |
B |
$3.71 |
$18,548 |
D/D |
5,000 |
338,478 |
2.74 |
- |
|
| Rosenstock Richard J |
Director |
– • – |
2014-12-11 |
4 |
B |
$3.73 |
$18,631 |
I/I |
5,000 |
154,000 |
2.1 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2014-12-11 |
4 |
B |
$3.71 |
$18,595 |
D/D |
5,000 |
876,917 |
2.81 |
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2014-12-11 |
4 |
B |
$3.77 |
$18,850 |
I/I |
5,000 |
2,267,801 |
2.58 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-12-11 |
4 |
B |
$3.81 |
$570,780 |
I/I |
150,000 |
12,428,699 |
1.5 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-12-08 |
4 |
B |
$3.49 |
$52,350 |
I/I |
15,000 |
12,278,699 |
1.5 |
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2014-12-01 |
4 |
B |
$3.30 |
$6,600 |
D/D |
2,000 |
20,000 |
2.74 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-11-24 |
4 |
B |
$3.45 |
$17,250 |
D/D |
5,000 |
1,375,074 |
2.39 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2014-11-24 |
4 |
OE |
$0.48 |
$9,600 |
D/D |
20,000 |
871,917 |
|
- |
|
| Lampen Richard |
President and CEO |
• • – |
2014-11-21 |
4 |
OE |
$1.68 |
$22,399 |
I/I |
13,333 |
63,333 |
|
- |
|
| Giovanniello Joseph |
Senior Vice President |
• – – |
2014-09-30 |
4 |
B |
$4.03 |
$4,499 |
D/D |
1,117 |
102,870 |
2.66 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-09-11 |
4 |
B |
$22.91 |
$229,100 |
I/I |
10,000 |
910,000 |
1.5 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-09-09 |
4 |
B |
$23.03 |
$921,998 |
I/I |
40,000 |
900,000 |
1.5 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-09-08 |
4 |
B |
$23.05 |
$1,383,000 |
I/I |
60,000 |
860,000 |
1.5 |
- |
|
| Simkin Jacqueline M |
Director |
– • – |
2014-08-21 |
4 |
B |
$3.57 |
$17,835 |
I/I |
5,000 |
1,265,443 |
2.1 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-07-15 |
4 |
B |
$3.64 |
$181,900 |
I/I |
50,000 |
12,263,699 |
1.5 |
- |
|
792 Records found
|
|
Page 14 of 32 |
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