| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.39(B) |
| Last
Volume: |
749,446 |
Avg
Vol: |
1,486,621 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
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|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-17 |
2023-12-15 |
2023-06-16 |
2022-06-16 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Kay Kathleen B |
Chief Information Officer |
• – – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
171 |
4,487 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
218 |
24,199 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
10 |
24,338 |
|
- |
|
| Beams Maliz E |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
29 |
3,250 |
|
- |
|
| Mills Scott |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
177 |
19,640 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
340 |
50,902 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
I/I |
123 |
50,542 |
|
- |
|
| Rivera Alfredo |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
38 |
2,642 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
601 |
66,825 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
579 |
64,762 |
|
- |
|
| Cheong Wee Yee |
EVP, Principal Asia |
• – – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
245 |
42,246 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
88 |
8,129 |
|
- |
|
| Friedrich Amy Christine |
President - USIS |
• – – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
146 |
35,991 |
|
- |
|
| Richer Clare Stack |
Director |
– • – |
2021-12-21 |
4 |
A |
$0.00 |
$0 |
D/D |
64 |
7,054 |
|
- |
|
| Walker Roberto |
EVP, Principal Latin America |
• – – |
2021-11-17 |
4 |
D |
$71.65 |
$1,120,606 |
D/D |
(15,640) |
35,635 |
|
- |
|
| Walker Roberto |
EVP, Principal Latin America |
• – – |
2021-11-16 |
4 |
D |
$72.45 |
$507,150 |
D/D |
(7,000) |
51,275 |
|
- |
|
| Walker Roberto |
EVP, Principal Latin America |
• – – |
2021-11-16 |
4 |
A |
$27.46 |
$621,694 |
D/D |
22,640 |
58,275 |
|
- |
|
| Walker Roberto |
EVP, Principal Latin America |
• – – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
38 |
35,717 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
232 |
23,981 |
|
- |
|
| Beams Maliz E |
Director |
– • – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
31 |
3,221 |
|
- |
|
| Mills Scott |
Director |
– • – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
188 |
19,463 |
|
- |
|
| Muruzabal Claudio |
Director |
– • – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
22 |
22 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
219 |
22,585 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
I/I |
131 |
52,324 |
|
- |
|
| Mccullum Kenneth A. |
SVP & Chief Risk Officer |
• – – |
2021-09-24 |
4 |
A |
$0.00 |
$0 |
D/D |
153 |
29,907 |
|
- |
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2222 Records found
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Page 14 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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1.21 (1.58%) 
