| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
486.54(M) |
| Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
| 52
Week Range: |
$18.86 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
|
|
| Insider 3 Months : 9.7 |
| Insider 6 Months : 10 |
| Insider 3/6 Months : 19.8 |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
| Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
3 |
4 |
5 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Thomas William R Iii |
Vice President |
• – – |
2010-12-15 |
4 |
GD |
$104.97 |
$25,193 |
D/D |
240 |
12,203 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2010-08-18 |
4 |
S |
$91.56 |
$71,600 |
D/D |
(782) |
0 |
|
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2010-08-18 |
4 |
OE |
$65.70 |
$51,377 |
D/D |
782 |
782 |
|
- |
|
| Thomas William R Iii |
Vice President |
• – – |
2010-08-03 |
4 |
S |
$91.55 |
$1,250,024 |
I/I |
(13,654) |
44,103 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – – |
2010-06-03 |
4 |
S |
$93.02 |
$37,301 |
I/I |
(401) |
57,757 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – – |
2010-06-02 |
4 |
S |
$92.50 |
$7,123 |
I/I |
(77) |
58,158 |
|
- |
|
| Schwertner Ray D. |
Vice PresidentOfficer |
• – – |
2010-03-22 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,755 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-11-17 |
4 |
S |
$76.69 |
$766,900 |
I/I |
(10,000) |
58,235 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-11-13 |
4 |
GD |
$76.93 |
$1,385 |
D/D |
18 |
12,443 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-11-12 |
4 |
GD |
$77.36 |
$114,106 |
D/D |
1,475 |
12,461 |
|
- |
|
| Henderson Graeme W |
Director |
– • – |
2009-09-23 |
4 |
B |
$78.93 |
$78,930 |
D/D |
1,000 |
12,000 |
2.39 |
- |
|
| Henderson Graeme W |
Director |
– • – |
2009-09-18 |
4 |
B |
$77.00 |
$770 |
D/D |
10 |
11,000 |
2.31 |
- |
|
| Henderson Graeme W |
Director |
– • – |
2009-09-17 |
4 |
B |
$77.00 |
$37,730 |
D/D |
490 |
10,990 |
2.39 |
- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2009-09-15 |
4 |
B |
$77.19 |
$11,579 |
D/D |
150 |
350 |
2.74 |
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-08-27 |
4 |
GD |
$78.23 |
$15,646 |
D/D |
200 |
13,936 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-06-08 |
4 |
S |
$72.13 |
$677,301 |
D/D |
(9,390) |
14,136 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-06-05 |
4 |
S |
$72.03 |
$115,968 |
D/D |
(1,610) |
23,526 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-06-04 |
4 |
S |
$73.00 |
$29,200 |
D/D |
(400) |
25,136 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-06-02 |
4 |
S |
$73.96 |
$562,096 |
D/D |
(7,600) |
25,536 |
|
- |
|
| Peterson Jeffrey G |
Vice President |
• – – |
2009-05-06 |
4 |
B |
$70.00 |
$14,000 |
D/D |
200 |
200 |
2.74 |
- |
|
| Burton Donald W |
Director |
– • – |
2009-03-09 |
4 |
A |
$55.22 |
$467,106 |
I/I |
8,459 |
97,123 |
|
- |
|
| Burton Donald W |
Director |
– • – |
2009-03-06 |
4 |
A |
$58.00 |
$77,720 |
I/I |
1,340 |
90,779 |
|
- |
|
| Burton Donald W |
Director |
– • – |
2009-03-05 |
4 |
A |
$57.93 |
$152,066 |
I/I |
2,625 |
89,774 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-02-20 |
4 |
GA |
$70.72 |
$36,916 |
I/I |
522 |
2,752 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2009-02-20 |
4 |
GD |
$70.72 |
$36,916 |
D/D |
522 |
33,136 |
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- |
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505 Records found
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Page 15 of 21 |
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