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|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
122,818,000 |
Market
Cap: |
N/A |
Last
Volume: |
41,936 |
Avg
Vol: |
19,031 |
52
Week Range: |
$6.15 - $6.15 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
|
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Pintoff Scott |
General Counsel and Secretary |
|
2008-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,428 |
2,728 |
|
- |
|
Breuer Jurgen Heinz |
Senior Managing Director |
|
2008-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,810 |
5,991 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2008-01-25 |
4 |
D |
$85.75 |
$32,757 |
D/D |
(382) |
1,935 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2008-01-25 |
4 |
OE |
$0.00 |
$0 |
D/D |
953 |
2,317 |
|
- |
|
Kalish Geoffery |
Director |
|
2007-12-31 |
4 |
OE |
$0.00 |
$0 |
I/I |
1,185 |
4,722 |
|
- |
|
Cassoni Marisa |
Director |
|
2007-12-31 |
4 |
D |
$95.72 |
$39,054 |
D/D |
(408) |
8,302 |
|
- |
|
Cassoni Marisa |
Director |
|
2007-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,297 |
8,710 |
|
- |
|
Macdonald John R |
Director |
|
2007-12-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,025 |
1,978 |
|
- |
|
Peers James |
Chief Financial Officer |
|
2007-09-27 |
4 |
AS |
$87.00 |
$870,000 |
D/D |
(10,000) |
0 |
|
- |
|
Peers James |
Chief Financial Officer |
|
2007-09-27 |
4 |
OE |
$11.88 |
$118,800 |
D/D |
10,000 |
10,000 |
|
- |
|
Fewer Donald |
Senior Managing Director |
|
2007-09-26 |
4 |
AS |
$85.00 |
$324,615 |
D/D |
(3,819) |
0 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2007-09-19 |
4 |
AS |
$80.88 |
$287,286 |
D/D |
(3,552) |
1,614 |
|
- |
|
Giancarlo J Christopher |
Executive Vice President |
|
2007-09-19 |
4 |
OE |
$11.88 |
$42,198 |
D/D |
3,552 |
5,166 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2007-08-08 |
4 |
AS |
$82.00 |
$820,000 |
D/D |
(10,000) |
3,823 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2007-08-08 |
4 |
OE |
$9.50 |
$95,000 |
D/D |
10,000 |
13,823 |
|
- |
|
Ward John W |
Director |
|
2007-08-07 |
4 |
S |
$76.83 |
$102,338 |
D/D |
(1,332) |
2,516 |
|
- |
|
Ward John W |
Director |
|
2007-08-07 |
4 |
OE |
$21.00 |
$27,972 |
D/D |
1,332 |
3,848 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2007-08-03 |
4 |
AS |
$76.00 |
$760,000 |
D/D |
(10,000) |
3,823 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2007-08-03 |
4 |
OE |
$9.50 |
$95,000 |
D/D |
10,000 |
13,823 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2007-06-19 |
4 |
AS |
$75.05 |
$1,125,750 |
D/D |
(15,000) |
3,823 |
|
- |
|
Levi Ronald Daniel |
Chief Operating Officer |
|
2007-06-19 |
4 |
OE |
$9.50 |
$142,500 |
D/D |
15,000 |
18,823 |
|
- |
|
Peers James |
Chief Financial Officer |
|
2007-06-15 |
4 |
AS |
$77.00 |
$770,000 |
D/D |
(10,000) |
0 |
|
- |
|
Peers James |
Chief Financial Officer |
|
2007-06-15 |
4 |
OE |
$11.88 |
$118,800 |
D/D |
10,000 |
10,000 |
|
- |
|
Gooch Michael |
Chairman and CEO |
|
2007-06-11 |
5 |
GD |
$0.00 |
$0 |
D/D |
494 |
24,299 |
|
- |
|
Kalish Geoffery |
Director |
|
2007-06-01 |
4 |
S |
$75.12 |
$1,581,501 |
I/I |
(21,053) |
3,537 |
|
- |
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680 Records found
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Page 15 of 28 |
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