| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
254,150,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
31,041,022 |
Avg
Vol: |
14,150,639 |
| 52
Week Range: |
$21.72 - $21.72 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 400 MIDCAP |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Friedman Brian P |
Chairman, Executive Committee |
• • – |
2007-12-31 |
4 |
A |
$20.71 |
$205,827 |
D/D |
8,959 |
3,554,602 |
|
- |
|
| Hendrickson Charles J |
Treasurer |
• – – |
2007-12-31 |
4 |
A |
$23.01 |
$2,984 |
D/D |
130 |
24,003 |
|
- |
|
| Macchiarola Frank J |
Director |
– • – |
2007-12-31 |
4 |
A |
$23.05 |
$33,543 |
D/D |
1,455 |
288,859 |
|
- |
|
| Dooley Richard G |
Director |
– • – |
2007-12-31 |
4 |
A |
$23.05 |
$37,520 |
D/D |
1,628 |
440,066 |
|
- |
|
| O Kane Michael T |
Director |
– • – |
2007-12-31 |
4 |
A |
$23.05 |
$929 |
D/D |
40 |
7,470 |
|
- |
|
| Schenk Joseph A |
Exec. VP |
• – – |
2007-12-06 |
4 |
GD |
$0.00 |
$0 |
D/D |
7,000 |
194,431 |
|
- |
|
| Schenk Joseph A |
Exec. Vice President |
• – – |
2007-11-28 |
4 |
S |
$25.31 |
$1,012,204 |
D/D |
(40,000) |
191,682 |
|
- |
|
| Joyal Robert Eugene |
Director |
– • – |
2007-11-21 |
4 |
B |
$22.96 |
$91,825 |
D/D |
4,000 |
27,105 |
2.39 |
- |
|
| Broadbent Peregrine C |
Exec. VP and CFOOfficer |
• – – |
2007-11-19 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
266,135 |
|
- |
|
| Broadbent Peregrine C |
Exec. VP and CFO |
• – – |
2007-11-19 |
4 |
A |
$0.00 |
$0 |
D/D |
266,135 |
266,135 |
|
- |
|
| Joyal Robert Eugene |
Director |
– • – |
2007-11-09 |
4 |
B |
$23.28 |
$100,108 |
D/D |
4,300 |
23,105 |
2.39 |
- |
|
| Macchiarola Frank J |
Director |
– • – |
2007-11-07 |
4 |
GD |
$0.00 |
$0 |
D/D |
4,967 |
287,404 |
|
- |
|
| Schenk Joseph A |
EVP and CFO |
• – – |
2007-11-06 |
4 |
D |
$0.00 |
$11 |
D/D |
(21,711) |
231,682 |
|
- |
|
| Schenk Joseph A |
EVP and CFO |
• – – |
2007-11-06 |
4 |
D |
$23.95 |
$177,302 |
D/D |
(7,403) |
231,682 |
|
- |
|
| Schenk Joseph A |
CFO |
• – – |
2007-11-01 |
4 |
D |
$25.36 |
$247,235 |
D/D |
(9,749) |
251,005 |
|
- |
|
| Schenk Joseph A |
CFO |
• – – |
2007-09-30 |
4 |
A |
$25.15 |
$29,704 |
D/D |
1,113 |
260,754 |
|
- |
|
| Macchiarola Frank J |
Director |
– • – |
2007-09-30 |
4 |
A |
$27.83 |
$33,393 |
D/D |
1,200 |
292,371 |
|
- |
|
| Joyal Robert Eugene |
Director |
– • – |
2007-09-30 |
4 |
A |
$27.83 |
$847 |
D/D |
30 |
18,805 |
|
- |
|
| Syrjamaki Maxine |
Controller - Retired |
• – – |
2007-09-30 |
4 |
A |
$25.15 |
$3,189 |
D/D |
120 |
103,565 |
|
- |
|
| Dooley Richard G |
Director |
– • – |
2007-09-30 |
4 |
A |
$27.83 |
$37,352 |
D/D |
1,342 |
438,438 |
|
- |
|
| Campbell W Patrick |
Director |
– • – |
2007-09-30 |
4 |
A |
$27.83 |
$3,619 |
D/D |
130 |
62,382 |
|
- |
|
| O Kane Michael T |
Director |
– • – |
2007-09-30 |
4 |
A |
$27.83 |
$925 |
D/D |
33 |
7,430 |
|
- |
|
| Handler Richard B |
CEO |
• • – |
2007-09-30 |
4 |
A |
$25.15 |
$1,059,713 |
D/D |
38,052 |
11,732,377 |
|
- |
|
| Friedman Brian P |
Chairman, Executive Committee |
• • – |
2007-09-30 |
4 |
A |
$25.15 |
$223,168 |
D/D |
7,997 |
3,535,642 |
|
- |
|
| Feller Lloyd H |
EVP, GC and Secretary |
• – – |
2007-09-30 |
4 |
A |
$25.15 |
$32,349 |
D/D |
1,268 |
196,239 |
|
- |
|
686 Records found
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Page 15 of 28 |
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