| |
| |
| Exchange: |
American Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
196,342,000 |
| Market
Cap: |
687.20(M) |
| Last
Volume: |
190,681 |
Avg
Vol: |
104,758 |
| 52
Week Range: |
$3.5 - $3.5 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - National |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gilinski Saul |
Director |
– • – |
2014-07-15 |
4 |
B |
$3.55 |
$35,500 |
D/D |
10,000 |
1,370,074 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-07-09 |
4 |
B |
$3.69 |
$115,450 |
D/D |
30,000 |
1,360,074 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-07-08 |
4 |
B |
$3.77 |
$37,700 |
D/D |
10,000 |
1,330,074 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-07-07 |
4 |
B |
$3.51 |
$141,300 |
D/D |
40,000 |
1,320,074 |
2.39 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-07-07 |
4 |
B |
$3.50 |
$349,530 |
I/I |
100,000 |
12,213,699 |
1.5 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-07-03 |
4 |
B |
$3.48 |
$34,850 |
D/D |
10,000 |
1,280,074 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-07-02 |
4 |
B |
$3.35 |
$274,626 |
D/D |
80,085 |
1,270,074 |
2.39 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-07-02 |
4 |
B |
$3.46 |
$346,060 |
I/I |
100,000 |
12,113,699 |
1.5 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-07-01 |
4 |
B |
$3.26 |
$326,000 |
I/I |
100,000 |
12,013,699 |
1.5 |
- |
|
| Giovanniello Joseph |
Senior Vice President |
• – – |
2014-06-30 |
4 |
B |
$2.99 |
$2,497 |
D/D |
835 |
101,753 |
2.66 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-06-30 |
4 |
B |
$3.12 |
$188,700 |
D/D |
60,000 |
1,189,989 |
2.39 |
- |
|
| Simkin Jacqueline M |
Director |
– • – |
2014-06-25 |
4 |
B |
$2.96 |
$45,366 |
I/I |
15,303 |
1,153,125 |
2.1 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-06-17 |
4 |
B |
$2.81 |
$12,865 |
D/D |
4,544 |
1,129,989 |
2.39 |
- |
|
| Malamed Adam Scott |
Chief Operating Officer |
• – – |
2014-06-12 |
4 |
B |
$2.78 |
$13,949 |
D/D |
5,000 |
333,478 |
2.74 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-06-09 |
4 |
B |
$3.11 |
$31,100 |
D/D |
10,000 |
1,125,445 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-06-05 |
4 |
B |
$2.98 |
$5,498 |
D/D |
1,845 |
1,115,445 |
2.39 |
- |
|
| Gilinski Saul |
Director |
– • – |
2014-06-03 |
4 |
B |
$2.93 |
$14,650 |
D/D |
5,000 |
1,113,600 |
2.39 |
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2014-05-21 |
4 |
B |
$2.73 |
$13,650 |
I/I |
5,000 |
2,262,801 |
2.58 |
- |
|
| Lampen Richard |
President and CEO |
• • – |
2014-05-21 |
4 |
B |
$2.67 |
$13,413 |
D/D |
5,000 |
851,917 |
2.81 |
- |
|
| Rosenstock Richard J |
Director |
– • – |
2014-05-21 |
4 |
B |
$2.66 |
$13,416 |
I/I |
5,000 |
149,000 |
2.1 |
- |
|
| Malamed Adam Scott |
Chief Operating Officer |
• – – |
2014-05-20 |
4 |
B |
$2.67 |
$13,350 |
D/D |
5,000 |
328,478 |
2.74 |
- |
|
| Frost Nevada Investments Trust |
10% Owner |
– – • |
2014-05-20 |
4 |
B |
$2.65 |
$39,774 |
I/I |
15,000 |
11,913,699 |
1.5 |
- |
|
| Kaufman Brett |
Senior Vice President and CFO |
• – – |
2014-05-14 |
4 |
B |
$2.80 |
$8,400 |
D/D |
3,000 |
18,000 |
2.74 |
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2014-05-12 |
4 |
OE |
$1.01 |
$126,250 |
I/I |
125,000 |
2,257,801 |
|
- |
|
| Zeitchick Mark |
Executive Vice President |
• • – |
2014-05-12 |
4 |
D |
$0.00 |
$0 |
I/I |
(43,535) |
2,132,801 |
|
- |
|
792 Records found
|
|
Page 15 of 32 |
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