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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
486.54(M) |
| Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
| 52
Week Range: |
$18.86 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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|
| Insider 3 Months : 9.7 |
| Insider 6 Months : 10 |
| Insider 3/6 Months : 19.8 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
| Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
3 |
4 |
5 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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|
| 3m +/- |
|
|
Form |
  Thomas William R Iii |
Assistant Vice President |
• – • |
2008-12-18 |
4 |
GA |
$107.28 |
$61,901 |
I/I |
577 |
2,230 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-12-18 |
4 |
GD |
$107.28 |
$61,901 |
D/D |
577 |
33,658 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-12-10 |
4 |
GD |
$99.00 |
$247,500 |
D/D |
2,500 |
34,235 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-12-08 |
4 |
GD |
$95.74 |
$143,610 |
D/D |
1,500 |
36,735 |
|
- |
|
| Burton Donald W |
Director |
– • – |
2008-12-03 |
4 |
A |
$76.50 |
$6,885,000 |
I/I |
90,000 |
87,384 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-12-03 |
4 |
A |
$104.99 |
$13,859 |
I/I |
132 |
132 |
|
- |
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| Ashbaugh William M |
Senior Vice President |
• – – |
2008-12-03 |
4 |
A |
$104.99 |
$22,153 |
I/I |
211 |
1,019 |
|
- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2008-12-03 |
4 |
A |
$104.99 |
$22,048 |
I/I |
210 |
791 |
|
- |
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| Martin Gary L |
President, Chairman of Board |
• • – |
2008-12-03 |
4 |
A |
$104.99 |
$24,673 |
I/I |
235 |
5,300 |
|
- |
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| Burton Donald W |
Director |
– • – |
2008-12-02 |
4 |
A |
$69.79 |
$70,348 |
I/I |
1,008 |
19,884 |
|
- |
|
| Martin Gary L |
President, Chairman of Board |
• • – |
2008-11-26 |
4 |
B |
$73.00 |
$73,000 |
D/D |
1,000 |
89,923 |
2.81 |
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-11-24 |
4 |
A |
$0.00 |
$0 |
D/D |
261 |
38,235 |
|
- |
|
| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-11-12 |
4 |
A |
$0.00 |
$0 |
I/I |
206,525 |
246,152 |
|
- |
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| Thomas William R Iii |
Assistant Vice President |
• – • |
2008-11-12 |
4/A |
A |
$0.00 |
$0 |
I/I |
206,525 |
206,525 |
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- |
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| Thomas William R Iii |
Investment Associate |
– – – |
2008-06-23 |
4 |
B |
$115.03 |
$18,060 |
I/I |
157 |
1,653 |
0.01 |
- |
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| Thomas William R Iii |
Investment Associate |
– – – |
2008-06-20 |
4 |
B |
$115.24 |
$4,955 |
I/I |
43 |
1,496 |
0.01 |
- |
|
| Martin Gary L |
President |
• • – |
2008-06-20 |
4 |
B |
$115.13 |
$115,130 |
D/D |
1,000 |
88,923 |
2.81 |
- |
|
| Ashbaugh William M |
Senior Vice President |
• – – |
2008-06-06 |
4 |
B |
$117.50 |
$58,875 |
D/D |
500 |
500 |
2.74 |
- |
|
| Burton Donald W |
Director |
– • – |
2008-03-06 |
4 |
A |
$100.00 |
$100,000 |
I/I |
1,000 |
18,999 |
|
- |
|
| Henderson Graeme W |
Director |
– • – |
2008-03-05 |
4 |
B |
$103.50 |
$103,500 |
D/D |
1,000 |
9,500 |
2.39 |
- |
|
| Burton Donald W |
Director |
– • – |
2008-03-03 |
4 |
A |
$109.00 |
$327,000 |
I/I |
3,000 |
18,249 |
|
- |
|
| Burton Donald W |
Director |
– • – |
2008-02-29 |
4 |
A |
$111.00 |
$111,000 |
I/I |
1,000 |
15,999 |
|
- |
|
| Henderson Graeme W |
Director |
– • – |
2008-02-29 |
4 |
B |
$115.00 |
$126,500 |
D/D |
1,100 |
8,500 |
2.39 |
- |
|
| Thomas William R Iii |
Investment Associate |
– – – |
2008-02-14 |
4 |
B |
$115.00 |
$23,000 |
I/I |
200 |
1,453 |
0.01 |
- |
|
| Burton Donald W |
Director |
– • – |
2008-01-02 |
4 |
A |
$115.00 |
$667,000 |
I/I |
5,800 |
15,249 |
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- |
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505 Records found
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Page 16 of 21 |
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0.21 (0.81%) 
