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|
Exchange: |
New York Stock Exchange |
Security
Type: |
Mutual Fund |
Shares
Out: |
17,730,000 |
Market
Cap: |
161.70(M) |
Last
Volume: |
196,232 |
Avg
Vol: |
58,198 |
52
Week Range: |
$9.12 - $9.12 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
|
Rankings:
|
Insider 3 Months : - |
Insider 6 Months : - |
Insider 3/6 Months : - |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
0 |
0 |
0 |
0 |
Total Buy Value |
$0 |
$0 |
$0 |
$0 |
Total People Bought |
0 |
0 |
0 |
0 |
Total Buy Transactions |
0 |
0 |
0 |
0 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Cannell J Carlo |
10% Owner |
|
2004-05-21 |
4 |
B |
$8.97 |
$17,043 |
I/I |
1,900 |
1,706,000 |
1.5 |
- |
|
Cannell J Carlo |
10% Owner |
|
2004-05-20 |
4 |
B |
$8.97 |
$26,013 |
I/I |
2,900 |
1,704,100 |
1.5 |
- |
|
Cannell J Carlo |
10% Owner |
|
2004-05-19 |
4 |
B |
$8.96 |
$57,344 |
I/I |
6,400 |
1,701,200 |
1.5 |
- |
|
Cannell J Carlo |
10% Owner |
|
2004-05-18 |
4 |
B |
$8.94 |
$404,088 |
I/I |
45,200 |
1,694,800 |
1.5 |
- |
|
Knapp Robert C |
Director |
|
2004-02-13 |
4 |
B |
$8.45 |
$9,295 |
D/D |
1,100 |
7,800 |
2.39 |
- |
|
Tokavz Michael T |
Chairman |
|
2004-02-13 |
4 |
B |
$8.40 |
$21,000 |
D/D |
2,500 |
297,000 |
2.81 |
- |
|
Tokavz Michael T |
Chairman |
|
2004-02-13 |
4/A |
B |
$8.48 |
$21,200 |
D/D |
2,500 |
300,000 |
2.81 |
- |
|
Hellerman Gerald |
Director |
|
2004-02-12 |
4 |
B |
$8.44 |
$25,320 |
D/D |
3,000 |
4,000 |
2.39 |
- |
|
Tokavz Michael T |
Chairman |
|
2004-02-12 |
4 |
B |
$8.37 |
$130,201 |
D/D |
15,500 |
294,500 |
2.81 |
- |
|
Tokavz Michael T |
Chairman |
|
2004-02-12 |
4/A |
B |
$8.37 |
$134,376 |
D/D |
16,000 |
297,500 |
2.81 |
- |
|
Knapp Robert C |
Director |
|
2004-02-11 |
4 |
B |
$8.32 |
$47,568 |
D/D |
5,700 |
6,700 |
2.39 |
- |
|
Tokavz Michael T |
Chairman |
|
2004-02-11 |
4 |
B |
$8.24 |
$199,367 |
D/D |
24,000 |
279,000 |
2.81 |
- |
|
Knapp Robert C |
Director |
|
2004-02-10 |
4 |
B |
$8.21 |
$8,210 |
D/D |
1,000 |
1,000 |
2.39 |
- |
|
Karpus George W |
Director |
|
2004-01-08 |
4/A |
S |
$8.18 |
$49,080 |
D/D |
(6,000) |
0 |
|
- |
|
Karpus George W |
Director |
|
2004-01-08 |
4/A |
S |
$8.18 |
$36,810 |
I/I |
(4,500) |
0 |
|
- |
|
Cannell J Carlo |
10% Owner |
|
2003-12-04 |
4 |
B |
$7.96 |
$119,400 |
I/I |
15,000 |
1,649,600 |
1.5 |
- |
|
Cannell J Carlo |
10% Owner |
|
2003-12-03 |
3/A |
IO |
$0.00 |
$0 |
I/I |
0 |
1,634,600 |
|
- |
|
Cannell J Carlo |
10% Owner |
|
2003-12-03 |
4 |
B |
$7.94 |
$148,478 |
I/I |
18,700 |
1,634,600 |
1.5 |
- |
|
Cannell J Carlo |
10% Owner |
|
2003-12-03 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,615,900 |
|
- |
|
Knapp Robert C |
Director |
|
2003-11-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,121,900 |
|
- |
|
Feeney Terry |
Director |
|
2003-11-21 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
1,121,900 |
|
- |
|
Tokavz Michael T |
ChairmanOfficer |
|
2003-11-03 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
255,000 |
|
- |
|
Karpus George W |
Director |
|
2003-07-08 |
4 |
B |
$8.49 |
$8,915 |
I/I |
1,050 |
4,500 |
2.1 |
- |
|
Karpus Management Inc |
Director |
|
2003-07-08 |
4 |
B |
$8.49 |
$8,915 |
I/I |
1,050 |
4,500 |
2.1 |
- |
|
Karpus George W |
Director |
|
2003-03-06 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
3,450 |
|
- |
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403 Records found
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Page 16 of 17 |
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