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| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
51,479,000 |
| Market
Cap: |
158.81(M) |
| Last
Volume: |
0 |
Avg
Vol: |
0 |
| 52
Week Range: |
$2.61 - $3.29 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Debt |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Oxford Square Capital is a closed-end, non-diversified management investment company. Co.'s primary focus is to seek a risk-adjusted total return by investing primarily in corporate debt securities and collateralized loan obligation structured finance investments that own corporate debt securities.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
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| 3m +/- |
|
|
Form |
  Obrien G Peter |
Director |
– • – |
2007-11-13 |
4 |
B |
$10.65 |
$53,370 |
D/D |
5,000 |
30,860 |
2.39 |
- |
|
| Obrien G Peter |
Director |
– • – |
2007-08-17 |
4 |
B |
$12.76 |
$76,831 |
D/D |
6,000 |
25,182 |
2.39 |
- |
|
| Conroy Patrick |
CFO, COO, Treas. and Sec. |
• – – |
2007-08-15 |
4 |
B |
$12.02 |
$9,616 |
D/D |
800 |
2,244 |
2.74 |
- |
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| Cohen Jonathan H |
Chief Executive Officer |
• • – |
2006-05-09 |
4 |
A |
$14.72 |
$147,200 |
D/D |
10,000 |
150,300 |
|
- |
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| Conroy Patrick |
CFO, COO, Treas. and Sec. |
• – – |
2006-03-15 |
4 |
A |
$14.80 |
$14,799 |
D/D |
1,000 |
1,287 |
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- |
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| Pankopf Tonia L |
Director |
– • – |
2005-06-06 |
4 |
S |
$15.00 |
$32,475 |
D/D |
(2,165) |
4,415 |
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- |
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| Pankopf Tonia L |
Director |
– • – |
2005-06-02 |
4 |
S |
$15.05 |
$33,902 |
D/D |
(2,249) |
6,580 |
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- |
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| Conroy Patrick |
CFO CCO Treasurer & Secretary |
• – – |
2005-01-25 |
4 |
OE |
$14.03 |
$940 |
D/D |
67 |
271 |
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- |
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| Cohen Jonathan H |
CEO |
• • – |
2005-01-25 |
4 |
OE |
$14.03 |
$16,835 |
D/D |
1,200 |
140,300 |
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- |
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| Rosenthal Saul B |
President & COO |
• – – |
2005-01-25 |
4 |
OE |
$14.03 |
$15,895 |
D/D |
1,133 |
4,533 |
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- |
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| Stern Lee D |
Executive Vice President |
• – – |
2005-01-25 |
4 |
OE |
$14.03 |
$16,246 |
D/D |
1,158 |
4,659 |
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- |
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| Obrien G Peter |
Director |
– • – |
2005-01-25 |
4 |
OE |
$14.03 |
$75,883 |
D/D |
5,409 |
15,710 |
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- |
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| Royce Charles M |
Director |
– • – |
2005-01-25 |
4 |
OE |
$14.03 |
$332,431 |
D/D |
23,696 |
95,306 |
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- |
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| Conroy Patrick |
Chief Financial OfficerOfficer |
• – – |
2003-12-01 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
200 |
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- |
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| Stern Lee D |
Executive Vice PresidentOffice |
• – – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,400 |
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- |
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| Rosenthal Saul B |
COO, Secretary and TreasurerOf |
• – – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
3,400 |
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- |
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| Pankopf Tonia L |
Director |
– • – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
8,300 |
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- |
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| Cohen Jonathan H |
CEO, President and DirectorOff |
• • – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
139,100 |
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- |
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| Obrien G Peter |
Director |
– • – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
10,000 |
|
- |
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| Novak Steven P |
Director |
– • – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
2,000 |
|
- |
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| Royce Charles M |
Director |
– • – |
2003-11-26 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
69,500 |
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396 Records found
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Page 16 of 16 |
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