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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
18,620,000 |
Market
Cap: |
486.54(M) |
Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
52
Week Range: |
$18.86 - $27.2 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : 9.7 |
Insider 6 Months : 10 |
Insider 3/6 Months : 19.8 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
Total People Bought |
3 |
3 |
3 |
3 |
Total Buy Transactions |
3 |
4 |
5 |
9 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Burton Donald W |
Director |
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2007-12-31 |
4 |
A |
$115.00 |
$103,500 |
I/I |
900 |
10,899 |
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- |
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Henderson Graeme W |
Director |
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2007-12-11 |
4 |
GD |
$126.33 |
$12,633 |
D/D |
100 |
7,400 |
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- |
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Martin Gary L |
President |
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2007-11-02 |
4 |
A |
$152.12 |
$45,484 |
I/I |
299 |
5,065 |
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- |
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Hodgson Susan K |
Secretary-Treasurer |
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2007-11-02 |
4 |
A |
$152.12 |
$1,521 |
I/I |
10 |
1,098 |
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- |
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Peterson Jeffrey G |
Vice President |
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2007-11-02 |
4 |
A |
$152.12 |
$19,167 |
I/I |
126 |
581 |
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- |
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Ashbaugh William M |
Senior Vice President |
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2007-11-02 |
4 |
A |
$152.12 |
$24,187 |
I/I |
159 |
808 |
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- |
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Burton Donald W |
Director |
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2007-11-02 |
4 |
A |
$140.75 |
$8,164 |
I/I |
58 |
10,224 |
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- |
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Martin Gary L |
President |
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2007-08-28 |
4 |
B |
$129.89 |
$119,109 |
D/D |
917 |
87,923 |
2.81 |
- |
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Martin Gary L |
President |
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2007-08-27 |
4 |
B |
$130.25 |
$10,811 |
D/D |
83 |
87,006 |
2.81 |
- |
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Thomas William R |
Director |
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2007-08-17 |
4 |
B |
$121.13 |
$605,650 |
D/D |
5,000 |
341,975 |
3.92 |
- |
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Henderson Graeme W |
Director |
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2007-08-15 |
4 |
B |
$111.50 |
$65,211 |
D/D |
584 |
7,500 |
2.39 |
- |
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Henderson Graeme W |
Director |
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2007-08-14 |
4 |
B |
$111.50 |
$1,784 |
D/D |
16 |
6,916 |
2.31 |
- |
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Henderson Graeme W |
Director |
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2007-08-08 |
4 |
B |
$122.50 |
$122,500 |
D/D |
1,000 |
6,900 |
2.39 |
- |
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Hodgson Susan K |
Secretary-Treasurer |
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2007-08-06 |
4 |
A |
$158.53 |
$13,792 |
I/I |
87 |
1,088 |
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- |
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Hodgson Susan K |
Secretary-Treasurer |
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2007-05-17 |
4 |
OE |
$93.49 |
$93,490 |
D/D |
1,000 |
1,059 |
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- |
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Peterson Jeffrey G |
Vice President |
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2007-05-14 |
4 |
OE |
$65.00 |
$6,500 |
D/D |
100 |
100 |
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- |
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Hodgson Susan K |
Secretary-Treasurer |
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2007-05-14 |
4 |
S |
$169.83 |
$543,456 |
D/D |
(3,200) |
59 |
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- |
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Ashbaugh William M |
Senior Vice President |
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2007-05-11 |
4 |
S |
$167.93 |
$271,375 |
D/D |
(1,616) |
0 |
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- |
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Ashbaugh William M |
Senior Vice President |
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2007-05-11 |
4 |
OE |
$65.70 |
$131,400 |
D/D |
2,000 |
2,000 |
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- |
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Ashbaugh William M |
Senior Vice President |
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2007-05-10 |
4 |
S |
$168.86 |
$64,842 |
D/D |
(384) |
1,616 |
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- |
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Peterson Jeffrey G |
Vice President |
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2007-05-10 |
4 |
S |
$171.33 |
$17,133 |
D/D |
(100) |
0 |
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- |
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Thomas William R |
President & CEO |
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2007-02-13 |
4 |
B |
$130.13 |
$260,260 |
D/D |
2,000 |
336,975 |
3.23 |
- |
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Thomas William R |
President & CEO |
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2007-02-12 |
4 |
B |
$130.13 |
$130,130 |
D/D |
1,000 |
334,975 |
3.23 |
- |
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Ashbaugh William M |
Senior Vice President |
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2006-12-14 |
4 |
OE |
$65.70 |
$229,950 |
D/D |
3,500 |
3,500 |
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- |
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Ashbaugh William M |
Senior Vice President |
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2006-12-13 |
4 |
S |
$133.65 |
$467,775 |
D/D |
(3,500) |
0 |
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- |
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505 Records found
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Page 17 of 21 |
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