| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,031 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Heffron Colin |
President |
• • – |
2007-02-15 |
4 |
OE |
$11.88 |
$622,413 |
D/D |
34,210 |
33,161 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2007-02-05 |
4 |
AS |
$67.00 |
$670,000 |
D/D |
(10,000) |
0 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2007-02-05 |
4 |
OE |
$11.88 |
$118,800 |
D/D |
10,000 |
10,000 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-02-05 |
4 |
AS |
$67.00 |
$70,551 |
D/D |
(1,053) |
1,681 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-02-05 |
4 |
OE |
$11.88 |
$12,510 |
D/D |
1,053 |
2,734 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2007-02-01 |
4 |
AS |
$65.00 |
$48,945 |
D/D |
(753) |
1,365 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-02-01 |
4 |
AS |
$65.00 |
$260,000 |
D/D |
(4,000) |
2,266 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-02-01 |
4 |
OE |
$11.88 |
$47,520 |
D/D |
4,000 |
6,266 |
|
- |
|
| Heffron Colin |
President |
• • – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,367 |
11,630 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-31 |
4 |
D |
$63.98 |
$768 |
D/D |
(12) |
1,614 |
|
- |
|
| Breuer Jurgen Heinz |
Senior Managing Director |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,592 |
7,470 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2007-01-31 |
4 |
D |
$63.98 |
$60,269 |
D/D |
(942) |
26,688 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2007-01-31 |
4 |
D |
$63.98 |
$73,065 |
D/D |
(1,142) |
3,492 |
|
- |
|
| Everaert Michel |
CIO, e-commerce |
• – – |
2007-01-31 |
4 |
D |
$63.98 |
$31,350 |
D/D |
(490) |
1,438 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-31 |
4 |
D |
$63.98 |
$17,211 |
D/D |
(269) |
1,997 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2007-01-31 |
4 |
D |
$63.98 |
$22,137 |
D/D |
(346) |
2,118 |
|
- |
|
| Pintoff Scott |
General Counsel and Secretary |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
875 |
2,464 |
|
- |
|
| Heffron Colin |
President |
• • – |
2007-01-31 |
4 |
D |
$63.98 |
$137,749 |
D/D |
(2,153) |
9,477 |
|
- |
|
| Mcmillan Stephen |
Senior Managing Director |
• – – |
2007-01-31 |
4 |
D |
$63.98 |
$93,987 |
D/D |
(1,469) |
2,112 |
|
- |
|
| Fewer Donald |
Senior Managing Director |
• – – |
2007-01-31 |
4 |
D |
$0.00 |
$0 |
D/D |
(1,951) |
3,819 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
796 |
2,266 |
|
- |
|
| Gooch Michael |
Chairman and CEO |
• • • |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,785 |
27,630 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
2,785 |
4,634 |
|
- |
|
| Mcmillan Stephen |
Senior Managing Director |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,581 |
3,581 |
|
- |
|
| Everaert Michel |
CIO, e-commerce |
• – – |
2007-01-31 |
4 |
OE |
$0.00 |
$0 |
D/D |
1,194 |
1,928 |
|
- |
|
680 Records found
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Page 17 of 28 |
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