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| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
103,000,000 |
| Market
Cap: |
8.34(B) |
| Last
Volume: |
1,259,802 |
Avg
Vol: |
596,600 |
| 52
Week Range: |
$55.44 - $84.09 |
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| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
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Member Indexes:
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
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| Guru Rank Number : 431 |
| Guru Rank Value : 3.1 |
| Guru Occurances : 1 |
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Company Profile Stifel Financial is a financial holding company. Co.'s principal subsidiary is Stifel, Nicolaus & Company, Incorporated, a retail and institutional wealth management and investment banking firm. Co.'s principal activities are: private client services; institutional equity and fixed income sales, trading and research, and municipal finance; investment banking services; and retail and commercial banking. Co. has the following segments: Global Wealth Management, which provides securities transaction, brokerage, and investment services; and Institutional Group, which includes research, equity and fixed income institutional sales and trading, investment banking, public finance, and syndicate.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
40,174 |
| Total Buy Value |
$0 |
$0 |
$0 |
$2,286,258 |
| Total People Bought |
0 |
0 |
0 |
2 |
| Total Buy Transactions |
0 |
0 |
0 |
4 |
| Total Shares Sold |
59,216 |
103,316 |
128,316 |
187,352 |
| Total Sell Value |
$4,479,441 |
$7,717,196 |
$9,277,004 |
$12,733,573 |
| Total People Sold |
3 |
5 |
6 |
6 |
| Total Sell Transactions |
4 |
6 |
8 |
11 |
| End Date |
2024-03-03 |
2023-12-01 |
2023-06-02 |
2022-06-02 |
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| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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| 3m +/- |
|
|
Form |
  Marischen James M |
SENIOR VP & CHIEF RISK OFFICER |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
5,955 |
21,997 |
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- |
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| Nesi Victor |
Co-President |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$1,613,957 |
D/D |
(27,098) |
188,030 |
|
- |
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| Nesi Victor |
Co-President |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
52,545 |
215,128 |
|
- |
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| Grady Robert Edward |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,120 |
10,828 |
|
- |
|
| Zimmerman Michael J |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
938 |
3,794 |
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- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$299,944 |
D/D |
(5,036) |
34,920 |
|
- |
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| Fisher Mark P |
SENIOR VP & GENERAL COUNSEL |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,650 |
39,956 |
|
- |
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| Brown Michael W |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
13,570 |
|
- |
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| Sliney David D |
Dir Strategic Planning & Tech |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$437,885 |
D/D |
(7,352) |
114,418 |
|
- |
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| Sliney David D |
Dir Strategic Planning & Tech |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
18,089 |
121,770 |
|
- |
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| Hanser Frederick O |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
34,005 |
|
- |
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| Oates James M |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
4,246 |
32,886 |
|
- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$138,179 |
D/D |
(2,320) |
112,163 |
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- |
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| Himelfarb Richard J |
Senior Vice President |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
6,189 |
114,483 |
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- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2017-12-29 |
4 |
D |
$59.56 |
$195,297 |
D/D |
(3,279) |
31,725 |
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- |
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| Brautigam Allen |
Director, Branch Offices |
– – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
9,829 |
35,004 |
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- |
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| Kruszewski Ronald J |
CHIEF EXECUTIVE OFFICER |
• • – |
2017-12-29 |
4 |
D |
$59.56 |
$1,288,342 |
D/D |
(21,631) |
985,950 |
|
- |
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| Kruszewski Ronald J |
CHIEF EXECUTIVE OFFICER |
• • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
102,475 |
1,007,581 |
|
- |
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| Weisel Thomas W |
Director |
– • – |
2017-12-29 |
4 |
D |
$59.56 |
$349,141 |
D/D |
(5,862) |
73,788 |
|
- |
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| Weisel Thomas W |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
11,233 |
79,650 |
|
- |
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| Westbrook Kelvin R |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
10,209 |
|
- |
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| Dubinsky John P |
Director |
– • – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
3,750 |
26,406 |
|
- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$204,946 |
D/D |
(3,441) |
110,740 |
|
- |
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| Plotkin Ben A |
Vice Chairman and SVP |
• – – |
2017-12-29 |
4 |
OE |
$0.00 |
$0 |
D/D |
12,453 |
114,181 |
|
- |
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| Michaud Thomas R |
Senior Vice President |
• – – |
2017-12-29 |
4 |
D |
$59.56 |
$430,738 |
D/D |
(7,232) |
79,123 |
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- |
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1395 Records found
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Page 17 of 56 |
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1.88 (2.38%) 
