|
|
Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
18,620,000 |
Market
Cap: |
486.54(M) |
Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
52
Week Range: |
$18.86 - $27.2 |
|
Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
NASDAQ NNM COMPOSITE |
|
Rankings:
|
Insider 3 Months : 9.7 |
Insider 6 Months : 10 |
Insider 3/6 Months : 19.8 |
|
Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
|
|
|
|
|
|
|
Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
3m +/-:
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
Actions:
|
|
|
B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
|
|
Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
Total People Bought |
3 |
3 |
3 |
3 |
Total Buy Transactions |
3 |
4 |
5 |
9 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
3m +/- |
|
|
Form |
Henderson Graeme W |
Director |
|
2006-12-05 |
4 |
GD |
$132.27 |
$79,362 |
D/D |
600 |
5,900 |
|
- |
|
Martin Gary L |
Vice President |
|
2006-12-05 |
4 |
A |
$130.00 |
$130,000 |
D/D |
1,000 |
86,923 |
|
- |
|
Ashbaugh William M |
Senior Vice President |
|
2006-11-28 |
4 |
S |
$121.93 |
$121,930 |
D/D |
(1,000) |
0 |
|
- |
|
Ashbaugh William M |
Senior Vice President |
|
2006-11-28 |
4 |
OE |
$65.70 |
$65,700 |
D/D |
1,000 |
1,000 |
|
- |
|
Ashbaugh William M |
Senior Vice President |
|
2006-11-27 |
4 |
S |
$124.00 |
$124,000 |
D/D |
(1,000) |
0 |
|
- |
|
Hodgson Susan K |
Secretary - Treasurer |
|
2006-11-20 |
4 |
S |
$128.41 |
$359,888 |
D/D |
(2,800) |
3,259 |
|
- |
|
Hodgson Susan K |
Secretary - Treasurer |
|
2006-11-20 |
4 |
OE |
$65.00 |
$206,000 |
D/D |
2,800 |
6,059 |
|
- |
|
Peterson Jeffrey G |
Vice President |
|
2006-11-13 |
4 |
S |
$120.01 |
$1,440 |
D/D |
(12) |
0 |
|
- |
|
Peterson Jeffrey G |
Vice President |
|
2006-11-13 |
4 |
OE |
$65.00 |
$130,000 |
D/D |
2,000 |
2,000 |
|
- |
|
Peterson Jeffrey G |
Vice President |
|
2006-11-08 |
4 |
S |
$120.51 |
$179,319 |
D/D |
(1,488) |
12 |
|
- |
|
Peterson Jeffrey G |
Vice President |
|
2006-11-07 |
4 |
S |
$120.50 |
$60,250 |
D/D |
(500) |
1,500 |
|
- |
|
Martin Gary L |
Vice President |
|
2006-11-01 |
4 |
A |
$98.45 |
$28,157 |
I/I |
286 |
4,766 |
|
- |
|
Peterson Jeffrey G |
Vice President |
|
2006-11-01 |
4 |
A |
$95.62 |
$9,944 |
I/I |
104 |
455 |
|
- |
|
Hodgson Susan K |
Secretary - Treasurer |
|
2006-11-01 |
4 |
A |
$95.62 |
$8,032 |
I/I |
84 |
1,001 |
|
- |
|
Hamner Patrick F |
Senior Vice President (I) |
|
2006-11-01 |
4 |
A |
$95.62 |
$29,547 |
I/I |
309 |
10,259 |
|
- |
|
Ashbaugh William M |
Senior Vice President |
|
2006-11-01 |
4 |
A |
$95.62 |
$13,578 |
I/I |
142 |
649 |
|
- |
|
Ligon Samuel B |
Director |
|
2006-10-30 |
4 |
B |
$120.00 |
$120,000 |
D/D |
1,000 |
3,000 |
2.39 |
- |
|
Thomas William R Iii |
|
|
2006-07-17 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
37,974 |
|
- |
|
Thomas William R |
President & CEO |
|
2006-07-17 |
4 |
D |
$0.00 |
$0 |
I/I |
(37,974) |
37,974 |
|
- |
|
Burton Donald W |
Director |
|
2006-07-17 |
3 |
IO |
$0.00 |
$0 |
I/I |
0 |
13,575 |
|
- |
|
Hamner Patrick F |
Senior Vice President* |
|
2006-06-09 |
4 |
S |
$96.89 |
$775,120 |
D/D |
(8,000) |
33,800 |
|
- |
|
Hamner Patrick F |
Senior Vice President* |
|
2006-06-09 |
4 |
OE |
$65.00 |
$520,000 |
D/D |
8,000 |
41,800 |
|
- |
|
Henderson Graeme W |
Director |
|
2006-06-05 |
4 |
B |
$99.90 |
$20,080 |
D/D |
201 |
6,500 |
2.39 |
- |
|
Henderson Graeme W |
Director |
|
2006-06-02 |
4 |
B |
$99.82 |
$169,594 |
D/D |
1,699 |
6,299 |
2.39 |
- |
|
Henderson Graeme W |
Director |
|
2006-05-23 |
4 |
B |
$98.00 |
$21,266 |
D/D |
217 |
4,600 |
2.39 |
- |
|
505 Records found
|
|
Page 18 of 21 |
|
|