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Exchange: |
Nasdaq National Market |
Security
Type: |
Common |
Shares
Out: |
18,620,000 |
Market
Cap: |
486.54(M) |
Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
52
Week Range: |
$18.86 - $27.2 |
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Level
I Sector: |
Financials |
Level
II Sector: |
Financial Services |
Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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NASDAQ COMPOSITE |
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NASDAQ OTHER FINANCE |
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NASDAQ NNM COMPOSITE |
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Rankings:
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Insider 3 Months : 9.7 |
Insider 6 Months : 10 |
Insider 3/6 Months : 19.8 |
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Guru Rank Number : - |
Guru Rank Value : - |
Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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B |
Buy |
S |
Sell |
OE |
Option
Exercised |
A |
Acquired |
D |
Disposed |
AB |
Automatic
Buy |
AS |
Automatic
Sell |
IO |
Initial
Ownership |
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Download:
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Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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Summary (Direct Transactions Only) |
3 Months |
6 Months |
12 Months |
24 Months |
Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
Total People Bought |
3 |
3 |
3 |
3 |
Total Buy Transactions |
3 |
4 |
5 |
9 |
Total Shares Sold |
0 |
0 |
0 |
0 |
Total Sell Value |
$0 |
$0 |
$0 |
$0 |
Total People Sold |
0 |
0 |
0 |
0 |
Total Sell Transactions |
0 |
0 |
0 |
0 |
End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
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Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
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3m +/- |
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Form |
Henderson Graeme W |
Director |
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2006-05-19 |
4 |
B |
$95.00 |
$26,885 |
D/D |
283 |
4,383 |
2.39 |
- |
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Ligon Samuel B |
Director |
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2006-05-03 |
4 |
B |
$96.73 |
$96,730 |
D/D |
1,000 |
2,000 |
2.39 |
- |
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Martin Gary L |
Vice President |
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2006-03-02 |
4 |
S |
$98.00 |
$13,916 |
D/D |
(142) |
85,923 |
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- |
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Martin Gary L |
Vice President |
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2006-03-01 |
4 |
S |
$98.00 |
$17,640 |
D/D |
(180) |
86,065 |
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- |
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Hodgson Susan K |
Secretary-Treasurer |
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2006-03-01 |
4 |
OE |
$65.00 |
$208,000 |
D/D |
3,200 |
3,259 |
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- |
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Martin Gary L |
Vice President |
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2006-02-27 |
4 |
S |
$98.00 |
$17,444 |
D/D |
(178) |
86,245 |
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- |
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Martin Gary L |
Vice President |
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2006-02-15 |
4 |
S |
$96.00 |
$288,491 |
D/D |
(3,000) |
86,423 |
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- |
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Wilson John H |
Director |
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2006-02-02 |
4 |
B |
$93.50 |
$46,750 |
D/D |
500 |
2,000 |
2.39 |
- |
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Wilson John H |
Director |
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2006-02-01 |
4 |
B |
$94.50 |
$47,250 |
D/D |
500 |
1,500 |
2.39 |
- |
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Henderson Graeme W |
officerTitle |
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2005-12-19 |
4 |
GD |
$90.00 |
$54,000 |
D/D |
600 |
4,100 |
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- |
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Henderson Graeme W |
officerTitle |
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2005-12-05 |
4 |
A |
$91.80 |
$45,900 |
D/D |
500 |
4,700 |
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- |
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Henderson Graeme W |
officerTitle |
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2005-12-05 |
4 |
D |
$91.80 |
$45,900 |
I/I |
(500) |
0 |
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- |
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Peterson Jeffrey G |
Vice President |
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2005-11-09 |
4 |
A |
$82.41 |
$16,564 |
I/I |
201 |
351 |
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- |
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Martin Gary L |
Vice President |
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2005-11-09 |
4 |
A |
$79.10 |
$21,832 |
I/I |
276 |
4,480 |
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- |
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Hodgson Susan K |
Secretary-Treasurer |
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2005-11-09 |
4 |
A |
$82.41 |
$13,350 |
I/I |
162 |
917 |
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- |
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Hamner Patrick F |
Senior Vice President |
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2005-11-09 |
4 |
A |
$82.41 |
$35,684 |
I/I |
433 |
9,950 |
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- |
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Ashbaugh William M |
Senior Vice President |
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2005-11-09 |
4 |
A |
$82.41 |
$28,019 |
I/I |
340 |
507 |
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- |
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Thomas William R |
President & CEO |
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2005-08-29 |
4 |
B |
$82.63 |
$74,367 |
D/D |
900 |
333,975 |
3.23 |
- |
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Thomas William R |
President & Chairman |
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2005-08-17 |
4 |
B |
$82.68 |
$8,268 |
D/D |
100 |
333,075 |
3.15 |
- |
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Martin Gary L |
Vice President |
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2005-08-01 |
4 |
S |
$90.19 |
$270,570 |
D/D |
(3,000) |
89,423 |
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- |
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Henderson Graeme W |
Director |
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2004-12-17 |
4 |
D |
$79.00 |
$79,000 |
I/I |
(1,000) |
500 |
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- |
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Henderson Graeme W |
Director |
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2004-12-17 |
4 |
A |
$79.00 |
$79,000 |
D/D |
1,000 |
4,200 |
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- |
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Thomas William R |
President & Chairman |
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2004-11-10 |
4 |
D |
$79.39 |
$1,985 |
I/I |
(25) |
552 |
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- |
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Thomas William R |
President & Chairman |
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2004-11-10 |
4 |
A |
$79.39 |
$1,985 |
D/D |
25 |
332,975 |
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- |
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Ashbaugh William M |
Vice President |
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2004-10-29 |
4 |
A |
$67.11 |
$11,207 |
I/I |
167 |
167 |
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- |
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505 Records found
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Page 19 of 21 |
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