| |
| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
122,818,000 |
| Market
Cap: |
N/A |
| Last
Volume: |
41,936 |
Avg
Vol: |
19,031 |
| 52
Week Range: |
$6.15 - $6.15 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Investment Brokerage - Regional |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
|
|
|
|
|
|
|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
|
|
|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
|
|
|
3m +/-:
|
|
|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
|
|
|
|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
|
|
|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
|
|
|
|
|
| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Peers James |
Chief Financial Officer |
• – – |
2006-12-28 |
4 |
OE |
$11.88 |
$118,800 |
D/D |
10,000 |
10,000 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2006-12-28 |
4 |
AS |
$62.00 |
$248,000 |
D/D |
(4,000) |
546 |
|
- |
|
| Giancarlo J Christopher |
Executive Vice President |
• – – |
2006-12-28 |
4 |
OE |
$11.88 |
$47,520 |
D/D |
4,000 |
4,546 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-12-15 |
4 |
S |
$58.87 |
$2,544,067 |
I/I |
(43,215) |
177,367 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-12-14 |
4 |
S |
$58.59 |
$639,861 |
I/I |
(10,921) |
220,582 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-12-13 |
4 |
S |
$58.20 |
$620,296 |
I/I |
(10,658) |
231,503 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-12-11 |
4 |
S |
$59.30 |
$1,482,500 |
I/I |
(25,000) |
242,161 |
|
- |
|
| Everaert Michel |
CIO, e-commerce |
• – – |
2006-11-22 |
4 |
S |
$59.27 |
$474,160 |
D/D |
(8,000) |
272 |
|
- |
|
| Everaert Michel |
CIO, e-commerce |
• – – |
2006-11-22 |
4 |
OE |
$9.50 |
$76,000 |
D/D |
8,000 |
8,272 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-11-16 |
4 |
S |
$59.05 |
$2,893,450 |
I/I |
(49,000) |
267,161 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-11-15 |
4 |
S |
$58.10 |
$2,875,660 |
I/I |
(49,495) |
316,161 |
|
- |
|
| Heffron Colin |
President |
• • – |
2006-11-15 |
4 |
AS |
$58.11 |
$1,452,750 |
D/D |
(25,000) |
5,263 |
|
- |
|
| Heffron Colin |
President |
• • – |
2006-11-15 |
4 |
OE |
$11.88 |
$297,000 |
D/D |
25,000 |
21,053 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-11-14 |
4 |
S |
$58.21 |
$87,606 |
I/I |
(1,505) |
365,656 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-11-13 |
4 |
S |
$57.78 |
$2,889,000 |
I/I |
(50,000) |
367,161 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-11-10 |
4 |
S |
$57.06 |
$2,853,000 |
I/I |
(50,000) |
417,161 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2006-09-30 |
4 |
D |
$55.29 |
$6,414 |
D/D |
(116) |
6,974 |
|
- |
|
| Cassoni Marisa |
Director |
– • – |
2006-09-30 |
4 |
OE |
$0.00 |
$0 |
D/D |
385 |
7,090 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-09-30 |
4 |
OE |
$0.00 |
$0 |
I/I |
311 |
467,161 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2006-09-27 |
4 |
AS |
$57.00 |
$570,000 |
D/D |
(10,000) |
0 |
|
- |
|
| Peers James |
Chief Financial Officer |
• – – |
2006-09-27 |
4 |
OE |
$11.88 |
$118,800 |
D/D |
10,000 |
10,000 |
|
- |
|
| Kalish Geoffery |
Director |
– • – |
2006-09-13 |
4 |
S |
$55.05 |
$884,378 |
I/I |
(16,065) |
466,850 |
|
- |
|
| Mcmillan Stephen |
Senior Managing Director |
• – – |
2006-09-13 |
4 |
S |
$54.77 |
$547,700 |
D/D |
(10,000) |
0 |
|
- |
|
| Mcmillan Stephen |
Senior Managing Director |
• – – |
2006-09-13 |
4 |
OE |
$9.50 |
$95,000 |
D/D |
10,000 |
10,000 |
|
- |
|
| Levi Ronald Daniel |
Chief Operating Officer |
• – – |
2006-09-13 |
4 |
S |
$54.81 |
$548,100 |
D/D |
(10,000) |
0 |
|
- |
|
680 Records found
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Page 19 of 28 |
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