| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Common |
| Shares
Out: |
274,730,000 |
| Market
Cap: |
21.78(B) |
| Last
Volume: |
916,523 |
Avg
Vol: |
1,489,225 |
| 52
Week Range: |
$66.88 - $86.31 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Insurance |
| Level
III Sector: |
Life & Health Insurance |
|
Member Indexes:
|
| |
S&P COMPOSITE 1500 |
|
NYSE COMPOSITE |
| |
S&P 500 |
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Rankings:
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| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Principal Financial Group is an insurance holding company. Co. provides businesses, individuals and institutional clients a range of financial products and services through its financial services companies. Co.'s segments include: Retirement and Income Solutions, which provides products and services for retirement savings along with select products for retirement income; Principal Global Investors, which manages assets for investors by providing equity, fixed income, real estate and other alternative investments; and Principal International, which provides pension accumulation products and services, mutual funds, asset management, income annuities and life insurance accumulation products.
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D/I:
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|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
95,738 |
| Total Sell Value |
$0 |
$0 |
$0 |
$7,458,933 |
| Total People Sold |
0 |
0 |
0 |
4 |
| Total Sell Transactions |
0 |
0 |
0 |
10 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Friedrich Amy Christine |
President - USIS |
• – – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
212 |
32,241 |
|
- |
|
| Mills Scott |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
232 |
16,239 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
294 |
20,579 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
176 |
12,348 |
|
- |
|
| Kay Kathleen B |
Chief Information Officer |
• – – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
214 |
422 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
105 |
53,618 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
I/I |
167 |
48,406 |
|
- |
|
| Schaaf Renee V. |
President - RIS |
• – – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
37 |
23,755 |
|
- |
|
| Dan Michael T |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
477 |
46,636 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
95 |
80,112 |
|
- |
|
| Auerbach Jonathan |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
98 |
5,200 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
838 |
59,225 |
|
- |
|
| Carter Miller Joycelyn |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
872 |
61,170 |
|
- |
|
| Richer Clare Stack |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
61 |
4,255 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2020-09-25 |
4 |
A |
$0.00 |
$0 |
D/D |
275 |
19,237 |
|
- |
|
| Pickerell Blair |
Director |
– • – |
2020-06-26 |
4/A |
A |
$0.00 |
$0 |
D/D |
0 |
18,962 |
|
- |
|
| Gelatt Daniel |
Director |
– • – |
2020-06-26 |
4/A |
A |
$0.00 |
$0 |
D/D |
0 |
193,824 |
|
- |
|
| Halter Patrick Gregory |
Chief Executive Officer, PGI |
• – – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
92 |
80,002 |
|
- |
|
| Mills Scott |
Director |
– • – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
226 |
16,007 |
|
- |
|
| Helton Sandra L |
Director |
– • – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
815 |
58,387 |
|
- |
|
| Strable-Soethout Deanna D |
EVP & Chief Financial Officer |
• – – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
I/I |
162 |
48,239 |
|
- |
|
| Hochschild Roger C |
Director |
– • – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
286 |
20,285 |
|
- |
|
| Shaff Karen E |
EVP, Genl Counsel, Secretary |
• – • |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
203 |
102,780 |
|
- |
|
| Nordin Diane C |
Director |
– • – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
172 |
12,172 |
|
- |
|
| Lawler Julia M |
EVP & Chief Risk Officer |
• – – |
2020-06-26 |
4 |
A |
$0.00 |
$0 |
D/D |
102 |
53,513 |
|
- |
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2220 Records found
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Page 19 of 89 |
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Transaction Code Key: |
Ownership Code Key |
| |
B |
- Buy |
AB |
- Automatic Buy |
D |
- Direct Ownership |
| |
S |
- Sell |
AS |
- Automatic Sell |
I |
- Indirect Ownership |
| |
OE |
- Options Exercised |
A |
- Acquired |
| |
IO |
- Initital Ownership |
D |
- Disposed |
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0.11 (0.14%) 
