GGM : Insider Transactions for Guggenheim Credit Allocation Fund | J3SG

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Guggenheim Credit Allocation Fund (GGM)

$21.19 0.00 (0.00%) as of 4:30 Fri 10/22

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Exchange:

N/A

Security Type:

N/A

Shares Out:

6,630,000

Market Cap:

140.49(M)

Last Volume:

0

Avg Vol:

0

52 Week Range:

$21.19 - $21.19

Level I Sector:

N/A

Level II Sector:

N/A

Level III Sector:

N/A

Member Indexes:

Rankings:

Insider 3 Months : -

Insider 6 Months : -

Insider 3/6 Months : -

Guru Rank Number : -

Guru Rank Value : -

Guru Occurances : -


6 Months 1 Year 2 Year


Company Profile

D/I:

D is for direct shares.
I is for indirect shares.

D/I refers to the Direct or Indirect shares traded vs. held.

Forms:

A Form 4 is a form filed by an insider to indicate a change in ownership.

A Form 3 is a form filed by an insider to indicate an initial ownership of a security.

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.

Actions:

B	Buy
S	Sell
OE	Option Exercised
A	Acquired
D	Disposed
AB	Automatic Buy
AS	Automatic Sell
IO	Initial Ownership

Download:

Download only Transactions Forms. (Default)

Download only Summary Infomation.

Download both Transactions and Summary Data

Summary (Direct Transactions Only)	3 Months	6 Months	12 Months	24 Months
Total Shares Bought	0	0	0	0
Total Buy Value	$0	$0	$0	$0
Total People Bought	0	0	0	0
Total Buy Transactions	0	0	0	0
Total Shares Sold	0	0	0	0
Total Sell Value	$0	$0	$0	$0
Total People Sold	0	0	0	0
Total Sell Transactions	0	0	0	0
End Date	2024-03-07	2023-12-05	2023-06-06	2022-06-06

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Records found: 66

Page 2 of 3

Filer's Name

Relation Title

Off-Dir-10%

D/I

Rank

3m +/-

Form

Toupin Ronald E Jr

Trustee

– • –

2015-11-18

4

B

$19.36

$1,936

D/D

100

697

2.31

-

Barnes Randall C

Trustee

– • –

2015-10-02

4

B

$19.75

$12,838

I/I

650

6,238

2.1

-

Barnes Randall C

Trustee

– • –

2015-10-02

4

B

$19.74

$23,688

D/D

1,200

9,093

2.39

-

Minerd B. Scott

Chief Investment Officer

– – –

2015-06-30

4

B

$21.73

$28,244

D/D

1,300

11,196

2.44

-

Barnes Randall C

Trustee

– • –

2015-06-30

4

B

$21.75

$10,875

I/I

500

5,588

2.1

-

Minerd B. Scott

Chief Investment Officer

– – –

2015-06-29

4

B

$21.74

$41,695

D/D

1,918

9,896

2.44

-

Chubb Donald A. Jr.

Trustee

– • –

2015-06-26

4

B

$22.24

$11,120

D/D

500

500

2.39

-

Toupin Ronald E Jr

Trustee

– • –

2015-06-25

4

B

$22.30

$2,988

D/D

134

573

2.31

-

Barnes Randall C

Trustee

– • –

2015-03-11

4

B

$22.17

$26,721

I/I

1,205

5,088

2.1

-

Barnes Randall C

Trustee

– • –

2015-03-10

4

B

$22.30

$2,654

I/I

119

4,509

2.1

-

Barnes Randall C

Trustee

– • –

2015-03-06

4

B

$22.36

$22,360

I/I

1,000

4,419

2.1

-

Barnes Randall C

Trustee

– • –

2015-03-06

4

B

$22.36

$52,546

D/D

2,350

7,893

2.39

-

Barnes Randall C

Trustee

– • –

2015-03-02

4

B

$22.40

$3,763

D/D

168

5,543

2.31

-

Barnes Randall C

Trustee

– • –

2014-12-11

4

B

$21.78

$4,356

I/I

200

2,719

2.1

-

Barnes Randall C

Trustee

– • –

2014-12-09

4

B

$22.10

$6,409

I/I

290

4,390

2.1

-

Barnes Randall C

Trustee

– • –

2014-12-09

4

B

$22.10

$8,840

D/D

400

5,375

2.39

-

Toupin Ronald E Jr

Trustee

– • –

2014-11-18

4

B

$23.52

$2,352

D/D

100

416

2.31

-

Minerd B. Scott

Chief Investment Officer

– – –

2014-09-26

4

B

$23.40

$176,621

D/D

7,538

7,978

2.44

-

Friedrich Roman III

Trustee

– • –

2014-08-28

4

B

$24.27

$6,068

D/D

250

450

2.39

-

Minerd B. Scott

Chief Investment Officer

– – –

2014-08-07

4

B

$23.29

$10,248

D/D

440

440

2.44

-

Toupin Ronald E Jr

Trustee

– • –

2014-08-04

4

B

$23.98

$2,398

D/D

100

309

2.31

-

Barnes Randall C

Trustee

– • –

2014-03-18

4

S

$23.50

$47,259

I/I

(2,011)

2,519

-

Karn Robert B III

Trustee

– • –

2014-03-17

4

B

$23.44

$23,440

D/D

1,000

1,000

2.39

-

Toupin Ronald E Jr

Trustee

– • –

2014-02-24

4

B

$23.20

$2,320

D/D

100

201

2.31

-

Cacciapaglia Donald

CEO of FundTrustee

• – –

2014-01-17

4

B

$22.94

$50,124

D/D

2,185

2,185

2.74

-

66 Records found	1 2 3	Page 2 of 3

	Transaction Code Key:				Ownership Code Key
	B	- Buy	AB	- Automatic Buy	D	- Direct Ownership
	S	- Sell	AS	- Automatic Sell	I	- Indirect Ownership
	OE	- Options Exercised	A	- Acquired
	IO	- Initital Ownership	D	- Disposed

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Summary:

Chart:

3m +/-:

This represents the company's 3 month price change. The initial price is based on the closing price of the stock on the day the transaction took place. Purchases & sales are viewed as long & short positions respectively.