| |
| |
| Exchange: |
Nasdaq Small Cap |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
2,590,000 |
| Market
Cap: |
3.73(M) |
| Last
Volume: |
224,850 |
Avg
Vol: |
87,827 |
| 52
Week Range: |
$1.44 - $1.44 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
|
Member Indexes:
|
| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
|
Rankings:
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|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile Rand Capital is an externally managed, closed-end, diversified management investment company. Co.'s investment objective is to maximize total return to its shareholders with current income combined with capital appreciation.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
|
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
3,000 |
3,000 |
8,547 |
20,446 |
| Total Buy Value |
$41,857 |
$41,857 |
$114,093 |
$280,552 |
| Total People Bought |
1 |
1 |
3 |
6 |
| Total Buy Transactions |
3 |
3 |
16 |
36 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-22 |
2023-11-21 |
2023-05-23 |
2022-05-23 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Gusky Adam Samuel |
Director |
– • – |
2022-12-05 |
4 |
B |
$14.50 |
$1,943 |
I/I |
134 |
19,464 |
2.02 |
- |
|
| Jaroslawsky Cari L |
Director |
– • – |
2022-11-10 |
4 |
B |
$15.00 |
$4,020 |
D/D |
268 |
1,000 |
2.31 |
- |
|
| Jaroslawsky Cari L |
Director |
– • – |
2022-11-09 |
4 |
B |
$14.97 |
$10,958 |
D/D |
732 |
732 |
2.39 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-09-02 |
4 |
B |
$14.69 |
$7,347 |
I/I |
500 |
19,330 |
2.1 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-09-01 |
4 |
B |
$14.35 |
$1,464 |
I/I |
102 |
18,830 |
2.02 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-08-31 |
4 |
B |
$14.35 |
$2,884 |
I/I |
201 |
18,728 |
2.1 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-08-26 |
4 |
B |
$14.79 |
$1,856 |
I/I |
125 |
18,527 |
2.02 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-08-24 |
4 |
B |
$14.50 |
$232 |
I/I |
16 |
18,402 |
2.02 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-08-23 |
4 |
B |
$14.25 |
$666 |
I/I |
46 |
18,386 |
2.02 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-08-22 |
4 |
B |
$14.25 |
$1,454 |
I/I |
102 |
18,340 |
2.02 |
- |
|
| Penberthy Daniel P |
President and CEO |
• – – |
2022-06-07 |
4 |
B |
$15.30 |
$15,300 |
D/D |
1,000 |
16,269 |
2.74 |
- |
|
| Kailbourne Erland E |
Director |
– • – |
2022-05-16 |
4 |
B |
$14.95 |
$14,950 |
D/D |
1,000 |
9,861 |
2.39 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-05-16 |
4 |
B |
$14.75 |
$15 |
I/I |
1 |
18,238 |
2.02 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-05-13 |
4 |
B |
$14.40 |
$1,613 |
I/I |
112 |
18,237 |
2.02 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-05-11 |
4 |
B |
$14.75 |
$22,125 |
I/I |
1,500 |
18,125 |
2.1 |
- |
|
| Godley Benjamin E |
Director |
– • – |
2022-05-10 |
4 |
B |
$14.90 |
$23,929 |
D/D |
1,606 |
20,000 |
2.39 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-05-10 |
4 |
B |
$14.88 |
$112,255 |
I/I |
7,544 |
16,625 |
2.1 |
- |
|
| Kailbourne Erland E |
Director |
– • – |
2022-03-14 |
4 |
B |
$16.46 |
$16,460 |
D/D |
1,000 |
8,861 |
2.39 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-03-14 |
4 |
B |
$16.22 |
$8,110 |
I/I |
500 |
9,081 |
2.1 |
- |
|
| Gusky Adam Samuel |
Director |
– • – |
2022-03-11 |
4 |
B |
$15.49 |
$15,490 |
I/I |
1,000 |
8,581 |
2.1 |
- |
|
| Zak Robert M |
Director |
– • – |
2022-03-11 |
4 |
B |
$15.48 |
$31,216 |
D/D |
2,000 |
18,409 |
2.39 |
- |
|
| East Asset Management, Llc |
10% Owner |
– – • |
2021-12-13 |
4 |
B |
$17.50 |
$98,350 |
D/D |
5,620 |
1,658,212 |
2.45 |
-100% |
|
| East Asset Management, Llc |
10% Owner |
– – • |
2021-12-10 |
4 |
B |
$17.50 |
$64,400 |
D/D |
3,680 |
1,652,592 |
2.45 |
-100% |
|
| East Asset Management, Llc |
10% Owner |
– – • |
2021-12-06 |
4 |
B |
$17.00 |
$63,767 |
D/D |
3,751 |
1,648,912 |
2.45 |
-100% |
|
| East Asset Management, Llc |
10% Owner |
– – • |
2021-12-03 |
4 |
B |
$17.00 |
$170 |
D/D |
10 |
1,645,161 |
2.37 |
-100% |
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159 Records found
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Page 2 of 7 |
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