| |
| |
| Exchange: |
New York Stock Exchange |
| Security
Type: |
Mutual Fund |
| Shares
Out: |
29,800,000 |
| Market
Cap: |
238.10(M) |
| Last
Volume: |
6,159 |
Avg
Vol: |
21,515 |
| 52
Week Range: |
$7.12 - $8.56 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Foreign |
|
Member Indexes:
|
Rankings:
|
|
| Insider 3 Months : - |
| Insider 6 Months : - |
| Insider 3/6 Months : - |
|
| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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|
Company Profile The Swiss Helvetia Fund is registered as a non-diversified, closed-end management investment company. The Fund seeks long-term growth of capital through investment in equity and equity-linked securities of Swiss companies.
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|
D/I:
|
|
|
D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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|
Forms:
|
|
|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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|
Actions:
|
|
|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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|
Download:
|
|
|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
0 |
0 |
0 |
0 |
| Total Buy Value |
$0 |
$0 |
$0 |
$0 |
| Total People Bought |
0 |
0 |
0 |
0 |
| Total Buy Transactions |
0 |
0 |
0 |
0 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-02-29 |
2023-11-28 |
2023-05-30 |
2022-05-30 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Goldstein Phillip |
Director |
– • – |
2019-12-17 |
4 |
B |
$8.15 |
$326,000 |
D/D |
40,000 |
71,037 |
2.39 |
- |
|
| Goldstein Phillip |
Director |
– • – |
2019-12-02 |
4 |
B |
$8.09 |
$228,557 |
D/D |
28,209 |
31,037 |
2.39 |
- |
|
| Goldstein Phillip |
Director |
– • – |
2019-11-29 |
4 |
B |
$8.12 |
$14,543 |
D/D |
1,791 |
2,828 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2019-10-08 |
4 |
B |
$7.93 |
$7,930 |
D/D |
1,000 |
2,041 |
2.39 |
- |
|
| Sell Moritz A |
Director |
– • – |
2019-08-05 |
4 |
B |
$7.87 |
$14,764 |
D/D |
1,875 |
2,000 |
2.39 |
- |
|
| Hellerman Gerald |
Director |
– • – |
2019-08-02 |
4 |
B |
$8.00 |
$8,000 |
D/D |
1,000 |
1,041 |
2.39 |
- |
|
| Dakos Andrew |
Director |
– • – |
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(104,660) |
0 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2019-01-02 |
4 |
D |
$0.00 |
$0 |
I/I |
(104,660) |
0 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$138,595 |
D/D |
(17,633) |
1,050 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$14,009,255 |
I/I |
(1,782,348) |
104,660 |
|
- |
|
| Hellerman Gerald |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$5,431 |
D/D |
(691) |
41 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$16,734 |
D/D |
(2,129) |
125 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$8,607 |
D/D |
(1,095) |
64 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2018-11-20 |
4 |
D |
$7.86 |
$14,009,255 |
I/I |
(1,782,348) |
104,660 |
|
- |
|
| Hellerman Gerald |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
D/D |
232 |
732 |
|
- |
|
| Sell Moritz A |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
D/D |
715 |
2,254 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
D/D |
5,924 |
18,683 |
|
- |
|
| Goldstein Phillip |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
I/I |
598,378 |
1,887,008 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
D/D |
367 |
1,159 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2018-10-19 |
4 |
A |
$0.00 |
$0 |
I/I |
598,378 |
1,887,008 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2018-06-06 |
4 |
D |
$0.00 |
$0 |
I/I |
(54,549) |
1,288,630 |
|
- |
|
| Dakos Andrew |
Director |
– • – |
2018-02-20 |
4 |
B |
$12.74 |
$72,608 |
I/I |
5,700 |
1,343,179 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-02-16 |
4 |
B |
$12.84 |
$6,422 |
D/D |
500 |
792 |
2.39 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-02-13 |
4 |
B |
$12.35 |
$91,390 |
I/I |
7,400 |
1,337,479 |
2.1 |
- |
|
| Dakos Andrew |
Director |
– • – |
2018-02-12 |
4 |
B |
$12.35 |
$46,943 |
I/I |
3,800 |
1,330,079 |
2.1 |
- |
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131 Records found
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