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| |
| Exchange: |
Nasdaq National Market |
| Security
Type: |
Common |
| Shares
Out: |
18,620,000 |
| Market
Cap: |
486.54(M) |
| Last
Volume: |
303,640 |
Avg
Vol: |
220,916 |
| 52
Week Range: |
$18.86 - $27.2 |
|
| Level
I Sector: |
Financials |
| Level
II Sector: |
Financial Services |
| Level
III Sector: |
Closed - End Fund - Equity |
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Member Indexes:
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| |
NASDAQ COMPOSITE |
|
NASDAQ OTHER FINANCE |
| |
NASDAQ NNM COMPOSITE |
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Rankings:
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|
| Insider 3 Months : 9.7 |
| Insider 6 Months : 10 |
| Insider 3/6 Months : 19.8 |
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| Guru Rank Number : - |
| Guru Rank Value : - |
| Guru Occurances : - |
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Company Profile Capital Southwest is an internally managed closed-end, non-diversified investment company. Co.'s investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.
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D/I:
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D
is for direct shares.
I is
for indirect shares.
D/I
refers to the Direct or Indirect
shares traded vs. held. |
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Forms:
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|
A
Form 4 is a form filed
by an insider to indicate a change
in ownership.
A Form
3 is a form filed by
an insider to indicate an
initial ownership of a security. |
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3m +/-:
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|
This
represents the company's 3 month
price change. The initial price
is based on the closing price
of the stock on the day the transaction
took place. Purchases & sales
are viewed as long & short
positions respectively.
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Actions:
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|
| B |
Buy |
| S |
Sell |
| OE |
Option
Exercised |
| A |
Acquired |
| D |
Disposed |
| AB |
Automatic
Buy |
| AS |
Automatic
Sell |
| IO |
Initial
Ownership |
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Download:
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|
Download only Transactions
Forms. (Default)
Download
only Summary Infomation.
Download
both Transactions and Summary Data
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| |
Summary (Direct Transactions Only)  |
3 Months |
6 Months |
12 Months |
24 Months |
| Total Shares Bought |
10,092 |
10,592 |
11,092 |
13,452 |
| Total Buy Value |
$260,812 |
$272,457 |
$283,292 |
$328,089 |
| Total People Bought |
3 |
3 |
3 |
3 |
| Total Buy Transactions |
3 |
4 |
5 |
9 |
| Total Shares Sold |
0 |
0 |
0 |
0 |
| Total Sell Value |
$0 |
$0 |
$0 |
$0 |
| Total People Sold |
0 |
0 |
0 |
0 |
| Total Sell Transactions |
0 |
0 |
0 |
0 |
| End Date |
2024-03-10 |
2023-12-08 |
2023-06-09 |
2022-06-09 |
|
| Filer's Name |
Relation Title |
Off-Dir-10% |
Tran. Date |
Form |
Action |
Price |
Mkt Value |
D/I |
Shares |
Holdings |
Rank
|
|
|
| 3m +/- |
|
|
Form |
  Hodgson Susan K |
Secretary & Treasurer |
• – – |
2004-10-29 |
4 |
A |
$69.54 |
$70 |
D/D |
1 |
59 |
|
- |
|
| Hodgson Susan K |
Secretary & Treasurer |
• – – |
2004-10-29 |
4 |
A |
$67.11 |
$5,100 |
I/I |
76 |
755 |
|
- |
|
| Peterson Jeffrey G |
Investment Associate |
– – – |
2004-10-29 |
4 |
A |
$67.11 |
$5,637 |
I/I |
84 |
150 |
|
- |
|
| Hamner Patrick F |
Vice President |
• • – |
2004-10-29 |
4 |
A |
$67.11 |
$21,677 |
I/I |
323 |
9,517 |
|
- |
|
| Martin Gary L |
Vice President |
• • – |
2004-10-29 |
4 |
A |
$73.68 |
$8,105 |
I/I |
110 |
4,204 |
|
- |
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| Martin Gary L |
Vice President |
• • – |
2004-09-16 |
4 |
S |
$80.20 |
$23,739 |
D/D |
(296) |
92,645 |
|
- |
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| Martin Gary L |
Vice President |
• • – |
2004-09-14 |
4 |
S |
$80.20 |
$17,804 |
D/D |
(222) |
92,423 |
|
- |
|
| Martin Gary L |
Vice President |
• • – |
2004-09-13 |
4 |
S |
$80.20 |
$12,752 |
D/D |
(159) |
92,941 |
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- |
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| Martin Gary L |
Vice President |
• • – |
2004-09-10 |
4 |
S |
$80.00 |
$80,000 |
D/D |
(1,000) |
93,100 |
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- |
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| Martin Gary L |
Vice President |
• • – |
2004-06-16 |
4 |
S |
$80.25 |
$144,450 |
D/D |
(1,800) |
94,100 |
|
- |
|
| Martin Gary L |
Vice President |
• • – |
2004-06-15 |
4 |
S |
$79.90 |
$335,850 |
D/D |
(4,200) |
95,900 |
|
- |
|
| Thomas William R |
President & Chairman |
• • • |
2004-06-01 |
4 |
B |
$75.25 |
$41,388 |
D/D |
550 |
332,950 |
3.23 |
- |
|
| Thomas William R |
President & Chairman |
• • • |
2004-05-28 |
4 |
B |
$74.95 |
$33,728 |
D/D |
450 |
332,400 |
3.23 |
- |
|
| Thomas William R |
President & Chairman |
• • • |
2004-03-18 |
4 |
B |
$75.97 |
$57,813 |
D/D |
761 |
331,950 |
3.23 |
- |
|
| Thomas William R |
President & Chairman |
• • • |
2004-03-01 |
4 |
B |
$71.58 |
$21,474 |
D/D |
300 |
331,189 |
3.15 |
- |
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| Thomas William R |
President & Chairman |
• • • |
2004-02-19 |
4 |
B |
$70.39 |
$119,100 |
D/D |
1,692 |
330,889 |
3.23 |
- |
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| Thomas William R |
President & Chairman |
• • • |
2004-02-18 |
4 |
B |
$70.63 |
$41,460 |
D/D |
587 |
329,197 |
3.23 |
- |
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| Martin Gary L |
Vice President |
• • – |
2003-12-01 |
4 |
S |
$62.00 |
$124,000 |
D/D |
(2,000) |
100,100 |
|
- |
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| Peterson Jeffrey G |
Vice President |
• – – |
2003-10-31 |
4 |
A |
$52.69 |
$3,214 |
I/I |
61 |
66 |
|
- |
|
| Hodgson Susan K |
Secretary-Treasurer |
• – – |
2003-10-31 |
4 |
A |
$55.29 |
$55 |
D/D |
1 |
58 |
|
- |
|
| Hodgson Susan K |
Secretary-Treasurer |
• – – |
2003-10-31 |
4 |
A |
$52.69 |
$4,163 |
I/I |
79 |
679 |
|
- |
|
| Hamner Patrick F |
Vice President |
• – – |
2003-10-31 |
4 |
A |
$52.69 |
$10,116 |
I/I |
192 |
9,194 |
|
- |
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| Martin Gary L |
Vice President |
• • – |
2003-10-31 |
4 |
A |
$52.69 |
$3,161 |
I/I |
60 |
4,094 |
|
- |
|
| Ligon Samuel B |
Director |
– • – |
2003-09-30 |
3 |
IO |
$0.00 |
$0 |
D/D |
0 |
1,000 |
|
- |
|
| Martin Gary L |
officerTitle |
• • – |
2003-08-29 |
4 |
S |
$59.00 |
$118,000 |
D/D |
(2,000) |
102,100 |
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- |
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505 Records found
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Page 20 of 21 |
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